PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q1 2026
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +2 vs. Q4 2025
- Shares held
- 20.7M
- −1.57M (−7.0%) vs. Q4 2025
- Total value
- $166.2M
- −$41.2M (−19.9%) vs. Q4 2025
- New holders
- 25
- 48 more added
- Sold out
- 23
- 32 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 4,714 | $37.9K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 4,689 | $37.7K | 0.00% | +3,002+177.9% | Added |
| State of Alaska, Department of Revenue | 4,625 | $37.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $32.2K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,580 | $28.7K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $27.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,530 | $20.3K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,113 | $17.0K | 0.00% | +2,113 | New |
| Burk Holdings LLC | 2,106 | $16.9K | 0.01% | +2,106 | New |
| Tower Research Capital LLC (TRC) | 1,771 | $14.2K | 0.00% | +1,771 | New |
| Triumph Capital Management | 1,600 | $13.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,615 | $13.0K | 0.00% | +1,615 | New |
| Financial Network Wealth Advisors LLC | 1,426 | $11.5K | 0.01% | 00.0% | Unchanged |
| Truvestments Capital LLC | 1,202 | $9.66K | 0.00% | +1,202 | New |
| Atlantic Union Bankshares Corp | 1,200 | $9.65K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 1,146 | $9.00K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Murphy & Mullick Capital Management Corp | 1,038 | $8.34K | 0.01% | +37+3.7% | Added |
| Aventura Private Wealth, LLC | 829 | $6.67K | 0.00% | +28+3.5% | Added |
| Delta Asset Management LLC | 825 | $6.63K | 0.00% | −118−12.5% | Reduced |
| Larson Financial Group LLC | 563 | $4.53K | 0.00% | +19+3.5% | Added |
| NBC Securities, Inc. | 546 | $4.39K | 0.00% | +226+70.6% | Added |
| Vermillion Wealth Management, Inc. | 500 | $4.02K | 0.00% | 00.0% | Unchanged |
| Root Financial Partners, LLC | 500 | $4.02K | 0.00% | +500 | New |
| N.E.W. Advisory Services LLC | 320 | $2.57K | 0.00% | +320 | New |
| Citigroup Inc | 257 | $2.07K | 0.00% | −4,406−94.5% | Reduced |
| Hilton Head Capital Partners, LLC | 230 | $1.85K | 0.00% | +230 | New |
| Jones Financial Companies LLLP | 200 | $1.55K | 0.00% | 00.0% | Unchanged |
| Hilltop National Bank | 191 | $1.54K | 0.00% | +191 | New |
| JPMorgan Chase & Co | 188 | $1.47K | 0.00% | −4,079−95.6% | Reduced |
| Allworth Financial LP | 74 | $596 | 0.00% | +5+7.2% | Added |
| Caitong International Asset Management Co., Ltd | 66 | $531 | 0.00% | +65+6,500.0% | Added |
| Strategic Wealth Partners, Ltd. | 56 | $450 | 0.00% | 00.0% | Unchanged |
| PMV Capital Advisers, LLC | 12 | $98 | 0.00% | +12 | New |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −771,048−100.0% | Sold out |
| Truffle Hound Capital, LLC | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −217,228−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −107,263−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −40,986−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −34,519−100.0% | Sold out |
| Closed-End Fund Advisors, Inc. | 0 | $0 | 0.00% | −30,683−100.0% | Sold out |
| Facet Wealth, Inc. | 0 | $0 | 0.00% | −19,805−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −19,921−100.0% | Sold out |
| PharVision Advisers, LLC | 0 | $0 | 0.00% | −17,494−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,088−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −14,461−100.0% | Sold out |
| KW Wealth Management LLC | 0 | $0 | 0.00% | −13,002−100.0% | Sold out |
| Teamwork Financial Advisors, LLC | 0 | $0 | 0.00% | −10,844−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −10,495−100.0% | Sold out |
| Sage Mountain Advisors LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −9,623−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Garton & Associates Financial Advisors LLC | 0 | $0 | 0.00% | −2,552−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −1,181−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −526−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Vantage Financial Partners, LLC | – | – | – | – | Not filed |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| ORG Partners LLC | – | – | – | – | Not filed |