PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
Q4 2021 vs. Q3 2021
How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Q4 2021 | Change |
|---|---|---|---|
| Holders | 80 | 84 | +4 |
| Shares | 9.29M | 7.25M | −2.04M (−22.0%) |
| Value | $119.5M | $92.5M | −$27.0M (−22.6%) |
New holders (17)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Mid-American Wealth Advisory Group, Inc. | 152,616 | $1.95M | 1.57% |
| Invesco Ltd. | 52,664 | $673.0K | 0.00% |
| Snowden Capital Advisors LLC | 29,700 | $379.0K | 0.02% |
| Virtu Financial LLC | 24,389 | $311.0K | 0.03% |
| Biltmore Capital Advisors LLC | 15,000 | $192.0K | 0.03% |
| Allspring Global Investments Holdings, LLC | 13,100 | $167.0K | 0.00% |
| Doman Group, LLC | 10,627 | $136.0K | 0.12% |
| Wealthspire Advisors, LLC | 10,000 | $128.0K | 0.00% |
| State of Wyoming | 4,965 | $63.0K | 0.03% |
| Cedar Wealth Management, LLC | 2,750 | $35.0K | 0.01% |
| Simplex Trading, LLC | 2,373 | $30.0K | 0.00% |
| CoreCap Advisors, LLC | 900 | $11.0K | 0.00% |
| American National Bank | 800 | $10.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 395 | $5.00K | 0.00% |
| Global Wealth Management Investment Advisory, Inc. | 134 | $2.00K | 0.00% |
| Aquatic Capital Management LLC | 100 | $1.00K | 0.00% |
| West Paces Advisors Inc. | 76 | $971 | 0.00% |
Sold out (13)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Altshuler Shaham Ltd | 1,891,245 | $24.9M |
| Relative Value Partners Group, LLC | 267,089 | $3.44M |
| Susquehanna International Group, LLP | 37,858 | $484.0K |
| Susquehanna Fundamental Investments, LLC | 34,800 | $445.0K |
| Private Advisor Group, LLC | 23,809 | $305.0K |
| Independent Financial Group, LLC | 20,810 | $266.2K |
| Sheaff Brock Investment Advisors, LLC | 12,730 | $163.0K |
| Citadel Advisors LLC | 12,516 | $160.0K |
| Acadian Asset Management LLC | 6,375 | $81.0K |
| FNY Investment Advisers, LLC | 2,500 | $31.0K |
| Arkadios Wealth Advisors | 875 | $11.0K |
| Citigroup Inc | 407 | $5.00K |
| Horizon Financial Services, LLC | 200 | $3.00K |