PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
Q3 2023 vs. Q2 2023
How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q2 2023 and Q3 2023.
All holders in Q3 2023All holders in Q2 2023
| Measure | Q2 2023 | Q3 2023 | Change |
|---|---|---|---|
| Holders | 112 | 110 | −2 |
| Shares | 16.2M | 13.1M | −3.11M (−19.1%) |
| Value | $172.3M | $139.8M | −$32.4M (−18.8%) |
New holders (17)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2023 but not at the end of Q2 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Prevail Innovative Wealth Advisors, LLC | 169,845 | $1.81M | 0.94% |
| Goldman Sachs Group Inc | 119,839 | $1.28M | 0.00% |
| Graypoint LLC | 62,700 | $668.4K | 0.06% |
| Winton Group Ltd | 34,861 | $371.6K | 0.03% |
| Connor, Clark & Lunn Investment Management Ltd. | 20,899 | $222.8K | 0.00% |
| ExodusPoint Capital Management, LP | 20,722 | $221.0K | 0.00% |
| Strategies Wealth Advisors, LLC | 20,372 | $217.2K | 0.04% |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $207.9K | 0.05% |
| State of Tennessee, Treasury Department | 16,046 | $171.1K | 0.00% |
| Raymond James Financial Services Advisors, Inc. | 12,239 | $130.5K | 0.00% |
| Calton & Associates, Inc. | 12,205 | $130.1K | 0.19% |
| Resources Investment Advisors, LLC. | 12,000 | $127.9K | 0.00% |
| CFO4Life Group, LLC | 10,464 | $111.5K | 0.03% |
| Comerica Bank | 5,745 | $61.2K | 0.00% |
| Northwestern Mutual Wealth Management Co | 1,000 | $10.7K | 0.00% |
| Godsey & Gibb Associates | 608 | $6.49K | 0.00% |
| Creative Planning | 300 | $3.20K | 0.00% |
Sold out (19)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q2 2023 and filed for Q3 2023 without it.
| Institution | Shares, Q2 2023 | Value, Q2 2023 |
|---|---|---|
| Scoggin Management LP | 468,581 | $4.99M |
| Quadrature Capital Ltd | 142,706 | $1.52M |
| Hudson Bay Capital Management LP | 134,204 | $1.43M |
| Jane Street Group, LLC | 103,623 | $1.10M |
| Mackenzie Financial Corp | 48,328 | $516.1K |
| Two Sigma Securities, LLC | 42,734 | $455.1K |
| Virtu Financial LLC | 37,448 | $399.0K |
| Quantbot Technologies LP | 34,111 | $363.3K |
| HRT Financial LP | 29,124 | $310.0K |
| Aquatic Capital Management LLC | 23,200 | $247.0K |
| Mid-American Wealth Advisory Group, Inc. | 20,783 | $223.4K |
| Envestnet Asset Management Inc | 15,511 | $165.2K |
| Y-Intercept (Hong Kong) Ltd | 14,304 | $152.3K |
| XTX Topco Ltd | 10,719 | $114.2K |
| Citigroup Inc | 7,013 | $74.7K |
| Castleview Partners, LLC | 3,587 | $38.2K |
| Gradient Investments LLC | 450 | $4.79K |
| Impact Partnership Wealth, LLC | 275 | $2.93K |
| Steward Partners Investment Advisory, LLC | 54 | $575 |