PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q3 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- −2 vs. Q2 2023
- Shares held
- 13.1M
- −3.11M (−19.1%) vs. Q2 2023
- Total value
- $139.8M
- −$32.4M (−18.8%) vs. Q2 2023
- New holders
- 17
- 30 more added
- Sold out
- 19
- 34 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 31 | $326 | 0.00% | +1+3.3% | Added |
| Global Retirement Partners, LLC | 32 | $330 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 111 | $1.18K | 0.00% | −10,920−99.0% | Reduced |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 244 | $2.60K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.67K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 300 | $3.20K | 0.00% | +300 | New |
| IFP Advisors, Inc | 326 | $3.47K | 0.00% | +6+1.9% | Added |
| Simplex Trading, LLC | 482 | $5.00K | 0.00% | −397−45.2% | Reduced |
| Quarry LP | 511 | $5.45K | 0.00% | −2,645−83.8% | Reduced |
| Tucker Asset Management LLC | 534 | $5.69K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 608 | $6.49K | 0.00% | +608 | New |
| Atwood & Palmer Inc | 640 | $6.82K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $8.00K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $8.53K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,000 | $10.7K | 0.00% | +1,000 | New |
| Group One Trading, L.P. | 1,121 | $11.9K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $12.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 1,258 | $13.4K | 0.00% | −2,748−68.6% | Reduced |
| Stonebridge Capital Advisors LLC | 1,433 | $15.3K | 0.00% | +899+168.4% | Added |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 2,530 | $27.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,125 | $33.3K | 0.00% | −141,009−97.8% | Reduced |
| US Bancorp | 4,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,745 | $61.2K | 0.00% | +5,745 | New |
| Bank of America Corp | 6,690 | $71.3K | 0.00% | +1,167+21.1% | Added |
| BNP Paribas Arbitrage, SA | 6,800 | $72.5K | 0.00% | −7,919−53.8% | Reduced |
| Wells Fargo & Company | 6,803 | $72.5K | 0.00% | −2,899−29.9% | Reduced |
| Sunbelt Securities, Inc. | 9,274 | $98.9K | 0.01% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $106.6K | 0.00% | 00.0% | Unchanged |
| Gratus Capital LLC | 10,000 | $106.6K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $106.6K | 0.01% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 10,464 | $111.5K | 0.03% | +10,464 | New |
| Latitude Advisors, LLC | 11,382 | $121.3K | 0.09% | +133+1.2% | Added |
| Davenport & Co LLC | 11,400 | $121.5K | 0.00% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 11,670 | $124.4K | 0.10% | −7,602−39.4% | Reduced |
| Resources Investment Advisors, LLC. | 12,000 | $127.9K | 0.00% | +12,000 | New |
| D. E. Shaw & Co., Inc. | 12,043 | $128.4K | 0.00% | −269,763−95.7% | Reduced |
| Calton & Associates, Inc. | 12,205 | $130.1K | 0.19% | +12,205 | New |
| Raymond James Financial Services Advisors, Inc. | 12,239 | $130.5K | 0.00% | +12,239 | New |
| Beacon Investment Advisors LLC | 12,488 | $133.1K | 0.09% | +353+2.9% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $139.6K | 0.00% | 00.0% | Unchanged |
| AllSquare Wealth Management LLC | 14,900 | $158.8K | 0.10% | −800−5.1% | Reduced |
| Teamwork Financial Advisors, LLC | 15,949 | $170.0K | 0.03% | −791−4.7% | Reduced |
| State of Tennessee, Treasury Department | 16,046 | $171.1K | 0.00% | +16,046 | New |
| Arkadios Wealth Advisors | 16,232 | $173.0K | 0.02% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 16,847 | $179.6K | 0.00% | −1,728−9.3% | Reduced |
| Northern Trust Corp | 16,957 | $180.8K | 0.00% | +1,911+12.7% | Added |
| Garner Asset Management Corp | 18,127 | $193.0K | 0.12% | +50.0% | Added |
| Sigma Planning Corp | 18,616 | $198.5K | 0.01% | +1,429+8.3% | Added |
| Wambolt & Associates, LLC | 19,488 | $203.3K | 0.07% | 00.0% | Unchanged |
| Natixis | 19,076 | $204.9K | 0.00% | 00.0% | Unchanged |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $207.9K | 0.05% | +19,500 | New |
| Commonwealth Equity Services, LLC | 19,936 | $213.0K | 0.00% | +7,138+55.8% | Added |
| Strategies Wealth Advisors, LLC | 20,372 | $217.2K | 0.04% | +20,372 | New |
| ExodusPoint Capital Management, LP | 20,722 | $221.0K | 0.00% | +20,722 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 20,899 | $222.8K | 0.00% | +20,899 | New |
| Cetera Advisor Networks LLC | 22,680 | $241.8K | 0.00% | +2,490+12.3% | Added |
| International Assets Investment Management, LLC | 23,780 | $250.4K | 0.03% | 00.0% | Unchanged |
| Optimum Investment Advisors | 25,801 | $275.0K | 0.14% | +4,000+18.3% | Added |
| Camden Capital, LLC | 26,658 | $284.2K | 0.03% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 27,667 | $295.0K | 0.03% | −5,112−15.6% | Reduced |
| Guggenheim Capital LLC | 29,132 | $310.5K | 0.00% | +13,901+91.3% | Added |
| Winton Group Ltd | 34,861 | $371.6K | 0.03% | +34,861 | New |
| CI Private Wealth, LLC | 36,019 | $384.0K | 0.00% | −3,623−9.1% | Reduced |
| Royal Bank of Canada | 41,444 | $441.0K | 0.00% | +11,266+37.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 41,448 | $442.0K | 0.00% | +7,228+21.1% | Added |
| Janney Montgomery Scott LLC | 42,095 | $449.0K | 0.00% | +155+0.4% | Added |
| AE Wealth Management LLC | 42,245 | $450.3K | 0.00% | −23,534−35.8% | Reduced |
| Strategic Financial Concepts, LLC | 49,150 | $523.9K | 0.18% | +600+1.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 50,025 | $533.3K | 0.03% | −72,150−59.1% | Reduced |
| Jump Financial, LLC | 52,600 | $560.7K | 0.02% | −59,728−53.2% | Reduced |
| Wedbush Securities Inc | 52,945 | $564.0K | 0.03% | −300−0.6% | Reduced |
| Great West Life Assurance Co | 57,727 | $615.0K | 0.00% | +11,241+24.2% | Added |
| CSS LLC | 59,566 | $635.0K | 0.05% | 00.0% | Unchanged |
| Graypoint LLC | 62,700 | $668.4K | 0.06% | +62,700 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 64,390 | $686.4K | 0.00% | −26,414−29.1% | Reduced |
| Muzinich & Co., Inc. | 64,390 | $686.4K | 0.60% | −26,414−29.1% | Reduced |
| Virtus ETF Advisers LLC | 71,142 | $758.4K | 0.46% | +39,064+121.8% | Added |
| Toroso Investments, LLC | 77,596 | $827.2K | 0.03% | +4,700+6.4% | Added |
| Stifel Financial Corp | 81,324 | $866.9K | 0.00% | −68−0.1% | Reduced |
| McKinley Capital Management LLC /Delaware | 83,972 | $895.1K | 0.13% | −4,840−5.4% | Reduced |
| Cubist Systematic Strategies, LLC | 84,492 | $900.7K | 0.01% | +70,023+484.0% | Added |
| Qube Research & Technologies Ltd | 97,599 | $1.04M | 0.00% | +82,019+526.4% | Added |
| PFG Advisors | 118,575 | $1.26M | 0.11% | −4,602−3.7% | Reduced |
| Goldman Sachs Group Inc | 119,839 | $1.28M | 0.00% | +119,839 | New |
| The PNC Financial Services Group, Inc. | 122,312 | $1.30M | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 123,186 | $1.31M | 0.03% | −3,189−2.5% | Reduced |
| LPL Financial LLC | 130,099 | $1.39M | 0.00% | +64,419+98.1% | Added |
| HighTower Advisors, LLC | 131,244 | $1.40M | 0.00% | +5,217+4.1% | Added |
| Tudor Investment Corp Et Al | 139,813 | $1.49M | 0.02% | +122,168+692.4% | Added |
| Golden Green, Inc. | 153,476 | $1.64M | 1.71% | +2,634+1.7% | Added |
| UBS Group AG | 157,953 | $1.68M | 0.00% | −7,055−4.3% | Reduced |
| Marshall Wace, LLP | 162,503 | $1.73M | 0.00% | −306,761−65.4% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 169,845 | $1.81M | 0.94% | +169,845 | New |
| BlackRock Inc. | 203,019 | $2.16M | 0.00% | −42,417−17.3% | Reduced |
| Advisor Group Holdings, Inc. | 211,990 | $2.26M | 0.00% | +21,720+11.4% | Added |
| Citadel Advisors LLC | 213,664 | $2.28M | 0.00% | −487,024−69.5% | Reduced |