PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q2 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 112
- +20 vs. Q1 2023
- Shares held
- 16.2M
- +5.90M (+57.1%) vs. Q1 2023
- Total value
- $172.3M
- +$63.0M (+57.6%) vs. Q1 2023
- New holders
- 27
- 37 more added
- Sold out
- 7
- 21 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 30 | $316 | 0.00% | +1+3.4% | Added |
| Global Retirement Partners, LLC | 32 | $341 | 0.00% | −8,480−99.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 54 | $575 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $1.00K | 0.00% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 244 | $2.60K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.66K | 0.00% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 275 | $2.93K | 0.00% | +275 | New |
| IFP Advisors, Inc | 320 | $4.34K | 0.00% | +9+2.9% | Added |
| Gradient Investments LLC | 450 | $4.79K | 0.00% | +311+223.7% | Added |
| Stonebridge Capital Advisors LLC | 534 | $5.69K | 0.00% | +25+4.9% | Added |
| Tucker Asset Management LLC | 534 | $5.69K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $6.82K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $7.99K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $8.52K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 879 | $9.00K | 0.00% | −4,281−83.0% | Reduced |
| Delta Asset Management LLC | 943 | $10.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 1,121 | $11.9K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $12.0K | 0.02% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,737 | $18.5K | 0.00% | +981+129.8% | Added |
| Private Trust Co NA | 2,530 | $26.9K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 3,156 | $33.6K | 0.02% | +3,156 | New |
| Castleview Partners, LLC | 3,587 | $38.2K | 0.03% | +3,587 | New |
| US Bancorp | 4,000 | $42.6K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,006 | $42.7K | 0.00% | +4,006 | New |
| Bank of America Corp | 5,523 | $58.8K | 0.00% | +1,614+41.3% | Added |
| Citigroup Inc | 7,013 | $74.7K | 0.00% | +7,013 | New |
| Sunbelt Securities, Inc. | 9,274 | $98.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,702 | $103.3K | 0.00% | +2,102+27.7% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 10,000 | $106.5K | 0.00% | −45,000−81.8% | Reduced |
| Sage Mountain Advisors LLC | 10,000 | $106.5K | 0.02% | −10,000−50.0% | Reduced |
| Gratus Capital LLC | 10,000 | $106.5K | 0.01% | +10,000 | New |
| XTX Topco Ltd | 10,719 | $114.2K | 0.02% | +10,719 | New |
| Tower Research Capital LLC (TRC) | 11,031 | $117.5K | 0.00% | +11,031 | New |
| Latitude Advisors, LLC | 11,249 | $119.8K | 0.08% | +1,079+10.6% | Added |
| Davenport & Co LLC | 11,400 | $121.4K | 0.00% | 00.0% | Unchanged |
| Beacon Investment Advisors LLC | 12,135 | $129.2K | 0.09% | +121+1.0% | Added |
| Commonwealth Equity Services, LLC | 12,798 | $136.0K | 0.00% | +1,347+11.8% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $139.5K | 0.00% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 14,304 | $152.3K | 0.02% | +14,304 | New |
| Cubist Systematic Strategies, LLC | 14,469 | $154.1K | 0.00% | +14,469 | New |
| BNP Paribas Arbitrage, SA | 14,719 | $156.8K | 0.00% | +14,719 | New |
| Northern Trust Corp | 15,046 | $160.2K | 0.00% | +3,749+33.2% | Added |
| Guggenheim Capital LLC | 15,231 | $162.2K | 0.00% | +3,950+35.0% | Added |
| Envestnet Asset Management Inc | 15,511 | $165.2K | 0.00% | −5,147−24.9% | Reduced |
| AllSquare Wealth Management LLC | 15,700 | $165.3K | 0.11% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 15,580 | $165.9K | 0.00% | +15,580 | New |
| Arkadios Wealth Advisors | 16,232 | $172.9K | 0.02% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 16,740 | $178.3K | 0.03% | −388−2.3% | Reduced |
| Sigma Planning Corp | 17,187 | $183.0K | 0.01% | +1,719+11.1% | Added |
| Tudor Investment Corp Et Al | 17,645 | $187.9K | 0.00% | +17,645 | New |
| Garner Asset Management Corp | 18,122 | $193.0K | 0.11% | +50.0% | Added |
| Advisory Services Network, LLC | 18,575 | $197.8K | 0.01% | −2,061−10.0% | Reduced |
| Natixis | 19,076 | $203.3K | 0.00% | −8,970−32.0% | Reduced |
| Firethorn Wealth Partners, LLC | 19,272 | $205.3K | 0.15% | +8,106+72.6% | Added |
| Wambolt & Associates, LLC | 19,488 | $207.5K | 0.07% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,190 | $215.0K | 0.00% | +658+3.4% | Added |
| Mid-American Wealth Advisory Group, Inc. | 20,783 | $223.4K | 0.17% | +20,783 | New |
| Optimum Investment Advisors | 21,801 | $232.2K | 0.11% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 23,200 | $247.0K | 0.01% | +23,200 | New |
| International Assets Investment Management, LLC | 23,780 | $253.3K | 0.03% | 00.0% | Unchanged |
| Camden Capital, LLC | 26,658 | $283.9K | 0.03% | +26,658 | New |
| HRT Financial LP | 29,124 | $310.0K | 0.00% | +2,566+9.7% | Added |
| Royal Bank of Canada | 30,178 | $321.0K | 0.00% | +132+0.4% | Added |
| Virtus ETF Advisers LLC | 32,078 | $341.6K | 0.20% | +7,158+28.7% | Added |
| Dynamic Technology Lab Private Ltd | 32,779 | $350.0K | 0.04% | +32,779 | New |
| Quantbot Technologies LP | 34,111 | $363.3K | 0.02% | +34,111 | New |
| Cambridge Investment Research Advisors, Inc. | 34,220 | $364.0K | 0.00% | +2,811+8.9% | Added |
| Virtu Financial LLC | 37,448 | $399.0K | 0.03% | +37,448 | New |
| CI Private Wealth, LLC | 39,642 | $422.2K | 0.00% | −351−0.9% | Reduced |
| Janney Montgomery Scott LLC | 41,940 | $447.0K | 0.00% | +52+0.1% | Added |
| Two Sigma Securities, LLC | 42,734 | $455.1K | 0.04% | +42,734 | New |
| Great West Life Assurance Co | 46,486 | $497.0K | 0.00% | +1,733+3.9% | Added |
| Mackenzie Financial Corp | 48,328 | $516.1K | 0.00% | −14,254−22.8% | Reduced |
| Strategic Financial Concepts, LLC | 48,550 | $517.1K | 0.19% | +100+0.2% | Added |
| Wedbush Securities Inc | 53,245 | $567.0K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 59,566 | $634.4K | 0.05% | 00.0% | Unchanged |
| LPL Financial LLC | 65,680 | $699.5K | 0.00% | +13,924+26.9% | Added |
| AE Wealth Management LLC | 65,779 | $700.5K | 0.00% | +4,945+8.1% | Added |
| Toroso Investments, LLC | 72,896 | $776.0K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 81,392 | $866.8K | 0.00% | −5,064−5.9% | Reduced |
| McKinley Capital Management LLC /Delaware | 88,812 | $945.8K | 0.13% | −237−0.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 90,804 | $967.1K | 0.00% | −14,430−13.7% | Reduced |
| Muzinich & Co., Inc. | 90,804 | $967.1K | 0.85% | −14,430−13.7% | Reduced |
| Jane Street Group, LLC | 103,623 | $1.10M | 0.00% | +103,623 | New |
| Jump Financial, LLC | 112,328 | $1.20M | 0.04% | +112,328 | New |
| Hennion & Walsh Asset Management, Inc. | 122,175 | $1.30M | 0.08% | −40,652−25.0% | Reduced |
| The PNC Financial Services Group, Inc. | 122,312 | $1.30M | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 123,177 | $1.31M | 0.10% | −700−0.6% | Reduced |
| HighTower Advisors, LLC | 126,027 | $1.34M | 0.00% | −900−0.7% | Reduced |
| Trexquant Investment LP | 126,375 | $1.35M | 0.04% | +108,276+598.2% | Added |
| Hudson Bay Capital Management LP | 134,204 | $1.43M | 0.01% | +134,204 | New |
| Quadrature Capital Ltd | 142,706 | $1.52M | 0.03% | +142,706 | New |
| JPMorgan Chase & Co | 144,134 | $1.54M | 0.00% | +141,643+5,686.2% | Added |
| Golden Green, Inc. | 150,842 | $1.61M | 1.74% | −2,747−1.8% | Reduced |
| UBS Group AG | 165,008 | $1.76M | 0.00% | +14,380+9.5% | Added |
| Advisor Group Holdings, Inc. | 190,270 | $2.03M | 0.00% | +7,668+4.2% | Added |
| BlackRock Inc. | 245,436 | $2.61M | 0.00% | −12,763−4.9% | Reduced |
| D. E. Shaw & Co., Inc. | 281,806 | $3.00M | 0.00% | +281,806 | New |
| Advisors Asset Management, Inc. | 301,007 | $3.21M | 0.07% | −19,453−6.1% | Reduced |