PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2024
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 127
- +25 vs. Q3 2024
- Shares held
- 18.3M
- +2.26M (+14.1%) vs. Q3 2024
- Total value
- $199.5M
- +$15.2M (+8.2%) vs. Q3 2024
- New holders
- 36
- 41 more added
- Sold out
- 11
- 28 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coppell Advisory Solutions LLC | 1 | $9 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $11 | 0.00% | +1 | New |
| Creekmur Asset Management LLC | 8 | $89 | 0.00% | −1−11.1% | Reduced |
| Parallel Advisors, LLC | 15 | $164 | 0.00% | −4,995−99.7% | Reduced |
| SOA Wealth Advisors, LLC. | 38 | $415 | 0.00% | +38 | New |
| Farther Finance Advisors, LLC | 40 | $437 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 69 | $754 | 0.00% | +69 | New |
| Group One Trading, L.P. | 95 | $1.04K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 123 | $1.34K | 0.00% | +123 | New |
| Continuum Advisory, LLC | 172 | $1.88K | 0.00% | +1+0.6% | Added |
| Principal Securities, Inc. | 219 | $2.39K | 0.00% | −96−30.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 299 | $3.27K | 0.00% | +299 | New |
| Hexagon Capital Partners LLC | 321 | $3.51K | 0.00% | +30+10.3% | Added |
| Larson Financial Group LLC | 351 | $3.83K | 0.00% | +17+5.1% | Added |
| Russell Investments Group, Ltd. | 400 | $4.37K | 0.00% | 00.0% | Unchanged |
| Vermillion Wealth Management, Inc. | 500 | $5.46K | 0.00% | +500 | New |
| Aventura Private Wealth, LLC | 711 | $7.77K | 0.00% | +711 | New |
| Delta Asset Management LLC | 943 | $10.3K | 0.00% | 00.0% | Unchanged |
| Murphy & Mullick Capital Management Corp | 986 | $10.9K | 0.01% | +986 | New |
| JPMorgan Chase & Co | 1,008 | $11.0K | 0.00% | −250,725−99.6% | Reduced |
| POM Investment Strategies, LLC | 1,033 | $11.3K | 0.01% | +1,033 | New |
| Synergy Financial Management, LLC | 976 | $11.3K | 0.00% | +976 | New |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.01% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,200 | $13.1K | 0.01% | +100+9.1% | Added |
| ORG Partners LLC | 1,500 | $16.4K | 0.00% | +1,500 | New |
| Tower Research Capital LLC (TRC) | 1,958 | $21.4K | 0.00% | +474+31.9% | Added |
| Private Trust Co NA | 2,530 | $27.7K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $36.8K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 3,452 | $37.7K | 0.00% | +3,452 | New |
| Quarry LP | 3,674 | $40.2K | 0.01% | +2,408+190.2% | Added |
| IFP Advisors, Inc | 3,889 | $42.5K | 0.00% | −4,827−55.4% | Reduced |
| US Bancorp | 4,000 | $43.7K | 0.00% | −4,445−52.6% | Reduced |
| GWM Advisors LLC | 4,714 | $51.5K | 0.00% | 00.0% | Unchanged |
| MPWM Advisory Solutions, LLC | 5,000 | $54.6K | 0.04% | +5,000 | New |
| CIBC Private Wealth Group, LLC | 5,196 | $57.3K | 0.00% | +196+3.9% | Added |
| Citadel Advisors LLC | 5,947 | $65.0K | 0.00% | −27,293−82.1% | Reduced |
| Sunbelt Securities, Inc. | 8,224 | $89.3K | 0.01% | −400−4.6% | Reduced |
| AllSquare Wealth Management LLC | 9,200 | $100.6K | 0.06% | −4,500−32.8% | Reduced |
| Clearstead Advisors, LLC | 10,000 | $109.3K | 0.00% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $109.3K | 0.01% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 10,000 | $109.3K | 0.05% | +10,000 | New |
| Firethorn Wealth Partners, LLC | 10,100 | $110.4K | 0.05% | −2,908−22.4% | Reduced |
| Arkadios Wealth Advisors | 10,750 | $117.5K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,891 | $119.0K | 0.00% | +10,891 | New |
| Fulton Breakefield Broenniman LLC | 11,798 | $129.0K | 0.01% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 12,069 | $131.1K | 0.00% | +12,069 | New |
| First Foundation Advisors | 12,393 | $135.5K | 0.01% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 12,400 | $135.5K | 0.00% | +12,400 | New |
| Resources Investment Advisors, LLC. | 12,543 | $137.1K | 0.00% | 00.0% | Unchanged |
| Strategies Wealth Advisors, LLC | 12,436 | $137.5K | 0.02% | +552+4.6% | Added |
| Dynamic Technology Lab Private Ltd | 12,748 | $140.0K | 0.02% | +12,748 | New |
| Nebula Research & Development LLC | 12,820 | $140.1K | 0.02% | +12,820 | New |
| Quantbot Technologies LP | 13,389 | $146.3K | 0.01% | −17,032−56.0% | Reduced |
| Bank of America Corp | 14,880 | $162.6K | 0.00% | +1,891+14.6% | Added |
| Wells Fargo & Company | 15,501 | $169.4K | 0.00% | −245−1.6% | Reduced |
| PharVision Advisers, LLC | 15,560 | $170.1K | 0.14% | +15,560 | New |
| Jmac Enterprises LLC | 15,669 | $171.3K | 0.03% | +5,258+50.5% | Added |
| CI Private Wealth, LLC | 15,687 | $171.5K | 0.00% | +15,687 | New |
| Private Advisor Group, LLC | 16,300 | $178.2K | 0.00% | −52−0.3% | Reduced |
| Entropy Technologies, LP | 16,483 | $180.2K | 0.02% | +16,483 | New |
| MQS Management LLC | 16,959 | $185.4K | 5.27% | +16,959 | New |
| Optimum Investment Advisors | 17,500 | $191.3K | 0.08% | −11,301−39.2% | Reduced |
| Walkner Condon Financial Advisors LLC | 17,500 | $191.3K | 0.04% | +17,500 | New |
| Garner Asset Management Corp | 17,560 | $192.0K | 0.09% | +50.0% | Added |
| AE Wealth Management LLC | 18,953 | $207.2K | 0.00% | −1,277−6.3% | Reduced |
| Global Retirement Partners, LLC | 19,013 | $207.8K | 0.01% | −49,987−72.4% | Reduced |
| Beacon Investment Advisors LLC | 19,378 | $211.8K | 0.10% | +273+1.4% | Added |
| Yelin Lapidot Holdings Management Ltd. | 19,500 | $213.1K | 0.04% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 19,500 | $213.1K | 0.00% | 00.0% | Unchanged |
| Westbourne Investments, Inc. | 19,977 | $218.3K | 0.13% | +19,977 | New |
| BNP Paribas Arbitrage, SA | 20,219 | $221.0K | 0.00% | +18,919+1,455.3% | Added |
| Synergy Investment Management, LLC | 20,795 | $227.3K | 0.10% | +20,795 | New |
| GWN Securities Inc. | 22,226 | $250.5K | 0.07% | +22,226 | New |
| Raymond James Financial Inc | 25,938 | $283.5K | 0.00% | +25,938 | New |
| Camden Capital, LLC | 26,658 | $291.4K | 0.03% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 27,065 | $295.8K | 0.00% | +27,065 | New |
| D. E. Shaw & Co., Inc. | 30,558 | $334.0K | 0.00% | +20,345+199.2% | Added |
| Susquehanna International Group, LLP | 31,839 | $348.0K | 0.00% | −7,998−20.1% | Reduced |
| Cetera Investment Advisers | 32,062 | $350.4K | 0.00% | −1,782−5.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 35,092 | $383.6K | 0.03% | −15,552−30.7% | Reduced |
| Royal Bank of Canada | 35,252 | $386.0K | 0.00% | +10,003+39.6% | Added |
| TrueMark Investments, LLC | 37,168 | $406.2K | 0.13% | +37,168 | New |
| Northern Trust Corp | 38,449 | $420.2K | 0.00% | +5,406+16.4% | Added |
| Jane Street Group, LLC | 40,337 | $440.9K | 0.00% | +25,920+179.8% | Added |
| Commonwealth Equity Services, LLC | 40,826 | $446.0K | 0.00% | +3,782+10.2% | Added |
| Janney Montgomery Scott LLC | 41,137 | $450.0K | 0.00% | −14,485−26.0% | Reduced |
| Natixis | 44,576 | $483.2K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 47,999 | $524.6K | 0.00% | +2,890+6.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 50,218 | $549.0K | 0.00% | +14,126+39.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 51,655 | $564.6K | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 51,655 | $564.6K | 0.40% | 00.0% | Unchanged |
| Great West Life Assurance Co | 55,277 | $604.0K | 0.00% | −2,977−5.1% | Reduced |
| Virtu Financial LLC | 56,077 | $613.0K | 0.03% | +56,077 | New |
| Stifel Financial Corp | 63,279 | $691.6K | 0.00% | −2,746−4.2% | Reduced |
| Denali Advisors LLC | 63,430 | $693.3K | 0.07% | −15,651−19.8% | Reduced |
| Strategic Financial Concepts, LLC | 66,200 | $723.6K | 0.14% | +4,900+8.0% | Added |
| We Are One Seven, LLC | 66,400 | $725.8K | 0.03% | +66,400 | New |
| Brevan Howard Capital Management LP | 66,685 | $728.9K | 0.02% | +66,685 | New |
| Aquatic Capital Management LLC | 68,748 | $751.4K | 0.02% | +21,748+46.3% | Added |
| Graypoint LLC | 71,156 | $777.7K | 0.05% | +1,897+2.7% | Added |