PennantPark Floating Rate Capital Ltd.

PFLT

Exchange: NYSE
SEC CIK: 0001504619

SEC filings (opens in a new tab)

No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.

Other share classesPFLA

Q4 2024 vs. Q3 2024

How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of PFLT: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	103	1	127	+25
Shares	16.0M	18.7K	18.3M	+2.26M (+14.1%)
Value	$184.5M	$216.7K	$199.5M	+$15.2M (+8.2%)

1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (36)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to PFLT in Q4 2024
Institution	Shares	Value	% of portfolio
Invesco Ltd.	963,709	$10.5M	0.00%
GraniteShares Advisors LLC	224,800	$2.46M	1.56%
Connor, Clark & Lunn Investment Management Ltd.	95,680	$1.05M	0.00%
Brevan Howard Capital Management LP	66,685	$728.9K	0.02%
We Are One Seven, LLC	66,400	$725.8K	0.03%
Virtu Financial LLC	56,077	$613.0K	0.03%
TrueMark Investments, LLC	37,168	$406.2K	0.13%
Goldman Sachs Group Inc	27,065	$295.8K	0.00%
Raymond James Financial Inc	25,938	$283.5K	0.00%
GWN Securities Inc.	22,226	$250.5K	0.07%
Synergy Investment Management, LLC	20,795	$227.3K	0.10%
Westbourne Investments, Inc.	19,977	$218.3K	0.13%
Walkner Condon Financial Advisors LLC	17,500	$191.3K	0.04%
MQS Management LLC	16,959	$185.4K	5.27%
Entropy Technologies, LP	16,483	$180.2K	0.02%
CI Private Wealth, LLC	15,687	$171.5K	0.00%
PharVision Advisers, LLC	15,560	$170.1K	0.14%
Nebula Research & Development LLC	12,820	$140.1K	0.02%
Dynamic Technology Lab Private Ltd	12,748	$140.0K	0.02%
Ronald Blue Trust, Inc.	12,400	$135.5K	0.00%
Mirae Asset Global Investments Co., Ltd.	12,069	$131.1K	0.00%
Sigma Planning Corp	10,891	$119.0K	0.00%
Investment Partners, Ltd.	10,000	$109.3K	0.05%
MPWM Advisory Solutions, LLC	5,000	$54.6K	0.04%
MAI Capital Management	3,452	$37.7K	0.00%
ORG Partners LLC	1,500	$16.4K	0.00%
Synergy Financial Management, LLC	976	$11.3K	0.00%
POM Investment Strategies, LLC	1,033	$11.3K	0.01%
Murphy & Mullick Capital Management Corp	986	$10.9K	0.01%
Aventura Private Wealth, LLC	711	$7.77K	0.00%
Vermillion Wealth Management, Inc.	500	$5.46K	0.00%
Northwestern Mutual Wealth Management Co	299	$3.27K	0.00%
Caitong International Asset Management Co., Ltd	123	$1.34K	0.00%
National Bank of Canada	69	$754	0.00%
SOA Wealth Advisors, LLC.	38	$415	0.00%
FMR LLC	1	$11	0.00%

Sold out (11)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of PFLT in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
HRT Financial LP	100,343	$1.16M
Jump Financial, LLC	83,299	$963.8K
Crescent Grove Advisors, LLC	40,778	$476.0K
Lido Advisors, LLC	35,283	$408.2K
XTX Topco Ltd	15,741	$182.1K
Paloma Partners Management Co	15,036	$174.0K
Cyndeo Wealth Partners, LLC	11,287	$130.6K
Calton & Associates, Inc.	10,271	$118.8K
Financial Network Wealth Advisors LLC	1,426	$16.5K
Beacon Capital Management, LLC	756	$8.75K
International Assets Investment Management, LLC	41,421	–

Not filed for Q4 2024 yet (1)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PFLT in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Raymond James Financial Services Advisors, Inc.	18,732	$216.7K