PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
Q4 2022 vs. Q3 2022
How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 93 | 3 | 97 | +7 |
| Shares | 9.64M | 48.1K | 9.74M | +146.3K (+1.5%) |
| Value | $98.1M | $461.7K | $107.0M | +$9.33M (+9.6%) |
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Wilbanks Smith & Thomas Asset Management LLC | 50,000 | $549.0K | 0.02% |
| CI Private Wealth, LLC | 39,993 | $439.1K | 0.00% |
| Cetera Advisor Networks LLC | 17,826 | $195.7K | 0.00% |
| D. E. Shaw & Co., Inc. | 12,482 | $137.1K | 0.00% |
| Meitav Dash Investments Ltd | 12,050 | $133.5K | 0.00% |
| Ameriprise Financial Inc | 10,216 | $112.0K | 0.00% |
| Quantbot Technologies LP | 7,315 | $80.3K | 0.01% |
| Money Concepts Capital Corp | 1,000 | $11.0K | 0.00% |
| Delta Asset Management LLC | 943 | $10.4K | 0.00% |
| McElhenny Sheffield Capital Management, LLC | 512 | $5.62K | 0.00% |
| Godsey & Gibb Associates | 384 | $4.22K | 0.00% |
| Trustcore Financial Services, LLC | 300 | $3.29K | 0.00% |
| Gradient Investments LLC | 139 | $1.53K | 0.00% |
| Truvestments Capital LLC | 110 | $1.21K | 0.00% |
| Ronald Blue Trust, Inc. | 80 | $1.00K | 0.00% |
| SRS Capital Advisors, Inc. | 31 | $340 | 0.00% |
Sold out (9)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Neuberger Berman Group LLC | 37,385 | $359.0K |
| BNP Paribas Arbitrage, SA | 28,607 | $274.6K |
| Virtu Financial LLC | 22,048 | $212.0K |
| Marshall Wace, LLP | 13,699 | $131.0K |
| Two Sigma Securities, LLC | 11,570 | $111.0K |
| Geneos Wealth Management Inc. | 1,156 | $11.0K |
| Hudock, Inc. | 604 | $5.00K |
| West Paces Advisors Inc. | 76 | $730 |
| FMR LLC | 1 | $0 |
Not filed for Q4 2022 yet (3)
Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Roosevelt Investment Group LLC | 44,993 | $432.0K |
| Strategic Asset Management, LLC | 2,325 | $22.0K |
| American Portfolios Advisors | 803 | $7.71K |