PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2022
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- +7 vs. Q3 2022
- Shares held
- 9.74M
- +146.3K (+1.5%) vs. Q3 2022
- Total value
- $107.0M
- +$9.33M (+9.6%) vs. Q3 2022
- New holders
- 16
- 26 more added
- Sold out
- 9
- 27 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 28 | $309 | 0.00% | +1+3.7% | Added |
| SRS Capital Advisors, Inc. | 31 | $340 | 0.00% | +31 | New |
| Lindbrook Capital, LLC | 32 | $352 | 0.00% | +1+3.2% | Added |
| Steward Partners Investment Advisory, LLC | 54 | $593 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 80 | $1.00K | 0.00% | +80 | New |
| Signaturefd, LLC | 100 | $1.10K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 110 | $1.21K | 0.00% | +110 | New |
| Gradient Investments LLC | 139 | $1.53K | 0.00% | +139 | New |
| Aquatic Capital Management LLC | 200 | $2.00K | 0.00% | −2,700−93.1% | Reduced |
| Pin Oak Investment Advisors Inc | 223 | $2.00K | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 194 | $2.13K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 250 | $2.75K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 300 | $3.29K | 0.00% | +300 | New |
| Godsey & Gibb Associates | 384 | $4.22K | 0.00% | +384 | New |
| Stonebridge Capital Advisors LLC | 509 | $5.59K | 0.00% | +9+1.8% | Added |
| McElhenny Sheffield Capital Management, LLC | 512 | $5.62K | 0.00% | +512 | New |
| Tucker Asset Management LLC | 534 | $5.90K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 640 | $7.03K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 750 | $8.23K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 756 | $8.30K | 0.00% | 00.0% | Unchanged |
| American National Bank | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 943 | $10.4K | 0.00% | +943 | New |
| Money Concepts Capital Corp | 1,000 | $11.0K | 0.00% | +1,000 | New |
| Simplex Trading, LLC | 1,176 | $12.0K | 0.00% | +788+203.1% | Added |
| FNY Investment Advisers, LLC | 1,200 | $13.0K | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,488 | $27.0K | 0.00% | −11,890−82.7% | Reduced |
| Private Trust Co NA | 2,530 | $28.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 3,821 | $42.0K | 0.00% | −3,932−50.7% | Reduced |
| US Bancorp | 4,000 | $43.9K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 3,303 | $45.0K | 0.00% | −752−18.5% | Reduced |
| Bank of America Corp | 4,383 | $48.1K | 0.00% | −298−6.4% | Reduced |
| Rockefeller Capital Management L.P. | 6,855 | $75.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 7,315 | $80.3K | 0.01% | +7,315 | New |
| Global Retirement Partners, LLC | 8,512 | $93.5K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 8,794 | $96.6K | 0.00% | −97,412−91.7% | Reduced |
| Wells Fargo & Company | 9,951 | $109.3K | 0.00% | +1,001+11.2% | Added |
| Ameriprise Financial Inc | 10,216 | $112.0K | 0.00% | +10,216 | New |
| Northern Trust Corp | 10,625 | $116.7K | 0.00% | −1,080−9.2% | Reduced |
| Relative Value Partners Group, LLC | 10,806 | $118.7K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 11,200 | $123.0K | 0.01% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 11,380 | $125.0K | 0.01% | −4,602−28.8% | Reduced |
| Davenport & Co LLC | 11,400 | $125.0K | 0.00% | −2,000−14.9% | Reduced |
| Raymond James & Associates | 11,453 | $125.8K | 0.00% | +56+0.5% | Added |
| Commonwealth Equity Services, LLC | 11,523 | $126.0K | 0.00% | +87+0.8% | Added |
| Meitav Dash Investments Ltd | 12,050 | $133.5K | 0.00% | +12,050 | New |
| D. E. Shaw & Co., Inc. | 12,482 | $137.1K | 0.00% | +12,482 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $143.8K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 14,547 | $159.7K | 0.00% | −992−6.4% | Reduced |
| Teamwork Financial Advisors, LLC | 15,631 | $171.6K | 0.03% | −6,391−29.0% | Reduced |
| Arkadios Wealth Advisors | 16,232 | $178.2K | 0.02% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,510 | $181.3K | 0.00% | +1,059+6.9% | Added |
| AllSquare Wealth Management LLC | 17,200 | $188.9K | 0.13% | 00.0% | Unchanged |
| Garner Asset Management Corp | 17,249 | $189.0K | 0.09% | +40.0% | Added |
| Millennium Management LLC | 17,404 | $191.0K | 0.00% | −6,748−27.9% | Reduced |
| Cetera Advisor Networks LLC | 17,826 | $195.7K | 0.00% | +17,826 | New |
| Wambolt & Associates, LLC | 19,488 | $214.0K | 0.08% | +600+3.2% | Added |
| Jump Financial, LLC | 20,300 | $222.9K | 0.01% | −18,300−47.4% | Reduced |
| Advisory Services Network, LLC | 20,388 | $223.9K | 0.01% | −615−2.9% | Reduced |
| Royal Bank of Canada | 24,088 | $265.0K | 0.00% | −3,113−11.4% | Reduced |
| Optimum Investment Advisors | 24,801 | $272.3K | 0.15% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 25,004 | $274.5K | 0.00% | +4,416+21.4% | Added |
| International Assets Investment Management, LLC | 25,595 | $281.0K | 0.03% | +1,815+7.6% | Added |
| Banque Pictet & Cie SA | 26,300 | $288.8K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 26,300 | $288.8K | 0.05% | 00.0% | Unchanged |
| Natixis | 28,046 | $307.9K | 0.00% | +3,250+13.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 31,594 | $347.0K | 0.00% | −635−2.0% | Reduced |
| Virtus ETF Advisers LLC | 35,321 | $387.8K | 0.20% | −4,184−10.6% | Reduced |
| CI Private Wealth, LLC | 39,993 | $439.1K | 0.00% | +39,993 | New |
| Janney Montgomery Scott LLC | 41,851 | $460.0K | 0.00% | −166−0.4% | Reduced |
| AE Wealth Management LLC | 44,356 | $487.0K | 0.00% | −16,787−27.5% | Reduced |
| Mackenzie Financial Corp | 44,580 | $489.5K | 0.00% | −752−1.7% | Reduced |
| Two Sigma Investments, LP | 48,814 | $536.0K | 0.00% | −54,232−52.6% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 50,000 | $549.0K | 0.02% | +50,000 | New |
| LPL Financial LLC | 50,985 | $559.8K | 0.00% | +5,623+12.4% | Added |
| Wedbush Securities Inc | 55,900 | $614.0K | 0.03% | 00.0% | Unchanged |
| Great West Life Assurance Co | 59,104 | $651.0K | 0.00% | +1,582+2.8% | Added |
| CSS LLC | 59,566 | $654.0K | 0.04% | 00.0% | Unchanged |
| Toroso Investments, LLC | 64,531 | $709.0K | 0.03% | +3,585+5.9% | Added |
| Stifel Financial Corp | 77,918 | $855.6K | 0.00% | +390+0.5% | Added |
| McKinley Capital Management LLC /Delaware | 89,762 | $985.6K | 0.13% | −5,200−5.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 114,434 | $1.26M | 0.00% | 00.0% | Unchanged |
| Muzinich & Co., Inc. | 114,434 | $1.26M | 1.11% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 122,312 | $1.34M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 124,887 | $1.37M | 0.00% | +984+0.8% | Added |
| PFG Advisors | 136,312 | $1.50M | 0.15% | −3,800−2.7% | Reduced |
| UBS Group AG | 156,698 | $1.72M | 0.00% | +19,515+14.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 210,191 | $2.31M | 0.14% | −6,713−3.1% | Reduced |
| Advisor Group Holdings, Inc. | 213,052 | $2.34M | 0.00% | +1,282+0.6% | Added |
| Morgan Stanley | 270,198 | $2.97M | 0.00% | −13,165−4.6% | Reduced |
| Two Sigma Advisers, LP | 275,075 | $3.02M | 0.01% | −91,600−25.0% | Reduced |
| Legal & General Group Plc | 299,206 | $3.28M | 0.00% | +30,632+11.4% | Added |
| Advisors Asset Management, Inc. | 308,739 | $3.39M | 0.07% | +44,239+16.7% | Added |
| First Republic Investment Management, Inc. | 363,811 | $3.99M | 0.01% | +78,546+27.5% | Added |
| BlackRock Inc. | 369,582 | $4.06M | 0.00% | +9,890+2.7% | Added |
| Van Eck Associates Corp | 585,569 | $6.43M | 0.02% | +22,166+3.9% | Added |
| Altshuler Shaham Ltd | 1,839,245 | $20.2M | 0.81% | −52,000−2.7% | Reduced |
| Sound Income Strategies, LLC | 2,867,331 | $31.5M | 4.01% | +286,593+11.1% | Added |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −37,385−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −28,607−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −22,048−100.0% | Sold out |