PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2025
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +4 vs. Q3 2025
- Shares held
- 22.3M
- +461.5K (+2.1%) vs. Q3 2025
- Total value
- $207.8M
- +$14.7M (+7.6%) vs. Q3 2025
- New holders
- 26
- 36 more added
- Sold out
- 22
- 44 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Caitong International Asset Management Co., Ltd | 1 | $9 | 0.00% | +1 | New |
| Strategic Wealth Partners, Ltd. | 56 | $519 | 0.00% | +56 | New |
| Allworth Financial LP | 69 | $640 | 0.00% | −2,700−97.5% | Reduced |
| MAI Capital Management | 70 | $650 | 0.00% | −3,230−97.9% | Reduced |
| Ronald Blue Trust, Inc. | 100 | $927 | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 200 | $1.85K | 0.00% | −20−9.1% | Reduced |
| NBC Securities, Inc. | 320 | $2.97K | 0.00% | +320 | New |
| Vermillion Wealth Management, Inc. | 500 | $4.63K | 0.00% | 00.0% | Unchanged |
| Harbor Asset Planning, Inc. | 526 | $4.88K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 544 | $5.04K | 0.00% | +18+3.4% | Added |
| Aventura Private Wealth, LLC | 801 | $7.43K | 0.00% | +26+3.4% | Added |
| Delta Asset Management LLC | 943 | $8.74K | 0.00% | 00.0% | Unchanged |
| Murphy & Mullick Capital Management Corp | 1,001 | $9.28K | 0.01% | +33+3.4% | Added |
| Quarry LP | 1,181 | $10.9K | 0.00% | −2,852−70.7% | Reduced |
| Pin Oak Investment Advisors Inc | 1,146 | $11.0K | 0.01% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $11.0K | 0.00% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 1,200 | $11.1K | 0.00% | −1,500−55.6% | Reduced |
| Financial Network Wealth Advisors LLC | 1,426 | $13.2K | 0.01% | 00.0% | Unchanged |
| ORG Partners LLC | 1,500 | $13.9K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,600 | $14.8K | 0.00% | +1,600 | New |
| McIlrath & Eck, LLC | 1,687 | $15.6K | 0.00% | +1,687 | New |
| Private Trust Co NA | 2,530 | $23.5K | 0.00% | 00.0% | Unchanged |
| Garton & Associates Financial Advisors LLC | 2,552 | $23.7K | 0.01% | +2,552 | New |
| Global Retirement Partners, LLC | 2,576 | $23.9K | 0.00% | −2,612−50.3% | Reduced |
| Rockefeller Capital Management L.P. | 3,000 | $27.8K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 3,363 | $31.2K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,580 | $33.2K | 0.00% | +3,580 | New |
| US Bancorp | 4,000 | $37.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $37.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,267 | $39.6K | 0.00% | −4,919−53.5% | Reduced |
| State of Alaska, Department of Revenue | 4,625 | $42.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4,663 | $43.2K | 0.00% | −43,999−90.4% | Reduced |
| GWM Advisors LLC | 4,714 | $43.7K | 0.00% | 00.0% | Unchanged |
| MPWM Advisory Solutions, LLC | 5,000 | $46.4K | 0.03% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,886 | $54.6K | 0.00% | −3,082−34.4% | Reduced |
| CIBC Private Wealth Group, LLC | 7,122 | $66.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 7,382 | $68.0K | 0.00% | +2,011+37.4% | Added |
| Kestra Advisory Services, LLC | 9,623 | $89.2K | 0.00% | −605−5.9% | Reduced |
| Golden State Wealth Management, LLC | 9,756 | $90.4K | 0.01% | 00.0% | Unchanged |
| Key Capital Management, INC | 9,783 | $90.7K | 0.09% | +9,783 | New |
| Investment Partners, Ltd. | 10,000 | $92.7K | 0.03% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 10,000 | $92.7K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 10,001 | $92.7K | 0.00% | +8,323+496.0% | Added |
| Sigma Planning Corp | 10,495 | $97.3K | 0.00% | 00.0% | Unchanged |
| Glenview Trust Co | 10,650 | $98.7K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,822 | $100.3K | 0.00% | −53,688−83.2% | Reduced |
| Teamwork Financial Advisors, LLC | 10,844 | $100.5K | 0.01% | −3,329−23.5% | Reduced |
| Westbourne Investments, Inc. | 10,500 | $101.0K | 0.05% | −12,208−53.8% | Reduced |
| Mariner, LLC | 11,201 | $103.8K | 0.00% | −19,646−63.7% | Reduced |
| PW Nova Financial Services LLC | 11,309 | $106.0K | 0.04% | +11,309 | New |
| BCO Wealth Management LLC | 11,706 | $108.5K | 0.07% | +11,706 | New |
| Lido Advisors, LLC | 12,114 | $108.9K | 0.00% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 11,798 | $109.4K | 0.01% | 00.0% | Unchanged |
| Bridgewealth Advisory Group, LLC | 12,035 | $111.6K | 0.02% | +12,035 | New |
| CI Private Wealth, LLC | 12,905 | $119.6K | 0.00% | −48,943−79.1% | Reduced |
| KW Wealth Management LLC | 13,002 | $120.5K | 0.18% | +160+1.2% | Added |
| Private Advisor Group, LLC | 13,094 | $121.4K | 0.00% | −1,678−11.4% | Reduced |
| Sowell Financial Services LLC | 13,410 | $124.3K | 0.00% | +13,410 | New |
| Calton & Associates, Inc. | 13,501 | $125.2K | 0.02% | +2,184+19.3% | Added |
| Strategies Wealth Advisors, LLC | 13,763 | $127.6K | 0.01% | +455+3.4% | Added |
| Garner Asset Management Corp | 14,281 | $132.4K | 0.05% | +8+0.1% | Added |
| EP Wealth Advisors, LLC | 14,461 | $134.1K | 0.00% | +14,461 | New |
| VestGen Advisors, LLC | 14,500 | $134.4K | 0.01% | −3,000−17.1% | Reduced |
| Sunbelt Securities, Inc. | 15,729 | $145.8K | 0.01% | +75+0.5% | Added |
| Schonfeld Strategic Advisors LLC | 16,088 | $149.1K | 0.00% | +16,088 | New |
| PharVision Advisers, LLC | 17,494 | $162.2K | 0.08% | −8,070−31.6% | Reduced |
| Raymond James Financial Inc | 18,586 | $172.3K | 0.00% | −7,382−28.4% | Reduced |
| Nomura Holdings Inc | 19,887 | $184.4K | 0.00% | +19,887 | New |
| Aquatic Capital Management LLC | 19,921 | $184.7K | 0.01% | +19,921 | New |
| Facet Wealth, Inc. | 19,805 | $186.4K | 0.00% | +19,805 | New |
| Beacon Investment Advisors LLC | 20,916 | $193.9K | 0.08% | +2,601+14.2% | Added |
| Naviter Wealth, LLC | 20,766 | $194.6K | 0.03% | +2,116+11.3% | Added |
| Foundations Investment Advisors, LLC | 21,201 | $196.5K | 0.00% | +1,547+7.9% | Added |
| Ethos Financial Group, LLC | 21,308 | $197.5K | 0.01% | +1,555+7.9% | Added |
| M&T Bank Corp | 21,899 | $203.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 22,053 | $204.0K | 0.00% | −3,276−12.9% | Reduced |
| AE Wealth Management LLC | 22,118 | $205.0K | 0.00% | +324+1.5% | Added |
| Camden Capital, LLC | 26,658 | $247.1K | 0.02% | 00.0% | Unchanged |
| Freestone Capital Holdings, LLC | 27,045 | $250.7K | 0.01% | +27,045 | New |
| Brevan Howard Capital Management LP | 29,723 | $275.5K | 0.01% | −103,048−77.6% | Reduced |
| Closed-End Fund Advisors, Inc. | 30,683 | $284.4K | 0.17% | +30,683 | New |
| Cornerstone Wealth Management, LLC | 34,421 | $319.1K | 0.02% | −22,421−39.4% | Reduced |
| Jump Financial, LLC | 34,519 | $320.0K | 0.00% | +34,519 | New |
| Goldman Sachs Group Inc | 35,158 | $325.9K | 0.00% | +2,929+9.1% | Added |
| Sovran Advisors, LLC | 36,464 | $354.1K | 0.03% | +1,190+3.4% | Added |
| Vantage Financial Partners, LLC | 38,499 | $356.9K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 39,262 | $364.0K | 0.01% | −104,459−72.7% | Reduced |
| Janney Montgomery Scott LLC | 40,141 | $372.0K | 0.00% | −2,862−6.7% | Reduced |
| Quantbot Technologies LP | 40,986 | $379.9K | 0.01% | +17,055+71.3% | Added |
| Commonwealth Equity Services, LLC | 44,522 | $412.7K | 0.00% | −53,942−54.8% | Reduced |
| Northern Trust Corp | 45,286 | $419.8K | 0.00% | −4,410−8.9% | Reduced |
| Oxford Asset Management LLP | 45,382 | $420.7K | 0.15% | −2,817−5.8% | Reduced |
| Envestnet Asset Management Inc | 45,578 | $422.5K | 0.00% | +4,865+11.9% | Added |
| Denali Advisors LLC | 48,547 | $450.0K | 0.05% | −9,952−17.0% | Reduced |
| Stifel Financial Corp | 50,957 | $472.4K | 0.00% | −3,841−7.0% | Reduced |
| Guggenheim Capital LLC | 59,147 | $548.3K | 0.00% | +4,362+8.0% | Added |
| BNP Paribas Arbitrage, SA | 59,281 | $549.5K | 0.00% | +36,870+164.5% | Added |
| Bank of America Corp | 67,997 | $630.3K | 0.00% | +41,103+152.8% | Added |
| Cetera Investment Advisers | 68,278 | $632.9K | 0.00% | −7,286−9.6% | Reduced |
| HighTower Advisors, LLC | 71,205 | $660.1K | 0.00% | −2,743−3.7% | Reduced |