PennantPark Floating Rate Capital Ltd.

PFLT

Exchange: NYSE
SEC CIK: 0001504619

SEC filings (opens in a new tab)

No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.

Other share classesPFLA

Q4 2025 vs. Q3 2025

How the institutions holding PennantPark Floating Rate Capital Ltd. changed between Q3 2025 and Q4 2025.

All holders in Q4 2025 All holders in Q3 2025

13F holders of PFLT: Q3 2025 compared with Q4 2025
Measure	Q3 2025	Of which not filed for Q4 2025	Q4 2025	Change
Holders	135	3	136	+4
Shares	21.8M	26.7K	22.3M	+461.5K (+2.1%)
Value	$193.4M	$237.4K	$207.8M	+$14.7M (+7.6%)

3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (26)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q4 2025 but not at the end of Q3 2025.

Institutions new to PFLT in Q4 2025
Institution	Shares	Value	% of portfolio
Diameter Capital Partners LP	1,184,476	$11.0M	1.15%
Truffle Hound Capital, LLC	600,000	$5.56M	3.26%
XTX Topco Ltd	180,640	$1.67M	0.04%
VARCOV Co.	100,078	$927.7K	0.37%
Cerity Partners LLC	82,010	$760.2K	0.00%
CastleKnight Management LP	79,100	$733.3K	0.04%
Jump Financial, LLC	34,519	$320.0K	0.00%
Closed-End Fund Advisors, Inc.	30,683	$284.4K	0.17%
Freestone Capital Holdings, LLC	27,045	$250.7K	0.01%
Facet Wealth, Inc.	19,805	$186.4K	0.00%
Aquatic Capital Management LLC	19,921	$184.7K	0.01%
Nomura Holdings Inc	19,887	$184.4K	0.00%
Schonfeld Strategic Advisors LLC	16,088	$149.1K	0.00%
EP Wealth Advisors, LLC	14,461	$134.1K	0.00%
Sowell Financial Services LLC	13,410	$124.3K	0.00%
Bridgewealth Advisory Group, LLC	12,035	$111.6K	0.02%
BCO Wealth Management LLC	11,706	$108.5K	0.07%
PW Nova Financial Services LLC	11,309	$106.0K	0.04%
Key Capital Management, INC	9,783	$90.7K	0.09%
International Assets Investment Management, LLC	3,580	$33.2K	0.00%
Garton & Associates Financial Advisors LLC	2,552	$23.7K	0.01%
McIlrath & Eck, LLC	1,687	$15.6K	0.00%
Triumph Capital Management	1,600	$14.8K	0.00%
NBC Securities, Inc.	320	$2.97K	0.00%
Strategic Wealth Partners, Ltd.	56	$519	0.00%
Caitong International Asset Management Co., Ltd	1	$9	0.00%

Sold out (22)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2025 and filed for Q4 2025 without it.

Institutions that sold out of PFLT in Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Toroso Investments, LLC	113,783	$1.01M
MQS Management LLC	93,964	$835.3K
Ameriprise Financial Inc	67,972	$604.3K
Strategic Financial Concepts, LLC	52,300	$464.9K
Natixis	44,576	$395.4K
Quadrature Capital Ltd	43,217	$383.8K
Virtu Financial LLC	37,407	$333.0K
Squarepoint Ops LLC	30,924	$274.9K
Synergy Investment Management, LLC	27,102	$240.9K
Dynamic Technology Lab Private Ltd	26,707	$237.0K
Truist Financial Corp	16,059	$142.8K
Empowered Funds, LLC	15,286	$135.9K
Resources Investment Advisors, LLC.	12,543	$111.5K
First Foundation Advisors	12,393	$110.2K
Miracle Mile Advisors, LLC	11,728	$104.3K
Tower Research Capital LLC (TRC)	10,424	$92.7K
Hudson Bay Capital Management LP	10,350	$92.0K
SP Asset Management LLC	10,000	$88.9K
Advisory Services Network, LLC	2,541	$22.6K
Harbour Investments, Inc.	1,000	$8.89K
Pension & Wealth Management Advisors, Inc.	977	$8.69K
Hallmark Capital Management Inc	1	$9

Not filed for Q4 2025 yet (3)

Institutions that held PennantPark Floating Rate Capital Ltd. at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding PFLT in Q3 2025 that haven't filed for Q4 2025
Institution	Shares, Q3 2025	Value, Q3 2025
Optimum Investment Advisors	17,500	$155.6K
AllSquare Wealth Management LLC	9,200	$81.8K
Creekmur Asset Management LLC	9	$79