Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Capital Southwest Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +5 vs. Q4 2023
- Shares held
- 10.9M
- +651.6K (+6.4%) vs. Q4 2023
- Total value
- $270.7M
- +$28.9M (+11.9%) vs. Q4 2023
- New holders
- 29
- 55 more added
- Sold out
- 24
- 33 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 847,225 | $21.1M | 0.03% | +115,727+15.8% | Added |
| Punch & Associates Investment Management, Inc. | 669,313 | $16.7M | 0.95% | −112,673−14.4% | Reduced |
| Sanders Morris Harris LLC | 644,206 | $16.1M | 2.95% | +644,206 | New |
| Zuckerman Investment Group, LLC | 643,120 | $16.1M | 1.82% | +29,983+4.9% | Added |
| Morgan Stanley | 576,354 | $14.4M | 0.00% | +397,558+222.4% | Added |
| Sound Income Strategies, LLC | 549,655 | $13.7M | 1.02% | +17,348+3.3% | Added |
| Beacon Pointe Advisors, LLC | 437,389 | $10.9M | 0.12% | +31,978+7.9% | Added |
| Two Sigma Investments, LP | 398,721 | $9.95M | 0.02% | +19,757+5.2% | Added |
| Two Sigma Advisers, LP | 385,800 | $9.63M | 0.02% | +34,300+9.8% | Added |
| First Manhattan Co | 373,325 | $9.32M | 0.03% | −3,169−0.8% | Reduced |
| Melia Wealth LLC | 372,073 | $9.29M | 5.22% | −310,264−45.5% | Reduced |
| Legal & General Group Plc | 329,008 | $8.21M | 0.00% | +20,021+6.5% | Added |
| Tectonic Advisors LLC | 256,698 | $6.41M | 0.49% | +14,763+6.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 239,376 | $5.97M | 0.32% | −7,924−3.2% | Reduced |
| Grace & White Inc | 176,597 | $4.41M | 0.79% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 171,087 | $4.27M | 0.08% | +7,855+4.8% | Added |
| BlackRock Inc. | 158,635 | $3.96M | 0.00% | −32,417−17.0% | Reduced |
| LPL Financial LLC | 153,500 | $3.83M | 0.00% | +8,104+5.6% | Added |
| McKinley Capital Management LLC /Delaware | 120,451 | $3.01M | 0.36% | −2,097−1.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 117,920 | $2.94M | 0.00% | +2,826+2.5% | Added |
| Citadel Advisors LLC | 117,745 | $2.94M | 0.00% | +35,879+43.8% | Added |
| Franklin Resources Inc | 108,560 | $2.71M | 0.00% | +108,560 | New |
| Ameriprise Financial Inc | 100,278 | $2.50M | 0.00% | −58,737−36.9% | Reduced |
| Total Clarity Wealth Management, Inc. | 97,160 | $2.43M | 0.84% | +3,100+3.3% | Added |
| Confluence Investment Management LLC | 95,774 | $2.39M | 0.03% | −325−0.3% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 94,701 | $2.36M | 0.00% | +22,915+31.9% | Added |
| Raymond James & Associates | 83,736 | $2.09M | 0.00% | −20,008−19.3% | Reduced |
| FJ Capital Management LLC | 82,205 | $2.05M | 0.21% | +82,205 | New |
| Moerus Capital Management LLC | 82,097 | $2.05M | 0.64% | −13,633−14.2% | Reduced |
| Argent Trust Co | 79,124 | $1.97M | 0.09% | +10,569+15.4% | Added |
| Redmont Wealth Advisors LLC | 78,460 | $1.96M | 2.71% | −1,465−1.8% | Reduced |
| Millennium Management LLC | 76,666 | $1.91M | 0.00% | −22,165−22.4% | Reduced |
| Hodges Capital Management Inc. | 72,376 | $1.81M | 0.11% | +4,813+7.1% | Added |
| Muzinich & Co., Inc. | 74,979 | $1.78M | 1.54% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 70,201 | $1.75M | 0.00% | +24,968+55.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 67,965 | $1.70M | 0.03% | +67,965 | New |
| Foundations Investment Advisors, LLC | 65,453 | $1.63M | 0.04% | +10,895+20.0% | Added |
| Royal Bank of Canada | 65,138 | $1.63M | 0.00% | −1,330−2.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 63,500 | $1.58M | 0.01% | +63,500 | New |
| Cozad Asset Management Inc | 62,370 | $1.56M | 0.16% | +62,370 | New |
| Jane Street Group, LLC | 60,059 | $1.50M | 0.00% | +60,059 | New |
| UBS Group AG | 56,591 | $1.41M | 0.00% | +9,411+19.9% | Added |
| First Dallas Securities Inc. | 53,448 | $1.33M | 0.61% | +3,621+7.3% | Added |
| Jump Financial, LLC | 50,963 | $1.27M | 0.03% | +1,263+2.5% | Added |
| National Asset Management, Inc. | 55,254 | $1.27M | 0.03% | +923+1.7% | Added |
| Barclays PLC | 49,502 | $1.24M | 0.00% | +48,859+7,598.6% | Added |
| Mraz, Amerine & Associates, Inc. | 47,044 | $1.17M | 0.22% | −2,886−5.8% | Reduced |
| Cetera Investment Advisers | 45,396 | $1.13M | 0.00% | +10,216+29.0% | Added |
| HRT Financial LP | 45,145 | $1.13M | 0.01% | +29,156+182.4% | Added |
| Kestra Advisory Services, LLC | 43,864 | $1.09M | 0.01% | +280+0.6% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.08M | 0.52% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 42,981 | $1.07M | 0.00% | +6,113+16.6% | Added |
| Harbor Capital Advisors, Inc. | 42,083 | $1.05M | 0.14% | +42,083 | New |
| Wintrust Investments LLC | 40,150 | $1.00M | 0.09% | +40,150 | New |
| Oppenheimer & Co Inc | 39,899 | $995.9K | 0.02% | −755−1.9% | Reduced |
| Cubist Systematic Strategies, LLC | 37,647 | $939.7K | 0.01% | +37,647 | New |
| Wells Fargo & Company | 37,570 | $937.7K | 0.00% | −9,799−20.7% | Reduced |
| Cornerstone Wealth Management, LLC | 36,600 | $913.5K | 0.07% | +3,174+9.5% | Added |
| Trexquant Investment LP | 33,855 | $845.0K | 0.02% | +33,855 | New |
| Cambridge Investment Research Advisors, Inc. | 33,160 | $828.0K | 0.00% | +4,973+17.6% | Added |
| Invesco Ltd. | 32,959 | $822.7K | 0.00% | −347,992−91.3% | Reduced |
| Great West Life Assurance Co | 27,606 | $689.0K | 0.00% | −8,685−23.9% | Reduced |
| Envestnet Asset Management Inc | 25,419 | $634.5K | 0.00% | −6,498−20.4% | Reduced |
| Virtus ETF Advisers LLC | 25,319 | $632.0K | 0.34% | +6,081+31.6% | Added |
| Sunbelt Securities, Inc. | 24,389 | $608.8K | 0.07% | +4,958+25.5% | Added |
| All Season Financial Advisors, Inc. | 22,788 | $568.8K | 0.47% | −5,959−20.7% | Reduced |
| Raymond James Trust N.A. | 22,544 | $562.7K | 0.01% | +5,220+30.1% | Added |
| Apollon Wealth Management, LLC | 20,473 | $511.0K | 0.02% | +44+0.2% | Added |
| CI Private Wealth, LLC | 20,342 | $507.7K | 0.00% | −4,637−18.6% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 18,546 | $462.9K | 0.00% | +6,264+51.0% | Added |
| Aquatic Capital Management LLC | 18,500 | $461.8K | 0.02% | +600+3.4% | Added |
| Samalin Investment Counsel, LLC | 18,435 | $460.1K | 0.22% | +1,805+10.9% | Added |
| Monticello Wealth Management, LLC | 18,272 | $456.1K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 18,180 | $453.8K | 0.16% | −330−1.8% | Reduced |
| SMH Capital Advisors Inc | 17,348 | $433.0K | 1.17% | +404+2.4% | Added |
| Quantbot Technologies LP | 17,090 | $426.6K | 0.02% | −9,242−35.1% | Reduced |
| Dearborn Partners LLC | 16,483 | $411.4K | 0.02% | +16,483 | New |
| Mariner, LLC | 16,131 | $402.6K | 0.00% | +310+2.0% | Added |
| The PNC Financial Services Group, Inc. | 15,972 | $398.7K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 15,965 | $398.5K | 0.00% | +4,378+37.8% | Added |
| US Bancorp | 14,664 | $366.0K | 0.00% | −164−1.1% | Reduced |
| Susquehanna International Group, LLP | 14,167 | $353.6K | 0.00% | +14,167 | New |
| SG Americas Securities, LLC | 14,079 | $351.0K | 0.00% | +14,079 | New |
| JPMorgan Chase & Co | 13,000 | $324.5K | 0.00% | +4,376+50.7% | Added |
| Bank of America Corp | 12,889 | $321.7K | 0.00% | +6,483+101.2% | Added |
| Private Advisor Group, LLC | 12,075 | $301.4K | 0.00% | +2,205+22.3% | Added |
| HighTower Advisors, LLC | 12,052 | $300.0K | 0.00% | −20,234−62.7% | Reduced |
| Core Wealth Partners LLC | 11,520 | $287.5K | 0.22% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $280.8K | 0.00% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,061 | $276.1K | 0.00% | +1,591+16.8% | Added |
| Squarepoint Ops LLC | 10,983 | $274.1K | 0.00% | −556−4.8% | Reduced |
| Brown Advisory Inc | 10,700 | $267.1K | 0.00% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 10,695 | $266.9K | 0.02% | +248+2.4% | Added |
| Good Life Advisors, LLC | 10,557 | $263.5K | 0.02% | −726−6.4% | Reduced |
| Creative Planning | 10,245 | $255.7K | 0.00% | +350+3.5% | Added |
| Evergreen Capital Management LLC | 9,866 | $246.3K | 0.01% | 00.0% | Unchanged |
| Colony Group, LLC | 8,879 | $222.0K | 0.00% | −250−2.7% | Reduced |
| Concurrent Investment Advisors, LLC | 8,746 | $218.3K | 0.01% | +8,746 | New |
| PFG Investments, LLC | 8,078 | $201.6K | 0.01% | +8,078 | New |
| Inspire Advisors, LLC | 8,031 | $200.4K | 0.03% | −529−6.2% | Reduced |