Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Capital Southwest Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +9 vs. Q3 2021
- Shares held
- 5.88M
- +195.6K (+3.4%) vs. Q3 2021
- Total value
- $148.8M
- +$4.04M (+2.8%) vs. Q3 2021
- New holders
- 19
- 24 more added
- Sold out
- 10
- 27 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 741,409 | $18.7M | 3.24% | −3,395−0.5% | Reduced |
| Zuckerman Investment Group, LLC | 607,675 | $15.4M | 2.38% | −4,307−0.7% | Reduced |
| Punch & Associates Investment Management, Inc. | 502,275 | $12.7M | 0.67% | +10,941+2.2% | Added |
| First Manhattan Co | 436,374 | $11.0M | 0.04% | −16,620−3.7% | Reduced |
| Van Eck Associates Corp | 379,026 | $9.58M | 0.02% | +44,394+13.3% | Added |
| Sound Income Strategies, LLC | 374,739 | $9.47M | 1.11% | +3,929+1.1% | Added |
| Advisors Asset Management, Inc. | 185,769 | $4.70M | 0.07% | +10,557+6.0% | Added |
| Two Sigma Investments, LP | 182,227 | $4.61M | 0.01% | −8,281−4.3% | Reduced |
| Two Sigma Advisers, LP | 179,400 | $4.54M | 0.01% | −24,500−12.0% | Reduced |
| BlackRock Inc. | 160,722 | $4.06M | 0.00% | +11,416+7.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 143,831 | $3.64M | 0.18% | −5,317−3.6% | Reduced |
| Moerus Capital Management LLC | 127,786 | $3.23M | 1.41% | −7,288−5.4% | Reduced |
| Legal & General Group Plc | 123,503 | $3.12M | 0.00% | 00.0% | Unchanged |
| Grace & White Inc | 120,600 | $3.05M | 0.56% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 107,296 | $2.71M | 0.04% | +398+0.4% | Added |
| McKinley Capital Management LLC /Delaware | 98,908 | $2.50M | 0.22% | +40,949+70.7% | Added |
| Quadrature Capital Ltd | 88,550 | $2.24M | 0.12% | +59,760+207.6% | Added |
| Mackenzie Financial Corp | 65,299 | $1.65M | 0.00% | +124+0.2% | Added |
| Royal Bank of Canada | 64,300 | $1.63M | 0.00% | −1,043−1.6% | Reduced |
| Ares Management LLC | 63,104 | $1.59M | 0.05% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 57,454 | $1.45M | 0.00% | +28,385+97.6% | Added |
| Morgan Stanley | 56,715 | $1.43M | 0.00% | −27,592−32.7% | Reduced |
| National Asset Management, Inc. | 52,288 | $1.32M | 0.04% | −4,021−7.1% | Reduced |
| Marshall Wace, LLP | 52,310 | $1.32M | 0.00% | +27,378+109.8% | Added |
| Tectonic Advisors LLC | 49,816 | $1.26M | 0.23% | +14,985+43.0% | Added |
| Legacy Capital Wealth Partners, LLC | 49,780 | $1.26M | 0.52% | +1,727+3.6% | Added |
| Bank of America Corp | 47,110 | $1.19M | 0.00% | −6,578−12.3% | Reduced |
| LPL Financial LLC | 42,911 | $1.08M | 0.00% | +7,204+20.2% | Added |
| UBS Group AG | 35,786 | $905.0K | 0.00% | −6,624−15.6% | Reduced |
| Susquehanna International Group, LLP | 35,492 | $898.0K | 0.00% | −3,272−8.4% | Reduced |
| Raymond James & Associates | 33,507 | $847.0K | 0.00% | −122−0.4% | Reduced |
| Kestra Advisory Services, LLC | 32,480 | $821.0K | 0.01% | +819+2.6% | Added |
| HRT Financial LP | 30,811 | $778.0K | 0.00% | +15,831+105.7% | Added |
| Roosevelt Investment Group LLC | 26,187 | $662.0K | 0.04% | −127−0.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 25,049 | $633.0K | 0.00% | +21+0.1% | Added |
| All Season Financial Advisors, Inc. | 24,927 | $630.0K | 0.44% | −3,024−10.8% | Reduced |
| Advisory Research Inc | 24,654 | $623.0K | 0.05% | −2,666−9.8% | Reduced |
| Advisor Group Holdings, Inc. | 24,559 | $620.0K | 0.00% | −12,167−33.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 23,681 | $599.0K | 0.00% | +8,296+53.9% | Added |
| Jump Financial, LLC | 20,200 | $511.0K | 0.03% | +20,200 | New |
| The PNC Financial Services Group, Inc. | 19,972 | $506.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $505.0K | 0.17% | 00.0% | Unchanged |
| Citadel Advisors LLC | 19,986 | $505.0K | 0.00% | +4,545+29.4% | Added |
| Csenge Advisory Group | 18,587 | $462.0K | 0.04% | −1,440−7.2% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $462.0K | 0.04% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 17,000 | $430.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 15,505 | $392.0K | 0.04% | +15,505 | New |
| Virtus ETF Advisers LLC | 14,519 | $367.0K | 0.14% | −9,342−39.2% | Reduced |
| Commonwealth Equity Services, LLC | 14,369 | $363.0K | 0.00% | +461+3.3% | Added |
| US Bancorp | 13,700 | $346.0K | 0.00% | 00.0% | Unchanged |
| Highland Capital Management Fund Advisors, L.P. | 12,096 | $306.0K | 0.04% | +12,096 | New |
| Mariner, LLC | 11,819 | $299.0K | 0.00% | −181−1.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 11,411 | $288.0K | 0.00% | +11,411 | New |
| Private Advisor Group, LLC | 11,394 | $288.0K | 0.00% | +11,394 | New |
| Geode Capital Management, LLC | 11,251 | $284.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $270.0K | 0.00% | −10,664−50.0% | Reduced |
| Brown Advisory Inc | 10,700 | $270.0K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 10,600 | $268.0K | 0.02% | +10,600 | New |
| Envestnet Asset Management Inc | 10,469 | $265.0K | 0.00% | −2,969−22.1% | Reduced |
| State Farm Mutual Automobile Insurance Co | 10,000 | $253.0K | 0.00% | 00.0% | Unchanged |
| Capital Asset Advisory Services LLC | 9,654 | $244.0K | 0.03% | +9,654 | New |
| Sunbelt Securities, Inc. | 9,057 | $233.0K | 0.04% | +9,057 | New |
| D. E. Shaw & Co., Inc. | 9,144 | $231.0K | 0.00% | +9,144 | New |
| Walter & Keenan Financial Consulting Co | 9,000 | $228.0K | 0.07% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,328 | $211.0K | 0.00% | +8,328 | New |
| Colony Group LLC | 7,979 | $202.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 7,039 | $177.0K | 0.00% | −242−3.3% | Reduced |
| JPMorgan Chase & Co | 6,422 | $162.0K | 0.00% | +5,951+1,263.5% | Added |
| Washington Trust Advisors, Inc. | 5,676 | $143.0K | 0.01% | +5,676 | New |
| Wells Fargo & Company | 5,229 | $132.0K | 0.00% | +394+8.1% | Added |
| Geneos Wealth Management Inc. | 4,017 | $101.0K | 0.00% | −900−18.3% | Reduced |
| Simplex Trading, LLC | 3,748 | $94.0K | 0.00% | −4,051−51.9% | Reduced |
| BNP Paribas Arbitrage, SA | 3,500 | $88.5K | 0.00% | +3,500 | New |
| Total Clarity Wealth Management, Inc. | 3,136 | $79.0K | 0.04% | +386+14.0% | Added |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $51.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 2,002 | $51.0K | 0.00% | +2,001+200,100.0% | Added |
| Rockbridge Investment Management, LCC | 1,072 | $27.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 600 | $15.0K | 0.00% | +600 | New |
| Elmwood Wealth Management, Inc. | 597 | $15.0K | 0.01% | +597 | New |
| Allworth Financial LP | 500 | $13.0K | 0.00% | −2,172−81.3% | Reduced |
| Ahrens Investment Partners LLC | 500 | $13.0K | 0.01% | +500 | New |
| Tradition Wealth Management, LLC | 308 | $8.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 196 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 212 | $5.00K | 0.00% | +212 | New |
| Bivin & Associates, Inc. | 100 | $3.00K | 0.00% | +100 | New |
| Quantbot Technologies LP | 100 | $2.00K | 0.00% | +100 | New |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −22,708−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −14,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,915−100.0% | Sold out |
| Washington Trust Co | 0 | $0 | 0.00% | −5,676−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −2,616−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −1,308−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,128−100.0% | Sold out |