Capital Southwest Corp
CSWC- 交易所
- Nasdaq
- SEC CIK
- 0000017313
近 90 天，Capital Southwest Corp 內部人申報 1 筆公開市場買進、0 筆賣出；2026 年第 2 季末有 189 家機構在 13F 申報持有，市值合計 $4.20 億；沒有大師持有。
2021 年第 4 季 13F 持有人
Capital Southwest Corp 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 91
- 較 2021 年第 3 季 +9 家
- 持有股數
- 588.5 萬
- 較 2021 年第 3 季 +19.6 萬 (+3.4%)
- 總市值
- $1.49 億
- 較 2021 年第 3 季 +$404.5 萬 (+2.8%)
- 新進機構
- 19
- 另有 24 家加碼
- 清倉機構
- 10
- 另有 27 家減碼
另有 1 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CSWC 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 189 | $4.20 億 |
| 2026 年第 1 季 | 168 | $3.71 億 |
| 2025 年第 4 季 | 162 | $3.57 億 |
| 2025 年第 3 季 | 164 | $3.96 億 |
| 2025 年第 2 季 | 177 | $4.41 億 |
| 2025 年第 1 季 | 175 | $3.85 億 |
| 2024 年第 4 季 | 160 | $3.23 億 |
| 2024 年第 3 季 | 149 | $2.90 億 |
| 2024 年第 2 季 | 145 | $2.90 億 |
| 2024 年第 1 季 | 140 | $2.71 億 |
| 2023 年第 4 季 | 136 | $2.44 億 |
| 2023 年第 3 季 | 114 | $1.96 億 |
| 2023 年第 2 季 | 110 | $1.63 億 |
| 2023 年第 1 季 | 101 | $1.45 億 |
| 2022 年第 4 季 | 102 | $1.54 億 |
| 2022 年第 3 季 | 89 | $1.32 億 |
| 2022 年第 2 季 | 101 | $1.41 億 |
| 2022 年第 1 季 | 88 | $1.44 億 |
| 2021 年第 4 季 | 91 | $1.49 億 |
| 2021 年第 3 季 | 83 | $1.45 億 |
| 2021 年第 2 季 | 91 | $1.40 億 |
| 2021 年第 1 季 | 80 | $1.32 億 |
2021 年第 4 季持有機構
每家機構持有 Capital Southwest Corp 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 741,409 | $1,874 萬 | 3.24% | −3,395−0.5% | 減碼 |
| Zuckerman Investment Group, LLC | 607,675 | $1,536 萬 | 2.38% | −4,307−0.7% | 減碼 |
| Punch & Associates Investment Management, Inc. | 502,275 | $1,270 萬 | 0.67% | +10,941+2.2% | 加碼 |
| First Manhattan Co | 436,374 | $1,103 萬 | 0.04% | −16,620−3.7% | 減碼 |
| Van Eck Associates Corp | 379,026 | $958.2 萬 | 0.02% | +44,394+13.3% | 加碼 |
| Sound Income Strategies, LLC | 374,739 | $947.3 萬 | 1.11% | +3,929+1.1% | 加碼 |
| Advisors Asset Management, Inc. | 185,769 | $469.6 萬 | 0.07% | +10,557+6.0% | 加碼 |
| Two Sigma Investments, LP | 182,227 | $460.7 萬 | 0.01% | −8,281−4.3% | 減碼 |
| Two Sigma Advisers, LP | 179,400 | $453.5 萬 | 0.01% | −24,500−12.0% | 減碼 |
| BlackRock Inc. | 160,722 | $406.3 萬 | 0.00% | +11,416+7.6% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 143,831 | $363.6 萬 | 0.18% | −5,317−3.6% | 減碼 |
| Moerus Capital Management LLC | 127,786 | $323.0 萬 | 1.41% | −7,288−5.4% | 減碼 |
| Legal & General Group Plc | 123,503 | $312.0 萬 | 0.00% | 00.0% | 不變 |
| Grace & White Inc | 120,600 | $304.9 萬 | 0.56% | 00.0% | 不變 |
| Confluence Investment Management LLC | 107,296 | $271.3 萬 | 0.04% | +398+0.4% | 加碼 |
| McKinley Capital Management LLC /Delaware | 98,908 | $250.1 萬 | 0.22% | +40,949+70.7% | 加碼 |
| Quadrature Capital Ltd | 88,550 | $223.8 萬 | 0.12% | +59,760+207.6% | 加碼 |
| Mackenzie Financial Corp | 65,299 | $165.1 萬 | 0.00% | +124+0.2% | 加碼 |
| Royal Bank of Canada | 64,300 | $162.6 萬 | 0.00% | −1,043−1.6% | 減碼 |
| Ares Management LLC | 63,104 | $159.5 萬 | 0.05% | 00.0% | 不變 |
| Ameriprise Financial Inc | 57,454 | $145.2 萬 | 0.00% | +28,385+97.6% | 加碼 |
| Morgan Stanley | 56,715 | $143.4 萬 | 0.00% | −27,592−32.7% | 減碼 |
| National Asset Management, Inc. | 52,288 | $132.2 萬 | 0.04% | −4,021−7.1% | 減碼 |
| Marshall Wace, LLP | 52,310 | $132.2 萬 | 0.00% | +27,378+109.8% | 加碼 |
| Tectonic Advisors LLC | 49,816 | $125.9 萬 | 0.23% | +14,985+43.0% | 加碼 |
| Legacy Capital Wealth Partners, LLC | 49,780 | $125.8 萬 | 0.52% | +1,727+3.6% | 加碼 |
| Bank of America Corp | 47,110 | $119.1 萬 | 0.00% | −6,578−12.3% | 減碼 |
| LPL Financial LLC | 42,911 | $108.5 萬 | 0.00% | +7,204+20.2% | 加碼 |
| UBS Group AG | 35,786 | $90.5 萬 | 0.00% | −6,624−15.6% | 減碼 |
| Susquehanna International Group, LLP | 35,492 | $89.8 萬 | 0.00% | −3,272−8.4% | 減碼 |
| Raymond James & Associates | 33,507 | $84.7 萬 | 0.00% | −122−0.4% | 減碼 |
| Kestra Advisory Services, LLC | 32,480 | $82.1 萬 | 0.01% | +819+2.6% | 加碼 |
| HRT Financial LP | 30,811 | $77.8 萬 | 0.00% | +15,831+105.7% | 加碼 |
| Roosevelt Investment Group LLC | 26,187 | $66.2 萬 | 0.04% | −127−0.5% | 減碼 |
| Cambridge Investment Research Advisors, Inc. | 25,049 | $63.3 萬 | 0.00% | +21+0.1% | 加碼 |
| All Season Financial Advisors, Inc. | 24,927 | $63.0 萬 | 0.44% | −3,024−10.8% | 減碼 |
| Advisory Research Inc | 24,654 | $62.3 萬 | 0.05% | −2,666−9.8% | 減碼 |
| Advisor Group Holdings, Inc. | 24,559 | $62.0 萬 | 0.00% | −12,167−33.1% | 減碼 |
| Mirae Asset Global Investments Co., Ltd. | 23,681 | $59.9 萬 | 0.00% | +8,296+53.9% | 加碼 |
| Jump Financial, LLC | 20,200 | $51.1 萬 | 0.03% | +20,200 | 新進 |
| The PNC Financial Services Group, Inc. | 19,972 | $50.6 萬 | 0.00% | 00.0% | 不變 |
| Bard Associates Inc | 19,985 | $50.5 萬 | 0.17% | 00.0% | 不變 |
| Citadel Advisors LLC | 19,986 | $50.5 萬 | 0.00% | +4,545+29.4% | 加碼 |
| Csenge Advisory Group | 18,587 | $46.2 萬 | 0.04% | −1,440−7.2% | 減碼 |
| Monticello Wealth Management, LLC | 18,272 | $46.2 萬 | 0.04% | 00.0% | 不變 |
| Horizon Kinetics Asset Management LLC | 17,000 | $43.0 萬 | 0.01% | 00.0% | 不變 |
| Virtu Financial LLC | 15,505 | $39.2 萬 | 0.04% | +15,505 | 新進 |
| Virtus ETF Advisers LLC | 14,519 | $36.7 萬 | 0.14% | −9,342−39.2% | 減碼 |
| Commonwealth Equity Services, LLC | 14,369 | $36.3 萬 | 0.00% | +461+3.3% | 加碼 |
| US Bancorp | 13,700 | $34.6 萬 | 0.00% | 00.0% | 不變 |
| Highland Capital Management Fund Advisors, L.P. | 12,096 | $30.6 萬 | 0.04% | +12,096 | 新進 |
| Mariner, LLC | 11,819 | $29.9 萬 | 0.00% | −181−1.5% | 減碼 |
| Raymond James Financial Services Advisors, Inc. | 11,411 | $28.8 萬 | 0.00% | +11,411 | 新進 |
| Private Advisor Group, LLC | 11,394 | $28.8 萬 | 0.00% | +11,394 | 新進 |
| Geode Capital Management, LLC | 11,251 | $28.4 萬 | 0.00% | 00.0% | 不變 |
| Segall Bryant & Hamill, LLC | 10,664 | $27.0 萬 | 0.00% | −10,664−50.0% | 減碼 |
| Brown Advisory Inc | 10,700 | $27.0 萬 | 0.00% | 00.0% | 不變 |
| Trexquant Investment LP | 10,600 | $26.8 萬 | 0.02% | +10,600 | 新進 |
| Envestnet Asset Management Inc | 10,469 | $26.5 萬 | 0.00% | −2,969−22.1% | 減碼 |
| State Farm Mutual Automobile Insurance Co | 10,000 | $25.3 萬 | 0.00% | 00.0% | 不變 |
| Capital Asset Advisory Services LLC | 9,654 | $24.4 萬 | 0.03% | +9,654 | 新進 |
| Sunbelt Securities, Inc. | 9,057 | $23.3 萬 | 0.04% | +9,057 | 新進 |
| D. E. Shaw & Co., Inc. | 9,144 | $23.1 萬 | 0.00% | +9,144 | 新進 |
| Walter & Keenan Financial Consulting Co | 9,000 | $22.8 萬 | 0.07% | 00.0% | 不變 |
| Guggenheim Capital LLC | 8,328 | $21.1 萬 | 0.00% | +8,328 | 新進 |
| Colony Group LLC | 7,979 | $20.2 萬 | 0.00% | 00.0% | 不變 |
| Great West Life Assurance Co | 7,039 | $17.7 萬 | 0.00% | −242−3.3% | 減碼 |
| JPMorgan Chase & Co | 6,422 | $16.2 萬 | 0.00% | +5,951+1,263.5% | 加碼 |
| Washington Trust Advisors, Inc. | 5,676 | $14.3 萬 | 0.01% | +5,676 | 新進 |
| Wells Fargo & Company | 5,229 | $13.2 萬 | 0.00% | +394+8.1% | 加碼 |
| Geneos Wealth Management Inc. | 4,017 | $10.1 萬 | 0.00% | −900−18.3% | 減碼 |
| Simplex Trading, LLC | 3,748 | $9.40 萬 | 0.00% | −4,051−51.9% | 減碼 |
| BNP Paribas Arbitrage, SA | 3,500 | $8.85 萬 | 0.00% | +3,500 | 新進 |
| Total Clarity Wealth Management, Inc. | 3,136 | $7.90 萬 | 0.04% | +386+14.0% | 加碼 |
| TCTC Holdings, LLC | 2,136 | $5.40 萬 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 2,000 | $5.10 萬 | 0.01% | 00.0% | 不變 |
| Huntington National Bank | 2,002 | $5.10 萬 | 0.00% | +2,001+200,100.0% | 加碼 |
| Rockbridge Investment Management, LCC | 1,072 | $2.70 萬 | 0.00% | 00.0% | 不變 |
| Group One Trading, L.P. | 900 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Patriot Financial Group Insurance Agency, LLC | 900 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Cambridge Trust Co | 600 | $1.50 萬 | 0.00% | +600 | 新進 |
| Elmwood Wealth Management, Inc. | 597 | $1.50 萬 | 0.01% | +597 | 新進 |
| Allworth Financial LP | 500 | $1.30 萬 | 0.00% | −2,172−81.3% | 減碼 |
| Ahrens Investment Partners LLC | 500 | $1.30 萬 | 0.01% | +500 | 新進 |
| Tradition Wealth Management, LLC | 308 | $8,000 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 196 | $5,000 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 212 | $5,000 | 0.00% | +212 | 新進 |
| Bivin & Associates, Inc. | 100 | $3,000 | 0.00% | +100 | 新進 |
| Quantbot Technologies LP | 100 | $2,000 | 0.00% | +100 | 新進 |
| Benjamin F. Edwards & Company, Inc. | 25 | $1,000 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1 | $0 | 0.00% | +1 | 新進 |
| Millennium Management LLC | 0 | $0 | 0.00% | −22,708−100.0% | 清倉 |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −14,222−100.0% | 清倉 |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,915−100.0% | 清倉 |
| Washington Trust Co | 0 | $0 | 0.00% | −5,676−100.0% | 清倉 |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,801−100.0% | 清倉 |
| Deutsche Bank AG | 0 | $0 | 0.00% | −2,616−100.0% | 清倉 |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | 清倉 |
| D'Orazio & Associates, Inc. | 0 | $0 | 0.00% | −1,308−100.0% | 清倉 |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,128−100.0% | 清倉 |