Capital Southwest Corp
CSWC- 交易所
- Nasdaq
- SEC CIK
- 0000017313
近 90 天，Capital Southwest Corp 內部人申報 1 筆公開市場買進、0 筆賣出；2026 年第 2 季末有 189 家機構在 13F 申報持有，市值合計 $4.20 億；沒有大師持有。
2021 年第 3 季 13F 持有人
Capital Southwest Corp 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 83
- 較 2021 年第 2 季 −8 家
- 持有股數
- 568.8 萬
- 較 2021 年第 2 季 −32.1 萬 (−5.3%)
- 總市值
- $1.45 億
- 較 2021 年第 2 季 +$505.7 萬 (+3.6%)
- 新進機構
- 10
- 另有 27 家加碼
- 清倉機構
- 18
- 另有 24 家減碼
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CSWC 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 189 | $4.20 億 |
| 2026 年第 1 季 | 168 | $3.71 億 |
| 2025 年第 4 季 | 162 | $3.57 億 |
| 2025 年第 3 季 | 164 | $3.96 億 |
| 2025 年第 2 季 | 177 | $4.41 億 |
| 2025 年第 1 季 | 175 | $3.85 億 |
| 2024 年第 4 季 | 160 | $3.23 億 |
| 2024 年第 3 季 | 149 | $2.90 億 |
| 2024 年第 2 季 | 145 | $2.90 億 |
| 2024 年第 1 季 | 140 | $2.71 億 |
| 2023 年第 4 季 | 136 | $2.44 億 |
| 2023 年第 3 季 | 114 | $1.96 億 |
| 2023 年第 2 季 | 110 | $1.63 億 |
| 2023 年第 1 季 | 101 | $1.45 億 |
| 2022 年第 4 季 | 102 | $1.54 億 |
| 2022 年第 3 季 | 89 | $1.32 億 |
| 2022 年第 2 季 | 101 | $1.41 億 |
| 2022 年第 1 季 | 88 | $1.44 億 |
| 2021 年第 4 季 | 91 | $1.49 億 |
| 2021 年第 3 季 | 83 | $1.45 億 |
| 2021 年第 2 季 | 91 | $1.40 億 |
| 2021 年第 1 季 | 80 | $1.32 億 |
2021 年第 3 季持有機構
每家機構持有 Capital Southwest Corp 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 744,804 | $1,875 萬 | 3.41% | −7,953−1.1% | 減碼 |
| Zuckerman Investment Group, LLC | 611,982 | $1,541 萬 | 2.55% | −8,723−1.4% | 減碼 |
| Punch & Associates Investment Management, Inc. | 491,334 | $1,237 萬 | 0.71% | −15,905−3.1% | 減碼 |
| First Manhattan Co | 452,994 | $1,141 萬 | 0.04% | −1040.0% | 減碼 |
| Sound Income Strategies, LLC | 370,810 | $933.7 萬 | 1.21% | −1,651−0.4% | 減碼 |
| Van Eck Associates Corp | 334,632 | $842.6 萬 | 0.02% | −1,642−0.5% | 減碼 |
| Two Sigma Advisers, LP | 203,900 | $513.4 萬 | 0.01% | +9,000+4.6% | 加碼 |
| Two Sigma Investments, LP | 190,508 | $479.7 萬 | 0.01% | +84,817+80.2% | 加碼 |
| Advisors Asset Management, Inc. | 175,212 | $441.2 萬 | 0.07% | +20,991+13.6% | 加碼 |
| BlackRock Inc. | 149,306 | $375.9 萬 | 0.00% | +21,730+17.0% | 加碼 |
| Hennion & Walsh Asset Management, Inc. | 149,148 | $375.6 萬 | 0.20% | +12,690+9.3% | 加碼 |
| Moerus Capital Management LLC | 135,074 | $340.1 萬 | 1.58% | 00.0% | 不變 |
| Legal & General Group Plc | 123,503 | $311.2 萬 | 0.00% | −10,278−7.7% | 減碼 |
| Grace & White Inc | 120,600 | $303.7 萬 | 0.58% | 00.0% | 不變 |
| Confluence Investment Management LLC | 106,898 | $269.2 萬 | 0.04% | +488+0.5% | 加碼 |
| Legacy Capital Wealth Partners, LLC | 48,053 | $263.6 萬 | 1.03% | +48,053 | 新進 |
| Morgan Stanley | 84,307 | $212.3 萬 | 0.00% | −37,327−30.7% | 減碼 |
| Royal Bank of Canada | 65,343 | $164.6 萬 | 0.00% | +4,675+7.7% | 加碼 |
| Mackenzie Financial Corp | 65,175 | $164.1 萬 | 0.00% | +16,690+34.4% | 加碼 |
| Ares Management LLC | 63,104 | $158.9 萬 | 0.05% | 00.0% | 不變 |
| McKinley Capital Management LLC /Delaware | 57,959 | $145.9 萬 | 0.14% | +57,959 | 新進 |
| National Asset Management, Inc. | 56,309 | $141.8 萬 | 0.05% | −222−0.4% | 減碼 |
| Bank of America Corp | 53,688 | $135.2 萬 | 0.00% | +3,047+6.0% | 加碼 |
| UBS Group AG | 42,410 | $106.8 萬 | 0.00% | +8,774+26.1% | 加碼 |
| Susquehanna International Group, LLP | 38,764 | $97.6 萬 | 0.00% | +15,658+67.8% | 加碼 |
| Advisor Group Holdings, Inc. | 36,726 | $92.6 萬 | 0.00% | +3,915+11.9% | 加碼 |
| LPL Financial LLC | 35,707 | $89.9 萬 | 0.00% | −6,063−14.5% | 減碼 |
| Tectonic Advisors LLC | 34,831 | $87.7 萬 | 0.17% | −9,423−21.3% | 減碼 |
| Raymond James & Associates | 33,629 | $84.7 萬 | 0.00% | +11,461+51.7% | 加碼 |
| Kestra Advisory Services, LLC | 31,661 | $79.7 萬 | 0.01% | +16,372+107.1% | 加碼 |
| Ameriprise Financial Inc | 29,069 | $73.4 萬 | 0.00% | −29,651−50.5% | 減碼 |
| Quadrature Capital Ltd | 28,790 | $72.5 萬 | 0.03% | +455+1.6% | 加碼 |
| All Season Financial Advisors, Inc. | 27,951 | $70.4 萬 | 0.57% | +3,377+13.7% | 加碼 |
| Advisory Research Inc | 27,320 | $68.8 萬 | 0.04% | −93−0.3% | 減碼 |
| Roosevelt Investment Group LLC | 26,314 | $66.3 萬 | 0.04% | 00.0% | 不變 |
| Cambridge Investment Research Advisors, Inc. | 25,028 | $63.0 萬 | 0.00% | −3,855−13.3% | 減碼 |
| Marshall Wace, LLP | 24,932 | $62.8 萬 | 0.00% | +24,932 | 新進 |
| Virtus ETF Advisers LLC | 23,861 | $60.1 萬 | 0.26% | −2,953−11.0% | 減碼 |
| Millennium Management LLC | 22,708 | $57.2 萬 | 0.00% | −93,124−80.4% | 減碼 |
| Csenge Advisory Group | 20,027 | $51.7 萬 | 0.04% | +1,440+7.7% | 加碼 |
| The PNC Financial Services Group, Inc. | 19,972 | $50.3 萬 | 0.00% | 00.0% | 不變 |
| Bard Associates Inc | 19,985 | $50.3 萬 | 0.17% | 00.0% | 不變 |
| Monticello Wealth Management, LLC | 18,272 | $46.0 萬 | 0.04% | 00.0% | 不變 |
| Horizon Kinetics Asset Management LLC | 17,000 | $42.8 萬 | 0.01% | 00.0% | 不變 |
| Citadel Advisors LLC | 15,441 | $38.9 萬 | 0.00% | −64,555−80.7% | 減碼 |
| Mirae Asset Global Investments Co., Ltd. | 15,385 | $38.7 萬 | 0.00% | 00.0% | 不變 |
| HRT Financial LP | 14,980 | $37.7 萬 | 0.00% | −10,885−42.1% | 減碼 |
| Alliancebernstein L.P. | 14,222 | $35.8 萬 | 0.00% | −6,699−32.0% | 減碼 |
| Commonwealth Equity Services, LLC | 13,908 | $35.0 萬 | 0.00% | +252+1.8% | 加碼 |
| US Bancorp | 13,700 | $34.5 萬 | 0.00% | 00.0% | 不變 |
| Envestnet Asset Management Inc | 13,438 | $33.8 萬 | 0.00% | −1,540−10.3% | 減碼 |
| Mariner, LLC | 12,000 | $30.2 萬 | 0.00% | 00.0% | 不變 |
| Oppenheimer & Co Inc | 11,915 | $30.0 萬 | 0.01% | +2,456+26.0% | 加碼 |
| Geode Capital Management, LLC | 11,251 | $28.3 萬 | 0.00% | +11,251 | 新進 |
| Brown Advisory Inc | 10,700 | $26.9 萬 | 0.00% | 00.0% | 不變 |
| Segall Bryant & Hamill, LLC | 10,664 | $26.9 萬 | 0.00% | 00.0% | 不變 |
| State Farm Mutual Automobile Insurance Co | 10,000 | $26.8 萬 | 0.00% | +10,000 | 新進 |
| Weather Gauge Advisory, LLC | 9,016 | $22.7 萬 | 0.28% | −515−5.4% | 減碼 |
| Walter & Keenan Financial Consulting Co | 9,000 | $22.7 萬 | 0.08% | 00.0% | 不變 |
| Colony Group LLC | 7,979 | $20.1 萬 | 0.00% | +7,979 | 新進 |
| Simplex Trading, LLC | 7,799 | $19.3 萬 | 0.01% | −500−6.0% | 減碼 |
| Great West Life Assurance Co | 7,281 | $18.5 萬 | 0.00% | +831+12.9% | 加碼 |
| Washington Trust Co | 5,676 | $14.3 萬 | 0.00% | 00.0% | 不變 |
| Geneos Wealth Management Inc. | 4,917 | $12.6 萬 | 0.00% | +1,673+51.6% | 加碼 |
| Wells Fargo & Company | 4,835 | $12.2 萬 | 0.00% | −65−1.3% | 減碼 |
| PEAK6 Investments LLC | 2,801 | $7.10 萬 | 0.00% | +2,801 | 新進 |
| Total Clarity Wealth Management, Inc. | 2,750 | $6.90 萬 | 0.03% | +2,750 | 新進 |
| Allworth Financial LP | 2,672 | $6.70 萬 | 0.00% | 00.0% | 不變 |
| Deutsche Bank AG | 2,616 | $6.60 萬 | 0.00% | +1,611+160.3% | 加碼 |
| FNY Investment Advisers, LLC | 2,500 | $6.20 萬 | 0.03% | −1,500−37.5% | 減碼 |
| TCTC Holdings, LLC | 2,136 | $5.40 萬 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 2,000 | $5.00 萬 | 0.01% | +2,000 | 新進 |
| D'Orazio & Associates, Inc. | 1,308 | $3.30 萬 | 0.01% | +308+30.8% | 加碼 |
| Tower Research Capital LLC (TRC) | 1,128 | $2.80 萬 | 0.00% | +220+24.2% | 加碼 |
| Rockbridge Investment Management, LCC | 1,072 | $2.70 萬 | 0.00% | +22+2.1% | 加碼 |
| Patriot Financial Group Insurance Agency, LLC | 900 | $2.30 萬 | 0.00% | 00.0% | 不變 |
| Group One Trading, L.P. | 900 | $2.30 萬 | 0.00% | +100+12.5% | 加碼 |
| JPMorgan Chase & Co | 471 | $1.20 萬 | 0.00% | +471 | 新進 |
| Tradition Wealth Management, LLC | 308 | $8,000 | 0.00% | 00.0% | 不變 |
| Signaturefd, LLC | 196 | $5,000 | 0.00% | +63+47.4% | 加碼 |
| Lake Point Wealth Management | 100 | $3,000 | 0.00% | 00.0% | 不變 |
| Benjamin F. Edwards & Company, Inc. | 25 | $1,000 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | 不變 |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −113,439−100.0% | 清倉 |
| Norges Bank | 0 | $0 | 0.00% | −56,934−100.0% | 清倉 |
| Invesco Ltd. | 0 | $0 | 0.00% | −44,272−100.0% | 清倉 |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −36,589−100.0% | 清倉 |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −28,789−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,572−100.0% | 清倉 |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −25,436−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −22,465−100.0% | 清倉 |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,659−100.0% | 清倉 |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,150−100.0% | 清倉 |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −11,144−100.0% | 清倉 |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −9,097−100.0% | 清倉 |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,700−100.0% | 清倉 |
| Citigroup Inc | 0 | $0 | 0.00% | −3,000−100.0% | 清倉 |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −182−100.0% | 清倉 |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −61−100.0% | 清倉 |
| Barclays PLC | 0 | $0 | 0.00% | −16−100.0% | 清倉 |