Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Capital Southwest Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −8 vs. Q2 2021
- Shares held
- 5.70M
- −310.8K (−5.2%) vs. Q2 2021
- Total value
- $144.9M
- +$5.33M (+3.8%) vs. Q2 2021
- New holders
- 10
- 28 more added
- Sold out
- 18
- 24 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 744,804 | $18.8M | 3.41% | −7,953−1.1% | Reduced |
| Zuckerman Investment Group, LLC | 611,982 | $15.4M | 2.55% | −8,723−1.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 491,334 | $12.4M | 0.71% | −15,905−3.1% | Reduced |
| First Manhattan Co | 452,994 | $11.4M | 0.04% | −1040.0% | Reduced |
| Sound Income Strategies, LLC | 370,810 | $9.34M | 1.21% | −1,651−0.4% | Reduced |
| Van Eck Associates Corp | 334,632 | $8.43M | 0.02% | −1,642−0.5% | Reduced |
| Two Sigma Advisers, LP | 203,900 | $5.13M | 0.01% | +9,000+4.6% | Added |
| Two Sigma Investments, LP | 190,508 | $4.80M | 0.01% | +84,817+80.2% | Added |
| Advisors Asset Management, Inc. | 175,212 | $4.41M | 0.07% | +20,991+13.6% | Added |
| BlackRock Inc. | 149,306 | $3.76M | 0.00% | +21,730+17.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 149,148 | $3.76M | 0.20% | +12,690+9.3% | Added |
| Moerus Capital Management LLC | 135,074 | $3.40M | 1.58% | 00.0% | Unchanged |
| Legal & General Group Plc | 123,503 | $3.11M | 0.00% | −10,278−7.7% | Reduced |
| Grace & White Inc | 120,600 | $3.04M | 0.58% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 106,898 | $2.69M | 0.04% | +488+0.5% | Added |
| Legacy Capital Wealth Partners, LLC | 48,053 | $2.64M | 1.03% | +48,053 | New |
| Morgan Stanley | 84,307 | $2.12M | 0.00% | −37,327−30.7% | Reduced |
| Royal Bank of Canada | 65,343 | $1.65M | 0.00% | +4,675+7.7% | Added |
| Mackenzie Financial Corp | 65,175 | $1.64M | 0.00% | +16,690+34.4% | Added |
| Ares Management LLC | 63,104 | $1.59M | 0.05% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 57,959 | $1.46M | 0.14% | +57,959 | New |
| National Asset Management, Inc. | 56,309 | $1.42M | 0.05% | −222−0.4% | Reduced |
| Bank of America Corp | 53,688 | $1.35M | 0.00% | +3,047+6.0% | Added |
| UBS Group AG | 42,410 | $1.07M | 0.00% | +8,774+26.1% | Added |
| Susquehanna International Group, LLP | 38,764 | $976.0K | 0.00% | +15,658+67.8% | Added |
| Advisor Group Holdings, Inc. | 36,726 | $926.0K | 0.00% | +3,915+11.9% | Added |
| LPL Financial LLC | 35,707 | $899.0K | 0.00% | −6,063−14.5% | Reduced |
| Tectonic Advisors LLC | 34,831 | $877.0K | 0.17% | −9,423−21.3% | Reduced |
| Raymond James & Associates | 33,629 | $847.0K | 0.00% | +11,461+51.7% | Added |
| Kestra Advisory Services, LLC | 31,661 | $797.0K | 0.01% | +16,372+107.1% | Added |
| Ameriprise Financial Inc | 29,069 | $734.0K | 0.00% | −29,651−50.5% | Reduced |
| Quadrature Capital Ltd | 28,790 | $725.0K | 0.03% | +455+1.6% | Added |
| All Season Financial Advisors, Inc. | 27,951 | $704.0K | 0.57% | +3,377+13.7% | Added |
| Advisory Research Inc | 27,320 | $688.0K | 0.04% | −93−0.3% | Reduced |
| Roosevelt Investment Group LLC | 26,314 | $663.0K | 0.04% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 25,028 | $630.0K | 0.00% | −3,855−13.3% | Reduced |
| Marshall Wace, LLP | 24,932 | $628.0K | 0.00% | +24,932 | New |
| Virtus ETF Advisers LLC | 23,861 | $601.0K | 0.26% | −2,953−11.0% | Reduced |
| Millennium Management LLC | 22,708 | $572.0K | 0.00% | −93,124−80.4% | Reduced |
| Segall Bryant & Hamill, LLC | 21,328 | $538.0K | 0.00% | +10,664+100.0% | Added |
| Csenge Advisory Group | 20,027 | $517.0K | 0.04% | +1,440+7.7% | Added |
| The PNC Financial Services Group, Inc. | 19,972 | $503.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $503.0K | 0.17% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $460.0K | 0.04% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 17,000 | $428.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 15,441 | $389.0K | 0.00% | −64,555−80.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 15,385 | $387.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 14,980 | $377.0K | 0.00% | −10,885−42.1% | Reduced |
| Alliancebernstein L.P. | 14,222 | $358.0K | 0.00% | −6,699−32.0% | Reduced |
| Commonwealth Equity Services, LLC | 13,908 | $350.0K | 0.00% | +252+1.8% | Added |
| US Bancorp | 13,700 | $345.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,438 | $338.0K | 0.00% | −1,540−10.3% | Reduced |
| Mariner, LLC | 12,000 | $302.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,915 | $300.0K | 0.01% | +2,456+26.0% | Added |
| Geode Capital Management, LLC | 11,251 | $283.0K | 0.00% | +11,251 | New |
| Brown Advisory Inc | 10,700 | $269.0K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $268.0K | 0.00% | +10,000 | New |
| Weather Gauge Advisory, LLC | 9,016 | $227.0K | 0.28% | −515−5.4% | Reduced |
| Walter & Keenan Financial Consulting Co | 9,000 | $227.0K | 0.08% | 00.0% | Unchanged |
| Colony Group LLC | 7,979 | $201.0K | 0.00% | +7,979 | New |
| Simplex Trading, LLC | 7,799 | $193.0K | 0.01% | −500−6.0% | Reduced |
| Great West Life Assurance Co | 7,281 | $185.0K | 0.00% | +831+12.9% | Added |
| Washington Trust Co | 5,676 | $143.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 4,917 | $126.0K | 0.00% | +1,673+51.6% | Added |
| Wells Fargo & Company | 4,835 | $122.0K | 0.00% | −65−1.3% | Reduced |
| PEAK6 Investments LLC | 2,801 | $71.0K | 0.00% | +2,801 | New |
| Total Clarity Wealth Management, Inc. | 2,750 | $69.0K | 0.03% | +2,750 | New |
| Allworth Financial LP | 2,672 | $67.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,616 | $66.0K | 0.00% | +1,611+160.3% | Added |
| FNY Investment Advisers, LLC | 2,500 | $62.0K | 0.03% | −1,500−37.5% | Reduced |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 2,000 | $50.0K | 0.01% | +2,000 | New |
| D'Orazio & Associates, Inc. | 1,308 | $33.0K | 0.01% | +308+30.8% | Added |
| Tower Research Capital LLC (TRC) | 1,128 | $28.0K | 0.00% | +220+24.2% | Added |
| Rockbridge Investment Management, LCC | 1,072 | $27.0K | 0.00% | +22+2.1% | Added |
| Patriot Financial Group Insurance Agency, LLC | 900 | $23.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 900 | $23.0K | 0.00% | +100+12.5% | Added |
| JPMorgan Chase & Co | 471 | $12.0K | 0.00% | +471 | New |
| Tradition Wealth Management, LLC | 308 | $8.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 196 | $5.00K | 0.00% | +63+47.4% | Added |
| Lake Point Wealth Management | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −113,439−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −56,934−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −44,272−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −36,589−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −28,789−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −26,572−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −25,436−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −22,465−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,659−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,150−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −11,144−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −9,097−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,700−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Red Door Wealth Management, LLC | 0 | $0 | 0.00% | −182−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |