Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Capital Southwest Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- −10 vs. Q2 2022
- Shares held
- 7.79M
- +243.1K (+3.2%) vs. Q2 2022
- Total value
- $131.9M
- −$7.08M (−5.1%) vs. Q2 2022
- New holders
- 7
- 32 more added
- Sold out
- 17
- 29 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 716,139 | $12.1M | 2.97% | +900+0.1% | Added |
| Millennium Management LLC | 709,782 | $12.0M | 0.01% | −45,904−6.1% | Reduced |
| Deutsche Bank AG | 703,851 | $11.9M | 0.01% | +703,845+11,730,750.0% | Added |
| Zuckerman Investment Group, LLC | 622,269 | $10.5M | 1.98% | −26,185−4.0% | Reduced |
| Punch & Associates Investment Management, Inc. | 522,835 | $8.86M | 0.62% | −480−0.1% | Reduced |
| First Manhattan Co | 424,116 | $7.18M | 0.03% | −10,319−2.4% | Reduced |
| Sound Income Strategies, LLC | 400,649 | $6.79M | 0.99% | +18,437+4.8% | Added |
| Van Eck Associates Corp | 363,768 | $6.16M | 0.02% | −4,101−1.1% | Reduced |
| Marshall Wace, LLP | 255,583 | $4.33M | 0.01% | −59,873−19.0% | Reduced |
| Two Sigma Advisers, LP | 230,700 | $3.91M | 0.01% | −63,900−21.7% | Reduced |
| BlackRock Inc. | 205,292 | $3.48M | 0.00% | +46,689+29.4% | Added |
| Advisors Asset Management, Inc. | 195,185 | $3.31M | 0.07% | +8,151+4.4% | Added |
| Two Sigma Investments, LP | 169,947 | $2.88M | 0.01% | −90,352−34.7% | Reduced |
| Grace & White Inc | 169,471 | $2.87M | 0.62% | +40,000+30.9% | Added |
| Legal & General Group Plc | 162,855 | $2.76M | 0.00% | +22,581+16.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 137,645 | $2.33M | 0.15% | +1,616+1.2% | Added |
| Moerus Capital Management LLC | 125,820 | $2.13M | 0.91% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 119,443 | $2.02M | 0.27% | −2,334−1.9% | Reduced |
| Confluence Investment Management LLC | 106,768 | $1.81M | 0.03% | −1,417−1.3% | Reduced |
| Tectonic Advisors LLC | 106,722 | $1.81M | 0.33% | +26,145+32.4% | Added |
| Royal Bank of Canada | 86,267 | $1.46M | 0.00% | +3,507+4.2% | Added |
| LPL Financial LLC | 83,313 | $1.41M | 0.00% | −2,071−2.4% | Reduced |
| Ameriprise Financial Inc | 72,901 | $1.23M | 0.00% | +11,227+18.2% | Added |
| Citadel Advisors LLC | 67,392 | $1.14M | 0.00% | −129,505−65.8% | Reduced |
| National Asset Management, Inc. | 58,676 | $994.0K | 0.03% | +6,948+13.4% | Added |
| Legacy Capital Wealth Partners, LLC | 52,897 | $896.0K | 0.48% | +2,086+4.1% | Added |
| First Republic Investment Management, Inc. | 45,990 | $779.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 37,139 | $629.0K | 0.01% | +3,502+10.4% | Added |
| Raymond James & Associates | 35,955 | $609.0K | 0.00% | −714−1.9% | Reduced |
| Advisory Research Inc | 35,946 | $609.0K | 0.06% | +8,961+33.2% | Added |
| Great West Life Assurance Co | 31,450 | $532.0K | 0.00% | +6,786+27.5% | Added |
| Envestnet Asset Management Inc | 29,779 | $504.0K | 0.00% | +5,316+21.7% | Added |
| Susquehanna Fundamental Investments, LLC | 27,389 | $464.0K | 0.01% | +27,389 | New |
| Roosevelt Investment Group LLC | 25,580 | $433.0K | 0.03% | −376−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 25,051 | $424.0K | 0.00% | −2,678−9.7% | Reduced |
| Jump Financial, LLC | 24,400 | $413.0K | 0.02% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 24,296 | $412.0K | 0.00% | +24,296 | New |
| Trexquant Investment LP | 23,763 | $403.0K | 0.01% | −4,869−17.0% | Reduced |
| Morgan Stanley | 23,749 | $402.0K | 0.00% | −33,134−58.2% | Reduced |
| Csenge Advisory Group | 23,556 | $399.0K | 0.03% | +1,739+8.0% | Added |
| Commonwealth Equity Services, LLC | 23,129 | $391.0K | 0.00% | +3,396+17.2% | Added |
| UBS Group AG | 22,327 | $379.0K | 0.00% | −11,667−34.3% | Reduced |
| Mraz, Amerine & Associates, Inc. | 21,548 | $365.0K | 0.10% | +21,548 | New |
| Virtus ETF Advisers LLC | 21,461 | $364.0K | 0.15% | −940−4.2% | Reduced |
| JPMorgan Chase & Co | 21,358 | $362.0K | 0.00% | +2,258+11.8% | Added |
| Banque Pictet & Cie SA | 20,000 | $338.8K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 20,000 | $338.8K | 0.05% | 00.0% | Unchanged |
| Cetera Investment Advisers | 19,771 | $335.0K | 0.01% | +4,959+33.5% | Added |
| Bard Associates Inc | 18,910 | $320.0K | 0.14% | +1,525+8.8% | Added |
| Monticello Wealth Management, LLC | 18,272 | $310.0K | 0.04% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 17,000 | $288.0K | 0.01% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 16,820 | $285.0K | 0.31% | +759+4.7% | Added |
| The PNC Financial Services Group, Inc. | 16,614 | $282.0K | 0.00% | +31+0.2% | Added |
| Advisor Group Holdings, Inc. | 16,552 | $280.0K | 0.00% | −5,065−23.4% | Reduced |
| Cornerstone Wealth Management, LLC | 16,378 | $277.0K | 0.03% | +1,499+10.1% | Added |
| Sunbelt Securities, Inc. | 16,236 | $275.0K | 0.06% | +5,249+47.8% | Added |
| US Bancorp | 14,926 | $253.0K | 0.00% | +1,093+7.9% | Added |
| Goldman Sachs Group Inc | 12,534 | $212.0K | 0.00% | −82,131−86.8% | Reduced |
| Good Life Advisors, LLC | 12,358 | $209.0K | 0.03% | −289−2.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 12,000 | $203.0K | 0.00% | +12,000 | New |
| Mariner, LLC | 11,861 | $201.0K | 0.00% | +42+0.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $199.0K | 0.00% | −11,967−50.5% | Reduced |
| BNP Paribas Arbitrage, SA | 11,635 | $197.1K | 0.00% | +135+1.2% | Added |
| Geode Capital Management, LLC | 11,251 | $190.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,132 | $189.0K | 0.00% | +249+2.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,919 | $185.0K | 0.00% | −17−0.2% | Reduced |
| Brown Advisory Inc | 10,700 | $181.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,644 | $180.0K | 0.00% | −22,075−67.5% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $180.0K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $169.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 8,323 | $141.0K | 0.01% | −7,061−45.9% | Reduced |
| Wells Fargo & Company | 5,620 | $95.0K | 0.00% | −524−8.5% | Reduced |
| Bank of America Corp | 4,845 | $82.0K | 0.00% | −204−4.0% | Reduced |
| Washington Trust Advisors, Inc. | 4,174 | $71.0K | 0.01% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 4,100 | $69.0K | 0.01% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,615 | $44.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $36.0K | 0.00% | 00.0% | Unchanged |
| Castle Wealth Management LLC | 635 | $11.0K | 0.01% | +635 | New |
| Cambridge Trust Co | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 588 | $10.0K | 0.00% | +124+26.7% | Added |
| Toth Financial Advisory Corp | 600 | $10.0K | 0.00% | +600 | New |
| Group One Trading, L.P. | 400 | $7.00K | 0.00% | +100+33.3% | Added |
| Tompkins Financial Corp | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 308 | $5.00K | 0.00% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 107 | $2.00K | 0.00% | +107 | New |
| Quantbot Technologies LP | 100 | $1.00K | 0.00% | −11,854−99.2% | Reduced |
| Financial Synergies Wealth Advisors, Inc. | 20 | $339 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 0 | $0 | 0.00% | −32,265−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,716−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −16,866−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −15,448−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,341−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,653−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −13,475−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −12,650−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,708−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |