Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Capital Southwest Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- −10 vs. Q2 2022
- Shares held
- 7.79M
- +243.1K (+3.2%) vs. Q2 2022
- Total value
- $131.9M
- −$7.08M (−5.1%) vs. Q2 2022
- New holders
- 7
- 32 more added
- Sold out
- 17
- 29 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 20 | $339 | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 100 | $1.00K | 0.00% | −11,854−99.2% | Reduced |
| Johnson Financial Group, Inc. | 107 | $2.00K | 0.00% | +107 | New |
| Tradition Wealth Management, LLC | 308 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 400 | $7.00K | 0.00% | +100+33.3% | Added |
| Cambridge Trust Co | 600 | $10.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 588 | $10.0K | 0.00% | +124+26.7% | Added |
| Toth Financial Advisory Corp | 600 | $10.0K | 0.00% | +600 | New |
| Castle Wealth Management LLC | 635 | $11.0K | 0.01% | +635 | New |
| TCTC Holdings, LLC | 2,136 | $36.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,615 | $44.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 4,100 | $69.0K | 0.01% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 4,174 | $71.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 4,845 | $82.0K | 0.00% | −204−4.0% | Reduced |
| Wells Fargo & Company | 5,620 | $95.0K | 0.00% | −524−8.5% | Reduced |
| PEAK6 Investments LLC | 8,323 | $141.0K | 0.01% | −7,061−45.9% | Reduced |
| State Farm Mutual Automobile Insurance Co | 10,000 | $169.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,644 | $180.0K | 0.00% | −22,075−67.5% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $180.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $181.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,919 | $185.0K | 0.00% | −17−0.2% | Reduced |
| Private Advisor Group, LLC | 11,132 | $189.0K | 0.00% | +249+2.3% | Added |
| Geode Capital Management, LLC | 11,251 | $190.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 11,635 | $197.1K | 0.00% | +135+1.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $199.0K | 0.00% | −11,967−50.5% | Reduced |
| Mariner, LLC | 11,861 | $201.0K | 0.00% | +42+0.4% | Added |
| Schonfeld Strategic Advisors LLC | 12,000 | $203.0K | 0.00% | +12,000 | New |
| Good Life Advisors, LLC | 12,358 | $209.0K | 0.03% | −289−2.3% | Reduced |
| Goldman Sachs Group Inc | 12,534 | $212.0K | 0.00% | −82,131−86.8% | Reduced |
| US Bancorp | 14,926 | $253.0K | 0.00% | +1,093+7.9% | Added |
| Sunbelt Securities, Inc. | 16,236 | $275.0K | 0.06% | +5,249+47.8% | Added |
| Cornerstone Wealth Management, LLC | 16,378 | $277.0K | 0.03% | +1,499+10.1% | Added |
| Advisor Group Holdings, Inc. | 16,552 | $280.0K | 0.00% | −5,065−23.4% | Reduced |
| The PNC Financial Services Group, Inc. | 16,614 | $282.0K | 0.00% | +31+0.2% | Added |
| All Season Financial Advisors, Inc. | 16,820 | $285.0K | 0.31% | +759+4.7% | Added |
| Horizon Kinetics Asset Management LLC | 17,000 | $288.0K | 0.01% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $310.0K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 18,910 | $320.0K | 0.14% | +1,525+8.8% | Added |
| Cetera Investment Advisers | 19,771 | $335.0K | 0.01% | +4,959+33.5% | Added |
| Banque Pictet & Cie SA | 20,000 | $338.8K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 20,000 | $338.8K | 0.05% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 21,358 | $362.0K | 0.00% | +2,258+11.8% | Added |
| Virtus ETF Advisers LLC | 21,461 | $364.0K | 0.15% | −940−4.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 21,548 | $365.0K | 0.10% | +21,548 | New |
| UBS Group AG | 22,327 | $379.0K | 0.00% | −11,667−34.3% | Reduced |
| Commonwealth Equity Services, LLC | 23,129 | $391.0K | 0.00% | +3,396+17.2% | Added |
| Csenge Advisory Group | 23,556 | $399.0K | 0.03% | +1,739+8.0% | Added |
| Morgan Stanley | 23,749 | $402.0K | 0.00% | −33,134−58.2% | Reduced |
| Trexquant Investment LP | 23,763 | $403.0K | 0.01% | −4,869−17.0% | Reduced |
| Alliancebernstein L.P. | 24,296 | $412.0K | 0.00% | +24,296 | New |
| Jump Financial, LLC | 24,400 | $413.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 25,051 | $424.0K | 0.00% | −2,678−9.7% | Reduced |
| Roosevelt Investment Group LLC | 25,580 | $433.0K | 0.03% | −376−1.4% | Reduced |
| Susquehanna Fundamental Investments, LLC | 27,389 | $464.0K | 0.01% | +27,389 | New |
| Envestnet Asset Management Inc | 29,779 | $504.0K | 0.00% | +5,316+21.7% | Added |
| Great West Life Assurance Co | 31,450 | $532.0K | 0.00% | +6,786+27.5% | Added |
| Raymond James & Associates | 35,955 | $609.0K | 0.00% | −714−1.9% | Reduced |
| Advisory Research Inc | 35,946 | $609.0K | 0.06% | +8,961+33.2% | Added |
| Kestra Advisory Services, LLC | 37,139 | $629.0K | 0.01% | +3,502+10.4% | Added |
| First Republic Investment Management, Inc. | 45,990 | $779.0K | 0.00% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 52,897 | $896.0K | 0.48% | +2,086+4.1% | Added |
| National Asset Management, Inc. | 58,676 | $994.0K | 0.03% | +6,948+13.4% | Added |
| Citadel Advisors LLC | 67,392 | $1.14M | 0.00% | −129,505−65.8% | Reduced |
| Ameriprise Financial Inc | 72,901 | $1.23M | 0.00% | +11,227+18.2% | Added |
| LPL Financial LLC | 83,313 | $1.41M | 0.00% | −2,071−2.4% | Reduced |
| Royal Bank of Canada | 86,267 | $1.46M | 0.00% | +3,507+4.2% | Added |
| Tectonic Advisors LLC | 106,722 | $1.81M | 0.33% | +26,145+32.4% | Added |
| Confluence Investment Management LLC | 106,768 | $1.81M | 0.03% | −1,417−1.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 119,443 | $2.02M | 0.27% | −2,334−1.9% | Reduced |
| Moerus Capital Management LLC | 125,820 | $2.13M | 0.91% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 137,645 | $2.33M | 0.15% | +1,616+1.2% | Added |
| Legal & General Group Plc | 162,855 | $2.76M | 0.00% | +22,581+16.1% | Added |
| Grace & White Inc | 169,471 | $2.87M | 0.62% | +40,000+30.9% | Added |
| Two Sigma Investments, LP | 169,947 | $2.88M | 0.01% | −90,352−34.7% | Reduced |
| Advisors Asset Management, Inc. | 195,185 | $3.31M | 0.07% | +8,151+4.4% | Added |
| BlackRock Inc. | 205,292 | $3.48M | 0.00% | +46,689+29.4% | Added |
| Two Sigma Advisers, LP | 230,700 | $3.91M | 0.01% | −63,900−21.7% | Reduced |
| Marshall Wace, LLP | 255,583 | $4.33M | 0.01% | −59,873−19.0% | Reduced |
| Van Eck Associates Corp | 363,768 | $6.16M | 0.02% | −4,101−1.1% | Reduced |
| Sound Income Strategies, LLC | 400,649 | $6.79M | 0.99% | +18,437+4.8% | Added |
| First Manhattan Co | 424,116 | $7.18M | 0.03% | −10,319−2.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 522,835 | $8.86M | 0.62% | −480−0.1% | Reduced |
| Zuckerman Investment Group, LLC | 622,269 | $10.5M | 1.98% | −26,185−4.0% | Reduced |
| Deutsche Bank AG | 703,851 | $11.9M | 0.01% | +703,845+11,730,750.0% | Added |
| Millennium Management LLC | 709,782 | $12.0M | 0.01% | −45,904−6.1% | Reduced |
| Sanders Morris Harris LLC | 716,139 | $12.1M | 2.97% | +900+0.1% | Added |
| Bank of Montreal | 0 | $0 | 0.00% | −32,265−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,716−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −16,866−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −15,448−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −14,341−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −13,653−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −13,475−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −12,650−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −3,210−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,708−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |