Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Capital Southwest Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +17 vs. Q4 2024
- Shares held
- 17.3M
- +2.50M (+17.0%) vs. Q4 2024
- Total value
- $385.2M
- +$63.2M (+19.6%) vs. Q4 2024
- New holders
- 36
- 65 more added
- Sold out
- 19
- 43 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 1,433,064 | $32.0M | 4.94% | +618,480+75.9% | Added |
| Van Eck Associates Corp | 1,166,932 | $26.0M | 0.03% | −23,272−2.0% | Reduced |
| Two Sigma Advisers, LP | 1,014,900 | $22.7M | 0.05% | +240,300+31.0% | Added |
| Balyasny Asset Management LLC | 803,136 | $17.9M | 0.04% | −198,063−19.8% | Reduced |
| Two Sigma Investments, LP | 798,500 | $17.8M | 0.04% | +124,722+18.5% | Added |
| Punch & Associates Investment Management, Inc. | 686,513 | $15.3M | 1.00% | +14,146+2.1% | Added |
| Sound Income Strategies, LLC | 616,016 | $13.7M | 0.81% | +37,475+6.5% | Added |
| Millennium Management LLC | 488,992 | $10.9M | 0.01% | +231,614+90.0% | Added |
| Tectonic Advisors LLC | 440,473 | $9.83M | 0.61% | +42,465+10.7% | Added |
| Zuckerman Investment Group, LLC | 427,020 | $9.53M | 1.02% | −245,448−36.5% | Reduced |
| Melia Wealth LLC | 422,308 | $9.43M | 4.86% | +20,727+5.2% | Added |
| Beacon Pointe Advisors, LLC | 414,489 | $9.25M | 0.10% | −75,802−15.5% | Reduced |
| Harbor Capital Advisors, Inc. | 403,826 | $9.01M | 0.41% | +4,939+1.2% | Added |
| Citadel Advisors LLC | 333,417 | $7.44M | 0.01% | +213,100+177.1% | Added |
| Legal & General Group Plc | 318,173 | $7.10M | 0.00% | +7,888+2.5% | Added |
| Raymond James Financial Inc | 300,600 | $6.71M | 0.00% | +105,845+54.3% | Added |
| Franklin Resources Inc | 298,623 | $6.67M | 0.00% | +91,293+44.0% | Added |
| UBS Group AG | 296,877 | $6.63M | 0.00% | +194,471+189.9% | Added |
| First Manhattan Co | 287,136 | $6.41M | 0.02% | −14,814−4.9% | Reduced |
| BlackRock, Inc. | 261,831 | $5.84M | 0.00% | +28,311+12.1% | Added |
| Goldman Sachs Group Inc | 257,672 | $5.75M | 0.00% | +183,313+246.5% | Added |
| Epiq Partners, LLC | 255,400 | $5.70M | 3.01% | +255,400 | New |
| Marshall Wace, LLP | 248,748 | $5.55M | 0.01% | +146,263+142.7% | Added |
| Qube Research & Technologies Ltd | 236,766 | $5.28M | 0.01% | +39,137+19.8% | Added |
| LPL Financial LLC | 197,678 | $4.41M | 0.00% | +28,624+16.9% | Added |
| Womack Financial LLC | 189,213 | $4.22M | 3.87% | +1,825+1.0% | Added |
| Grace & White Inc | 176,597 | $3.94M | 0.75% | 00.0% | Unchanged |
| Morgan Stanley | 159,798 | $3.57M | 0.00% | −53,650−25.1% | Reduced |
| Barclays PLC | 153,470 | $3.43M | 0.00% | +76,034+98.2% | Added |
| Advisors Asset Management, Inc. | 148,565 | $3.32M | 0.06% | −978−0.7% | Reduced |
| Muzinich & Co., Inc. | 137,371 | $3.07M | 1.87% | +26,949+24.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 134,178 | $2.99M | 0.00% | +31,299+30.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 129,273 | $2.89M | 0.13% | −50,153−28.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 117,543 | $2.62M | 0.02% | +14,500+14.1% | Added |
| Denali Advisors LLC | 116,404 | $2.60M | 0.30% | +11,908+11.4% | Added |
| Foundations Investment Advisors, LLC | 106,671 | $2.38M | 0.04% | +5,437+5.4% | Added |
| Confluence Investment Management LLC | 101,522 | $2.27M | 0.03% | +1,280+1.3% | Added |
| National Asset Management, Inc. | 92,384 | $2.06M | 0.06% | +41,758+82.5% | Added |
| Change Path, LLC | 92,019 | $2.05M | 0.06% | +92,019 | New |
| Hodges Capital Management Inc. | 91,760 | $2.05M | 0.20% | +70.0% | Added |
| Ameriprise Financial Inc | 90,651 | $2.02M | 0.00% | −586−0.6% | Reduced |
| HRT Financial LP | 87,696 | $1.96M | 0.01% | −39,004−30.8% | Reduced |
| Benjamin Edwards Inc | 84,780 | $1.89M | 0.03% | +2,405+2.9% | Added |
| Naviter Wealth, LLC | 81,753 | $1.88M | 0.23% | −1,778−2.1% | Reduced |
| Argent Trust Co | 80,816 | $1.80M | 0.07% | +2,818+3.6% | Added |
| Commonwealth Equity Services, LLC | 77,540 | $1.73M | 0.00% | +6,428+9.0% | Added |
| Moerus Capital Management LLC | 73,983 | $1.65M | 0.74% | 00.0% | Unchanged |
| Cetera Investment Advisers | 71,944 | $1.61M | 0.00% | +18,420+34.4% | Added |
| First Dallas Securities Inc. | 71,925 | $1.60M | 0.67% | +4,817+7.2% | Added |
| Sovereign's Capital Management, LLC | 70,370 | $1.57M | 0.93% | +2,795+4.1% | Added |
| Royal Bank of Canada | 69,139 | $1.54M | 0.00% | +8,188+13.4% | Added |
| Voloridge Investment Management, LLC | 65,724 | $1.47M | 0.01% | +65,724 | New |
| Bank of America Corp | 61,627 | $1.38M | 0.00% | +43,917+248.0% | Added |
| Quantbot Technologies LP | 61,553 | $1.37M | 0.04% | +24,922+68.0% | Added |
| Legacy Capital Wealth Partners, LLC | 60,238 | $1.34M | 0.33% | −2,064−3.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 56,305 | $1.23M | 0.40% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 54,015 | $1.21M | 0.02% | +54,015 | New |
| Redmont Wealth Advisors LLC | 53,623 | $1.20M | 2.33% | −13,316−19.9% | Reduced |
| Great West Life Assurance Co | 48,247 | $1.08M | 0.00% | +13,253+37.9% | Added |
| Cozad Asset Management Inc | 47,151 | $1.05M | 0.11% | +5,317+12.7% | Added |
| Kestra Advisory Services, LLC | 46,888 | $1.05M | 0.01% | +2,197+4.9% | Added |
| SMH Capital Advisors Inc | 45,981 | $1.03M | 2.38% | −1,062−2.3% | Reduced |
| Envestnet Asset Management Inc | 45,383 | $1.01M | 0.00% | −24,927−35.5% | Reduced |
| Virtus Investment Advisers, Inc. | 44,164 | $985.7K | 0.27% | +44,164 | New |
| Mraz, Amerine & Associates, Inc. | 43,732 | $978.3K | 0.17% | +211+0.5% | Added |
| Cornerstone Wealth Management, LLC | 42,319 | $944.6K | 0.06% | +3,153+8.1% | Added |
| Caldwell Sutter Capital, Inc. | 41,728 | $931.4K | 0.44% | −700−1.6% | Reduced |
| FJ Capital Management LLC | 40,081 | $894.6K | 0.09% | +40,081 | New |
| Sunbelt Securities, Inc. | 39,229 | $875.6K | 0.08% | +2,014+5.4% | Added |
| ExodusPoint Capital Management, LP | 39,100 | $873.0K | 0.01% | +39,100 | New |
| BNP Paribas Arbitrage, SA | 38,238 | $853.5K | 0.00% | +21,831+133.1% | Added |
| Susquehanna International Group, LLP | 37,587 | $838.9K | 0.00% | +20,364+118.2% | Added |
| Verition Fund Management LLC | 33,774 | $753.8K | 0.00% | +33,774 | New |
| JPMorgan Chase & Co | 32,951 | $735.5K | 0.00% | −6,308−16.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 32,481 | $725.0K | 0.00% | −826−2.5% | Reduced |
| Invesco Ltd. | 27,909 | $622.9K | 0.00% | −3,584−11.4% | Reduced |
| AlphaCore Capital LLC | 27,810 | $620.7K | 0.05% | +27,810 | New |
| Advisor Group Holdings, Inc. | 26,255 | $586.0K | 0.00% | −160−0.6% | Reduced |
| Autumn Glory Partners, LLC | 26,000 | $580.3K | 0.29% | +6,000+30.0% | Added |
| D. E. Shaw & Co., Inc. | 25,574 | $570.8K | 0.00% | −76,064−74.8% | Reduced |
| Samalin Investment Counsel, LLC | 23,955 | $534.7K | 0.22% | +1,251+5.5% | Added |
| Aquatic Capital Management LLC | 23,177 | $517.3K | 0.01% | −35,687−60.6% | Reduced |
| Guggenheim Capital LLC | 23,104 | $515.7K | 0.00% | −508−2.2% | Reduced |
| Northeast Financial Consultants Inc | 21,867 | $488.1K | 0.02% | +21,867 | New |
| Apollon Wealth Management, LLC | 21,498 | $479.8K | 0.01% | +817+4.0% | Added |
| Campbell & CO Investment Adviser LLC | 21,362 | $476.8K | 0.04% | −13,738−39.1% | Reduced |
| Catalyst Capital Advisors LLC | 20,000 | $446.4K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 19,697 | $439.6K | 0.00% | +4,783+32.1% | Added |
| Engineers Gate Manager LP | 19,587 | $437.2K | 0.01% | +19,587 | New |
| Grimes & Company, Inc. | 18,599 | $415.1K | 0.01% | +18,599 | New |
| Dearborn Partners LLC | 18,424 | $411.2K | 0.02% | −531−2.8% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $407.8K | 0.03% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $407.3K | 0.03% | 00.0% | Unchanged |
| GWM Advisors LLC | 18,158 | $405.3K | 0.00% | −971−5.1% | Reduced |
| Vident Advisory, LLC | 17,997 | $401.7K | 0.01% | +7,576+72.7% | Added |
| Bard Associates Inc | 17,256 | $385.2K | 0.14% | 00.0% | Unchanged |
| Lansforsakringar Fondforvaltning AB (publ) | 16,133 | $360.1K | 0.00% | +16,133 | New |
| U.S. Capital Wealth Advisors, LLC | 16,015 | $357.5K | 0.01% | +15+0.1% | Added |
| Mutual Advisors, LLC | 17,379 | $351.8K | 0.01% | +17,379 | New |
| Oppenheimer & Co Inc | 14,943 | $333.5K | 0.01% | −12−0.1% | Reduced |