Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Capital Southwest Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 195
- +10 vs. Q3 2025
- Shares held
- 51.9M
- +9.34M (+21.9%) vs. Q3 2025
- Total value
- $578.3M
- −$26.6M (−4.4%) vs. Q3 2025
- New holders
- 35
- 47 more added
- Sold out
- 25
- 61 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 1,049,382 | $33.1M | 0.05% | +157,029+17.6% | Added |
| Van Eck Associates Corp | 1,380,316 | $30.6M | 0.03% | −76,830−5.3% | Reduced |
| Jump Financial, LLC | – | $26.6M | 0.33% | – | – |
| Millennium Management LLC | 197,168 | $26.1M | 0.02% | +67,116+51.6% | Added |
| Union Bancaire Privee, UBP SA | 7,265 | $24.8M | 0.29% | −2,084−22.3% | Reduced |
| Two Sigma Advisers, LP | 1,062,917 | $23.5M | 0.05% | +68,111+6.8% | Added |
| Foursixthree Capital LP | – | $21.4M | 9.01% | – | – |
| Sound Income Strategies, LLC | 885,967 | $21.0M | 0.99% | +129,181+17.1% | Added |
| UBS Group AG | 817,148 | $18.1M | 0.00% | +38,987+5.0% | Added |
| Eagle Point Credit Management LLC | – | $14.9M | 14.18% | – | New |
| Wolverine Asset Management LLC | – | $14.8M | 0.21% | – | – |
| SMH Capital Advisors Inc | 12,274,404 | $13.8M | 28.05% | −88,105−0.7% | Reduced |
| Context Capital Management, LLC | – | $13.4M | 0.35% | – | – |
| Victory Capital Management Inc | 13,235,000 | $13.1M | 0.01% | – | – |
| Melia Wealth LLC | 502,988 | $11.1M | 5.15% | +12,537+2.6% | Added |
| Income Research & Management | 10,127,000 | $10.0M | 5.25% | +370,000+3.8% | Added |
| Saba Capital Management, L.P. | – | $9.95M | 0.33% | – | – |
| Cetera Investment Advisers | 440,631 | $9.42M | 0.01% | +14,664+3.4% | Added |
| Muzinich & Co., Inc. | 425,322 | $9.42M | 2.96% | +152,057+55.6% | Added |
| BlackRock, Inc. | 422,257 | $9.35M | 0.00% | −2,131−0.5% | Reduced |
| Legal & General Group Plc | 389,580 | $8.64M | 0.00% | +57,679+17.4% | Added |
| Envestnet Asset Management Inc | 435,138 | $8.60M | 0.00% | +36,236+9.1% | Added |
| Columbus Macro, LLC | 345,520 | $7.65M | 0.84% | +26,633+8.4% | Added |
| Schroder Investment Management Group | – | $7.26M | 0.01% | – | – |
| Advent Capital Management | – | $7.24M | 0.17% | – | – |
| Epiq Partners, LLC | 310,965 | $6.89M | 3.21% | +15,536+5.3% | Added |
| Radcliffe Capital Management, L.P. | – | $6.86M | 0.37% | – | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.31M | 0.00% | +64,706+29.4% | Added |
| Raymond James Financial Inc | 281,013 | $6.22M | 0.00% | −21,840−7.2% | Reduced |
| Franklin Resources Inc | 262,299 | $5.81M | 0.00% | −48,931−15.7% | Reduced |
| Morgan Stanley | 238,264 | $5.28M | 0.00% | +4,521+1.9% | Added |
| Goldman Sachs Group Inc | 229,086 | $5.07M | 0.00% | −2,019−0.9% | Reduced |
| Womack Financial LLC | 217,125 | $4.81M | 3.55% | +10,771+5.2% | Added |
| LPL Financial LLC | 214,780 | $4.76M | 0.00% | +20,045+10.3% | Added |
| CNH Partners LLC | – | $4.59M | 0.10% | – | New |
| First Manhattan Co | 206,002 | $4.56M | 0.01% | −12,903−5.9% | Reduced |
| Wellesley Asset Management | – | $4.42M | 0.46% | – | – |
| Beacon Pointe Advisors, LLC | 195,018 | $4.32M | 0.03% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 188,921 | $4.18M | 0.01% | +188,921 | New |
| Voloridge Investment Management, LLC | 169,858 | $3.76M | 0.01% | −50,509−22.9% | Reduced |
| Grace & White Inc | 164,697 | $3.65M | 0.65% | −3,200−1.9% | Reduced |
| Laffer Tengler Investments | 3,449 | $3.48M | 0.53% | – | – |
| Walleye Capital LLC | – | $2.98M | 0.02% | – | – |
| Foundations Investment Advisors, LLC | 129,848 | $2.88M | 0.04% | −536−0.4% | Reduced |
| GraniteShares Advisors LLC | 122,472 | $2.71M | 1.65% | +122,472 | New |
| Fort Baker Capital Management LP | – | $2.64M | 0.29% | – | – |
| Closed-End Fund Advisors, Inc. | 113,731 | $2.52M | 1.49% | +113,731 | New |
| Kim, LLC | – | $2.48M | 0.28% | – | – |
| Ssi Investment Management LLC | – | $2.47M | 0.17% | – | – |
| Hodges Capital Management Inc. | 108,462 | $2.40M | 0.21% | +6,821+6.7% | Added |
| Advisors Asset Management, Inc. | 103,463 | $2.29M | 0.04% | −19,172−15.6% | Reduced |
| Palisade Capital Management LLC | – | $2.23M | 0.07% | – | – |
| Naviter Wealth, LLC | 99,245 | $2.20M | 0.29% | −3,512−3.4% | Reduced |
| Barclays PLC | 97,739 | $2.16M | 0.00% | +97,739 | New |
| Neuberger Berman Group LLC | 94,785 | $2.10M | 0.00% | −10,907−10.3% | Reduced |
| FJ Capital Management LLC | 92,685 | $2.05M | 0.23% | +92,685 | New |
| Commonwealth Equity Services, LLC | 92,347 | $2.05M | 0.00% | −1,354−1.4% | Reduced |
| First Dallas Securities Inc. | 89,911 | $1.99M | 0.74% | +5,880+7.0% | Added |
| Benjamin Edwards Inc | 89,709 | $1.99M | 0.02% | +279+0.3% | Added |
| Catalyst Capital Advisors LLC | 936,000 | $1.97M | 0.04% | +29,000+3.2% | Added |
| Verition Fund Management LLC | 88,378 | $1.96M | 0.01% | +55,416+168.1% | Added |
| Confluence Investment Management LLC | 83,810 | $1.86M | 0.03% | −2,855−3.3% | Reduced |
| Royal Bank of Canada | 79,556 | $1.76M | 0.00% | −44,270−35.8% | Reduced |
| Jane Street Group, LLC | 77,937 | $1.73M | 0.00% | +60,898+357.4% | Added |
| Sovereign's Capital Management, LLC | 76,522 | $1.69M | 1.03% | 00.0% | Unchanged |
| Denali Advisors LLC | 76,284 | $1.69M | 0.19% | −11,522−13.1% | Reduced |
| Amtrust Financial Services, Inc. | – | $1.67M | 0.53% | – | – |
| Great West Life Assurance Co | 71,781 | $1.59M | 0.00% | +2,837+4.1% | Added |
| National Asset Management, Inc. | 69,675 | $1.54M | 0.07% | −20,837−23.0% | Reduced |
| BNP Paribas Arbitrage, SA | – | $1.50M | 0.00% | – | – |
| Legacy Capital Wealth Partners, LLC | 66,218 | $1.47M | 0.31% | +7,579+12.9% | Added |
| Weiss Asset Management LP | 44 | $1.46M | 0.02% | – | – |
| Atom Investors LP | 65,809 | $1.46M | 0.12% | +65,809 | New |
| HRT Financial LP | 63,145 | $1.40M | 0.00% | −195,825−75.6% | Reduced |
| State Street Corp | 62,507 | $1.38M | 0.00% | +11,909+23.5% | Added |
| Moerus Capital Management LLC | 61,698 | $1.37M | 0.59% | −12,285−16.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 57,913 | $1.28M | 0.04% | −3,254−5.3% | Reduced |
| Cozad Asset Management Inc | 52,380 | $1.16M | 0.09% | +2,704+5.4% | Added |
| Change Path, LLC | 50,840 | $1.13M | 0.03% | −46,193−47.6% | Reduced |
| Bank of America Corp | 50,458 | $1.12M | 0.00% | +25,396+101.3% | Added |
| Northern Trust Corp | 47,217 | $1.05M | 0.00% | −3,026−6.0% | Reduced |
| Zuckerman Investment Group, LLC | 44,930 | $995.2K | 0.09% | −370,506−89.2% | Reduced |
| Kestra Advisory Services, LLC | 44,378 | $983.0K | 0.00% | −2,161−4.6% | Reduced |
| Cornerstone Wealth Management, LLC | 40,835 | $904.5K | 0.05% | −2,248−5.2% | Reduced |
| Symphony Financial, Ltd. Co. | 39,441 | $870.5K | 0.12% | +39,441 | New |
| Caldwell Sutter Capital, Inc. | 38,084 | $843.6K | 0.36% | −2,968−7.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,079 | $843.0K | 0.00% | +4,317+12.8% | Added |
| Aquatic Capital Management LLC | 35,950 | $796.3K | 0.02% | +2,209+6.5% | Added |
| Sunbelt Securities, Inc. | 35,500 | $786.3K | 0.05% | −9,600−21.3% | Reduced |
| Invesco Ltd. | 34,576 | $765.9K | 0.00% | −2,216−6.0% | Reduced |
| Virtus Investment Advisers, Inc. | 32,682 | $723.9K | 0.20% | −7,479−18.6% | Reduced |
| Mraz, Amerine & Associates, Inc. | 28,910 | $640.4K | 0.10% | −10,814−27.2% | Reduced |
| Samalin Investment Counsel, LLC | 28,343 | $627.8K | 0.22% | +2,157+8.2% | Added |
| Advisor Group Holdings, Inc. | 28,190 | $624.4K | 0.00% | −4,062−12.6% | Reduced |
| Simplex Trading, LLC | 27,754 | $614.8K | 0.02% | +12,177+78.2% | Added |
| Guggenheim Capital LLC | 27,461 | $608.3K | 0.00% | +1,914+7.5% | Added |
| Caxton Associates LLP | 26,267 | $581.8K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 24,668 | $546.4K | 0.01% | +117+0.5% | Added |
| Belpointe Asset Management LLC | 23,582 | $522.3K | 0.02% | +23,582 | New |
| Gsa Capital Partners LLP | 22,564 | $500.0K | 0.04% | −5,745−20.3% | Reduced |