Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 190 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Capital Southwest Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +1 vs. Q3 2025
- Shares held
- 15.0M
- −1.74M (−10.4%) vs. Q3 2025
- Total value
- $332.6M
- −$30.8M (−8.5%) vs. Q3 2025
- New holders
- 26
- 47 more added
- Sold out
- 25
- 60 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 190 | $411.8M |
| Q1 2026 | 169 | $369.5M |
| Q4 2025 | 164 | $332.6M |
| Q3 2025 | 166 | $363.9M |
| Q2 2025 | 179 | $392.9M |
| Q1 2025 | 177 | $385.1M |
| Q4 2024 | 162 | $322.4M |
| Q3 2024 | 150 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,380,316 | $30.6M | 0.03% | −76,830−5.3% | Reduced |
| Two Sigma Advisers, LP | 1,062,917 | $23.5M | 0.05% | +68,111+6.8% | Added |
| Two Sigma Investments, LP | 1,049,382 | $23.2M | 0.03% | +157,029+17.6% | Added |
| Sound Income Strategies, LLC | 885,967 | $21.0M | 0.99% | +129,181+17.1% | Added |
| UBS Group AG | 817,148 | $18.1M | 0.00% | +38,987+5.0% | Added |
| Melia Wealth LLC | 502,988 | $11.1M | 5.15% | +12,537+2.6% | Added |
| Muzinich & Co., Inc. | 425,322 | $9.42M | 2.96% | +152,057+55.6% | Added |
| Cetera Investment Advisers | 424,631 | $9.41M | 0.01% | +14,664+3.6% | Added |
| BlackRock, Inc. | 422,257 | $9.35M | 0.00% | −2,131−0.5% | Reduced |
| Legal & General Group Plc | 389,580 | $8.64M | 0.00% | +57,679+17.4% | Added |
| Envestnet Asset Management Inc | 386,138 | $8.55M | 0.00% | +21,236+5.8% | Added |
| Columbus Macro, LLC | 345,520 | $7.65M | 0.84% | +26,633+8.4% | Added |
| Epiq Partners, LLC | 310,965 | $6.89M | 3.21% | +15,536+5.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.31M | 0.00% | +64,706+29.4% | Added |
| Raymond James Financial Inc | 281,013 | $6.22M | 0.00% | −21,840−7.2% | Reduced |
| Franklin Resources Inc | 262,299 | $5.81M | 0.00% | −48,931−15.7% | Reduced |
| Morgan Stanley | 238,264 | $5.28M | 0.00% | +4,521+1.9% | Added |
| Goldman Sachs Group Inc | 229,086 | $5.07M | 0.00% | −2,019−0.9% | Reduced |
| Womack Financial LLC | 217,125 | $4.81M | 3.55% | +10,771+5.2% | Added |
| LPL Financial LLC | 214,780 | $4.76M | 0.00% | +20,045+10.3% | Added |
| First Manhattan Co | 206,002 | $4.56M | 0.01% | −12,903−5.9% | Reduced |
| Millennium Management LLC | 197,168 | $4.37M | 0.00% | +67,116+51.6% | Added |
| Beacon Pointe Advisors, LLC | 195,018 | $4.32M | 0.03% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 188,921 | $4.18M | 0.01% | +188,921 | New |
| Voloridge Investment Management, LLC | 169,858 | $3.76M | 0.01% | −50,509−22.9% | Reduced |
| Grace & White Inc | 164,697 | $3.65M | 0.65% | −3,200−1.9% | Reduced |
| Foundations Investment Advisors, LLC | 129,848 | $2.88M | 0.04% | −536−0.4% | Reduced |
| GraniteShares Advisors LLC | 122,472 | $2.71M | 1.65% | +122,472 | New |
| Closed-End Fund Advisors, Inc. | 113,731 | $2.52M | 1.49% | +113,731 | New |
| Hodges Capital Management Inc. | 108,462 | $2.40M | 0.21% | +6,821+6.7% | Added |
| Advisors Asset Management, Inc. | 103,463 | $2.29M | 0.04% | −19,172−15.6% | Reduced |
| Naviter Wealth, LLC | 99,245 | $2.20M | 0.29% | −3,512−3.4% | Reduced |
| Barclays PLC | 97,739 | $2.16M | 0.00% | +97,739 | New |
| Neuberger Berman Group LLC | 94,785 | $2.10M | 0.00% | −10,907−10.3% | Reduced |
| FJ Capital Management LLC | 92,685 | $2.05M | 0.23% | +92,685 | New |
| Commonwealth Equity Services, LLC | 92,347 | $2.05M | 0.00% | −1,354−1.4% | Reduced |
| First Dallas Securities Inc. | 89,911 | $1.99M | 0.74% | +5,880+7.0% | Added |
| Benjamin Edwards Inc | 89,709 | $1.99M | 0.02% | +279+0.3% | Added |
| Verition Fund Management LLC | 88,378 | $1.96M | 0.01% | +55,416+168.1% | Added |
| Confluence Investment Management LLC | 83,810 | $1.86M | 0.03% | −2,855−3.3% | Reduced |
| Royal Bank of Canada | 79,556 | $1.76M | 0.00% | −44,270−35.8% | Reduced |
| SMH Capital Advisors Inc | 78,404 | $1.74M | 3.53% | +1,895+2.5% | Added |
| Jane Street Group, LLC | 77,937 | $1.73M | 0.00% | +60,898+357.4% | Added |
| Sovereign's Capital Management, LLC | 76,522 | $1.69M | 1.03% | 00.0% | Unchanged |
| Denali Advisors LLC | 76,284 | $1.69M | 0.19% | −11,522−13.1% | Reduced |
| Great West Life Assurance Co | 71,781 | $1.59M | 0.00% | +2,837+4.1% | Added |
| National Asset Management, Inc. | 69,675 | $1.54M | 0.07% | −20,837−23.0% | Reduced |
| Legacy Capital Wealth Partners, LLC | 66,218 | $1.47M | 0.31% | +7,579+12.9% | Added |
| Atom Investors LP | 65,809 | $1.46M | 0.12% | +65,809 | New |
| HRT Financial LP | 63,145 | $1.40M | 0.00% | −195,825−75.6% | Reduced |
| State Street Corp | 62,507 | $1.38M | 0.00% | +11,909+23.5% | Added |
| Moerus Capital Management LLC | 61,698 | $1.37M | 0.59% | −12,285−16.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 57,913 | $1.28M | 0.04% | −3,254−5.3% | Reduced |
| Cozad Asset Management Inc | 52,380 | $1.16M | 0.09% | +2,704+5.4% | Added |
| Change Path, LLC | 50,840 | $1.13M | 0.03% | −46,193−47.6% | Reduced |
| Bank of America Corp | 50,458 | $1.12M | 0.00% | +25,396+101.3% | Added |
| Catalyst Capital Advisors LLC | 49,000 | $1.09M | 0.02% | +29,000+145.0% | Added |
| Northern Trust Corp | 47,217 | $1.05M | 0.00% | −3,026−6.0% | Reduced |
| Zuckerman Investment Group, LLC | 44,930 | $995.2K | 0.09% | −370,506−89.2% | Reduced |
| Kestra Advisory Services, LLC | 44,378 | $983.0K | 0.00% | −2,161−4.6% | Reduced |
| Cornerstone Wealth Management, LLC | 40,835 | $904.5K | 0.05% | −2,248−5.2% | Reduced |
| Symphony Financial, Ltd. Co. | 39,441 | $870.5K | 0.12% | +39,441 | New |
| Caldwell Sutter Capital, Inc. | 38,084 | $843.6K | 0.36% | −2,968−7.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 38,079 | $843.0K | 0.00% | +4,317+12.8% | Added |
| Aquatic Capital Management LLC | 35,950 | $796.3K | 0.02% | +2,209+6.5% | Added |
| Sunbelt Securities, Inc. | 35,500 | $786.3K | 0.05% | −9,600−21.3% | Reduced |
| Invesco Ltd. | 34,576 | $765.9K | 0.00% | −2,216−6.0% | Reduced |
| Virtus Investment Advisers, Inc. | 32,682 | $723.9K | 0.20% | −7,479−18.6% | Reduced |
| Mraz, Amerine & Associates, Inc. | 28,910 | $640.4K | 0.10% | −10,814−27.2% | Reduced |
| Samalin Investment Counsel, LLC | 28,343 | $627.8K | 0.22% | +2,157+8.2% | Added |
| Advisor Group Holdings, Inc. | 28,190 | $624.4K | 0.00% | −4,062−12.6% | Reduced |
| Simplex Trading, LLC | 27,754 | $614.8K | 0.02% | +12,177+78.2% | Added |
| Guggenheim Capital LLC | 27,461 | $608.3K | 0.00% | +1,914+7.5% | Added |
| Caxton Associates LLP | 26,267 | $581.8K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 24,668 | $546.4K | 0.01% | +117+0.5% | Added |
| Belpointe Asset Management LLC | 23,582 | $522.3K | 0.02% | +23,582 | New |
| Gsa Capital Partners LLP | 22,564 | $500.0K | 0.04% | −5,745−20.3% | Reduced |
| Trexquant Investment LP | 22,122 | $490.0K | 0.00% | −199,567−90.0% | Reduced |
| Brevan Howard Capital Management LP | 21,314 | $472.1K | 0.01% | +8,222+62.8% | Added |
| Fund Advisors of America Inc | 20,620 | $456.7K | 0.42% | +20,620 | New |
| Ameriprise Financial Inc | 20,106 | $445.3K | 0.00% | +20,106 | New |
| Mariner, LLC | 20,056 | $444.2K | 0.00% | −10,779−35.0% | Reduced |
| Dearborn Partners LLC | 19,999 | $443.0K | 0.02% | +864+4.5% | Added |
| Vantage Financial Partners, LLC | 19,918 | $441.2K | 0.09% | 00.0% | Unchanged |
| Quantbot Technologies LP | 19,278 | $427.0K | 0.01% | −44,038−69.6% | Reduced |
| JPMorgan Chase & Co | 18,518 | $410.2K | 0.00% | −6,791−26.8% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $404.7K | 0.03% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $404.2K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 16,378 | $363.0K | 0.01% | +3,335+25.6% | Added |
| Point72 Asset Management, L.P. | 13,784 | $305.3K | 0.00% | −56,116−80.3% | Reduced |
| US Bancorp | 13,700 | $303.5K | 0.00% | −56−0.4% | Reduced |
| Balyasny Asset Management LLC | 13,410 | $297.0K | 0.00% | −14,433−51.8% | Reduced |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $282.6K | 0.02% | 00.0% | Unchanged |
| Accel Wealth Management | 12,495 | $276.8K | 0.08% | +12,495 | New |
| SageGuard Financial Group, LLC | 12,113 | $268.3K | 0.04% | +12,113 | New |
| Catalina Capital Group, LLC | 11,897 | $263.5K | 0.16% | +11,897 | New |
| CWM, LLC | 11,767 | $261.0K | 0.00% | +115+1.0% | Added |
| Vident Advisory, LLC | 11,719 | $259.6K | 0.00% | −4,118−26.0% | Reduced |
| Global Retirement Partners, LLC | 11,587 | $256.7K | 0.00% | −773−6.3% | Reduced |
| Core Wealth Partners LLC | 11,520 | $255.2K | 0.11% | 00.0% | Unchanged |