Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Capital Southwest Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 162
- +1 vs. Q3 2025
- Shares held
- 15.0M
- −1.74M (−10.4%) vs. Q3 2025
- Total value
- $332.6M
- −$30.8M (−8.5%) vs. Q3 2025
- New holders
- 26
- 46 more added
- Sold out
- 25
- 60 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geode Capital Management, LLC | 11,251 | $249.2K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 10,944 | $242.4K | 0.00% | −645−5.6% | Reduced |
| HighTower Advisors, LLC | 9,638 | $213.5K | 0.00% | −937−8.9% | Reduced |
| Grimes & Company, Inc. | 9,261 | $205.1K | 0.00% | −3,372−26.7% | Reduced |
| VPR Management LLC | 8,500 | $188.3K | 0.08% | +3,000+54.5% | Added |
| Hollencrest Capital Management | 7,436 | $164.7K | 0.01% | +199+2.7% | Added |
| Leonteq Securities AG | 6,300 | $139.5K | 0.01% | +300+5.0% | Added |
| Wells Fargo & Company | 5,753 | $127.4K | 0.00% | −1,253−17.9% | Reduced |
| Farther Finance Advisors, LLC | 5,318 | $117.8K | 0.00% | +43+0.8% | Added |
| Group One Trading, L.P. | 5,073 | $112.4K | 0.00% | −90−1.7% | Reduced |
| Allworth Financial LP | 4,845 | $107.3K | 0.00% | +219+4.7% | Added |
| Rialto Wealth Management, LLC | 4,809 | $106.5K | 0.03% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,185 | $92.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,000 | $88.6K | 0.00% | −80−2.0% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,677 | $81.0K | 0.00% | +3,677 | New |
| MAI Capital Management | 3,051 | $67.6K | 0.00% | −473−13.4% | Reduced |
| Capital Analysts, LLC | 2,830 | $63.0K | 0.00% | +76+2.8% | Added |
| EverSource Wealth Advisors, LLC | 2,797 | $62.0K | 0.00% | −258−8.4% | Reduced |
| Chilton Capital Management LLC | 2,700 | $59.8K | 0.00% | −800−22.9% | Reduced |
| Signaturefd, LLC | 2,663 | $59.0K | 0.00% | +180+7.2% | Added |
| Washington Trust Advisors, Inc. | 2,500 | $55.4K | 0.00% | −1,800−41.9% | Reduced |
| Osbon Capital Management LLC | 2,500 | $55.4K | 0.05% | +2,500 | New |
| State of Alaska, Department of Revenue | 2,237 | $49.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $47.3K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $42.8K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,566 | $34.7K | 0.00% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 1,551 | $34.4K | 0.00% | +1,551 | New |
| Triumph Capital Management | 1,400 | $31.0K | 0.01% | +1,400 | New |
| CIBC Private Wealth Group, LLC | 1,340 | $29.7K | 0.00% | −211−13.6% | Reduced |
| Ronald Blue Trust, Inc. | 1,053 | $23.3K | 0.00% | −1,595−60.2% | Reduced |
| North Star Investment Management Corp. | 1,025 | $22.7K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,000 | $22.1K | 0.00% | −37,439−97.4% | Reduced |
| Larson Financial Group LLC | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 804 | $17.8K | 0.00% | +804 | New |
| HHM Wealth Advisors, LLC | 700 | $15.5K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Key Capital Management, INC | 514 | $11.4K | 0.01% | +514 | New |
| 1620 Investment Advisors, Inc. | 500 | $11.1K | 0.01% | −150−23.1% | Reduced |
| Hager Investment Management Services, LLC | 500 | $11.1K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 500 | $11.0K | 0.00% | +500 | New |
| Russell Investments Group, Ltd. | 474 | $10.5K | 0.00% | +154+48.1% | Added |
| Nomura Asset Management Co Ltd | 447 | $9.90K | 0.00% | −1,688−79.1% | Reduced |
| Dunhill Financial, LLC | 400 | $8.86K | 0.00% | 00.0% | Unchanged |
| Redmont Wealth Advisors LLC | 335 | $7.42K | 0.01% | −67,541−99.5% | Reduced |
| Nisa Investment Advisors, LLC | 291 | $6.45K | 0.00% | −209−41.8% | Reduced |
| Quarry LP | 280 | $6.20K | 0.00% | +280 | New |
| LRI Investments, LLC | 250 | $5.54K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $4.98K | 0.00% | 00.0% | Unchanged |
| First Horizon Corp | 200 | $4.43K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 138 | $3.05K | 0.00% | +138 | New |
| Flagship Harbor Advisors, LLC | 109 | $2.42K | 0.00% | +109 | New |
| Caitong International Asset Management Co., Ltd | 97 | $2.15K | 0.00% | −36−27.1% | Reduced |
| CX Institutional | 100 | $2.00K | 0.00% | +100 | New |
| Essential Partners LLC | 82 | $1.82K | 0.00% | +82 | New |
| Delta Asset Management LLC | 70 | $1.55K | 0.00% | 00.0% | Unchanged |
| Weiss Asset Management LP | 44 | $975 | 0.00% | +44 | New |
| NBT Bank N A | 22 | $707 | 0.00% | 00.0% | Unchanged |
| DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $66 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Union Bancaire Privee, UBP SA | 7,265 | – | – | −2,084−22.3% | Reduced |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −1,368,607−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −252,245−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −207,150−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −88,930−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −68,256−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −46,161−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −42,372−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −13,352−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,192−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −12,890−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −12,513−100.0% | Sold out |
| Bard Associates Inc | 0 | $0 | 0.00% | −12,373−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,154−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,798−100.0% | Sold out |
| Colony Group, LLC | 0 | $0 | 0.00% | −10,772−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,605−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,358−100.0% | Sold out |
| Kingstone Capital Partners Texas, LLC | 0 | $0 | 0.00% | −9,678−100.0% | Sold out |
| Argent Trust Co | 0 | $0 | 0.00% | −9,294−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,763−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −1,418−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −462−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FCG Investment Co | – | – | – | – | Not filed |
| Cubist Systematic Strategies, LLC | – | – | – | – | Not filed |
| Promus Capital, LLC | – | – | – | – | Not filed |