Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Capital Southwest Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- +4 vs. Q2 2023
- Shares held
- 8.56M
- +311.3K (+3.8%) vs. Q2 2023
- Total value
- $196.1M
- +$33.0M (+20.2%) vs. Q2 2023
- New holders
- 17
- 47 more added
- Sold out
- 13
- 25 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 773,561 | $17.7M | 1.13% | −73,148−8.6% | Reduced |
| Sanders Morris Harris LLC | 669,189 | $15.3M | 3.15% | −30,910−4.4% | Reduced |
| Van Eck Associates Corp | 661,405 | $15.1M | 0.03% | +69,265+11.7% | Added |
| Zuckerman Investment Group, LLC | 643,829 | $14.7M | 2.11% | −450−0.1% | Reduced |
| Sound Income Strategies, LLC | 524,394 | $12.0M | 1.01% | +8,776+1.7% | Added |
| Invesco Ltd. | 439,385 | $10.1M | 0.00% | −55,726−11.3% | Reduced |
| First Manhattan Co | 386,358 | $8.85M | 0.03% | −7,020−1.8% | Reduced |
| Legal & General Group Plc | 276,155 | $6.33M | 0.00% | +22,547+8.9% | Added |
| Tectonic Advisors LLC | 229,438 | $5.25M | 0.49% | +9,866+4.5% | Added |
| Two Sigma Investments, LP | 205,468 | $4.71M | 0.01% | −14,723−6.7% | Reduced |
| Advisors Asset Management, Inc. | 195,122 | $4.47M | 0.10% | +13,391+7.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 184,698 | $4.23M | 0.27% | +25,840+16.3% | Added |
| BlackRock Inc. | 180,376 | $4.13M | 0.00% | −6,308−3.4% | Reduced |
| Grace & White Inc | 176,597 | $4.04M | 0.75% | −874−0.5% | Reduced |
| Two Sigma Advisers, LP | 170,500 | $3.90M | 0.01% | +23,200+15.8% | Added |
| LPL Financial LLC | 129,106 | $2.96M | 0.00% | +10,816+9.1% | Added |
| Golden Green, Inc. | 122,481 | $2.80M | 2.94% | +1,317+1.1% | Added |
| McKinley Capital Management LLC /Delaware | 122,462 | $2.80M | 0.39% | −3,769−3.0% | Reduced |
| Moerus Capital Management LLC | 106,270 | $2.43M | 0.80% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 103,735 | $2.38M | 0.00% | +41,993+68.0% | Added |
| Confluence Investment Management LLC | 96,395 | $2.21M | 0.03% | +139+0.1% | Added |
| Raymond James & Associates | 90,077 | $2.06M | 0.00% | −2,899−3.1% | Reduced |
| Morgan Stanley | 87,812 | $2.01M | 0.00% | +23,450+36.4% | Added |
| Ameriprise Financial Inc | 87,751 | $2.01M | 0.00% | −7,345−7.7% | Reduced |
| Royal Bank of Canada | 86,731 | $1.99M | 0.00% | −3,919−4.3% | Reduced |
| GraniteShares Advisors LLC | 85,178 | $1.95M | 1.82% | +3,266+4.0% | Added |
| Redmont Wealth Advisors LLC | 75,512 | $1.73M | 3.04% | +30,039+66.1% | Added |
| Legacy Capital Wealth Partners, LLC | 73,977 | $1.69M | 0.46% | +73,977 | New |
| Hodges Capital Management Inc. | 63,404 | $1.45M | 0.17% | +63,404 | Added |
| Citadel Advisors LLC | 62,649 | $1.43M | 0.00% | +62,612+169,221.6% | Added |
| Putnam Investments LLC | 59,643 | $1.37M | 0.00% | +7,624+14.7% | Added |
| National Asset Management, Inc. | 55,254 | $1.27M | 0.03% | −15,589−22.0% | Reduced |
| Wells Fargo & Company | 53,346 | $1.22M | 0.00% | +8,892+20.0% | Added |
| Commonwealth Equity Services, LLC | 52,307 | $1.20M | 0.00% | +7,519+16.8% | Added |
| Mraz, Amerine & Associates, Inc. | 50,744 | $1.16M | 0.26% | −259−0.5% | Reduced |
| First Republic Investment Management, Inc. | 45,990 | $1.05M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 45,296 | $1.04M | 0.00% | +5,686+14.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 44,171 | $1.01M | 0.01% | +31,796+256.9% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $989.9K | 0.55% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 42,430 | $971.6K | 0.01% | +42,430 | New |
| Great West Life Assurance Co | 40,017 | $916.0K | 0.00% | +9,671+31.9% | Added |
| Kestra Advisory Services, LLC | 39,660 | $908.2K | 0.01% | +4,349+12.3% | Added |
| Advisor Group Holdings, Inc. | 39,205 | $897.8K | 0.00% | +1,123+2.9% | Added |
| Cetera Investment Advisers | 39,138 | $896.3K | 0.01% | +1,417+3.8% | Added |
| Envestnet Asset Management Inc | 38,300 | $877.1K | 0.00% | +1,372+3.7% | Added |
| Quadrature Capital Ltd | 33,571 | $769.1K | 0.02% | −46,787−58.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,446 | $766.0K | 0.00% | +6,368+23.5% | Added |
| Advisory Research Inc | 32,716 | $749.2K | 0.10% | −4,097−11.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 32,567 | $745.8K | 0.00% | +11,181+52.3% | Added |
| Muzinich & Co., Inc. | 32,567 | $745.8K | 0.65% | +11,181+52.3% | Added |
| Cornerstone Wealth Management, LLC | 31,693 | $725.9K | 0.07% | +2,634+9.1% | Added |
| Oppenheimer & Co Inc | 31,588 | $723.4K | 0.01% | +14,483+84.7% | Added |
| All Season Financial Advisors, Inc. | 29,402 | $673.3K | 0.68% | +1,470+5.3% | Added |
| Virtus ETF Advisers LLC | 27,757 | $635.6K | 0.39% | +9,461+51.7% | Added |
| CI Private Wealth, LLC | 23,303 | $533.6K | 0.00% | −1,375−5.6% | Reduced |
| Quantbot Technologies LP | 22,655 | $518.8K | 0.03% | +6,296+38.5% | Added |
| Sunbelt Securities, Inc. | 19,419 | $444.7K | 0.06% | +11+0.1% | Added |
| Apollon Wealth Management, LLC | 19,290 | $441.7K | 0.02% | +311+1.6% | Added |
| Bard Associates Inc | 18,810 | $430.7K | 0.18% | −100−0.5% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $418.4K | 0.04% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 17,023 | $390.0K | 0.91% | +592+3.6% | Added |
| Winton Group Ltd | 16,990 | $389.1K | 0.03% | +16,990 | New |
| Horizon Kinetics Asset Management LLC | 16,400 | $375.6K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,972 | $365.8K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 15,761 | $360.9K | 0.01% | +2,275+16.9% | Added |
| Atria Wealth Solutions, Inc. | 15,104 | $345.9K | 0.00% | −2,004−11.7% | Reduced |
| Northern Trust Corp | 13,975 | $320.0K | 0.00% | +13,975 | New |
| US Bancorp | 13,877 | $317.8K | 0.00% | +40+0.3% | Added |
| HighTower Advisors, LLC | 13,023 | $298.0K | 0.00% | +13,023 | New |
| Good Life Advisors, LLC | 12,413 | $284.3K | 0.03% | +138+1.1% | Added |
| Mariner, LLC | 12,348 | $282.8K | 0.00% | −317−2.5% | Reduced |
| Bank of America Corp | 12,061 | $276.2K | 0.00% | −4,990−29.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $268.8K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $263.8K | 0.24% | 00.0% | Unchanged |
| Change Path, LLC | 11,347 | $260.0K | 0.02% | +29+0.3% | Added |
| Geode Capital Management, LLC | 11,251 | $257.6K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 11,052 | $253.1K | 0.00% | +11,052 | New |
| Samalin Investment Counsel, LLC | 10,848 | $248.4K | 0.14% | +10,848 | New |
| Brown Advisory Inc | 10,700 | $245.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $244.2K | 0.00% | 00.0% | Unchanged |
| Wealth Enhancement Advisory Services, LLC | 10,573 | $242.1K | 0.00% | +10,573 | New |
| Guggenheim Capital LLC | 10,508 | $240.6K | 0.00% | +10,508 | New |
| Colony Group LLC | 9,679 | $222.0K | 0.00% | +9,679 | New |
| PEAK6 Investments LLC | 9,124 | $208.9K | 0.01% | +1,775+24.2% | Added |
| Susquehanna Fundamental Investments, LLC | 8,804 | $201.6K | 0.01% | −4,645−34.5% | Reduced |
| Comerica Bank | 7,115 | $162.9K | 0.00% | +7,115 | New |
| Hollencrest Capital Management | 5,481 | $125.5K | 0.01% | +145+2.7% | Added |
| Parallel Advisors, LLC | 5,115 | $117.1K | 0.00% | +300+6.2% | Added |
| Washington Trust Advisors, Inc. | 5,000 | $114.5K | 0.01% | +1,326+36.1% | Added |
| JPMorgan Chase & Co | 4,312 | $98.7K | 0.00% | −550−11.3% | Reduced |
| Capital Analysts, LLC | 2,691 | $62.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $48.9K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,072 | $47.4K | 0.00% | +1,872+936.0% | Added |
| Tower Research Capital LLC (TRC) | 1,886 | $43.2K | 0.00% | −789−29.5% | Reduced |
| Aquatic Capital Management LLC | 1,300 | $30.0K | 0.00% | −6,000−82.2% | Reduced |
| Simplex Trading, LLC | 1,342 | $30.0K | 0.00% | +1,342 | New |
| Proequities, Inc. | 1,300 | $29.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,159 | $26.5K | 0.00% | +245+26.8% | Added |
| CWM, LLC | 1,022 | $23.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 800 | $18.3K | 0.00% | 00.0% | Unchanged |