Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Capital Southwest Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- +4 vs. Q2 2023
- Shares held
- 8.56M
- +311.3K (+3.8%) vs. Q2 2023
- Total value
- $196.1M
- +$33.0M (+20.2%) vs. Q2 2023
- New holders
- 17
- 47 more added
- Sold out
- 13
- 25 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $46 | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 20 | $458 | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 26 | $588 | 0.00% | +26 | New |
| Lindbrook Capital, LLC | 26 | $595 | 0.00% | +26 | New |
| Venturi Wealth Management, LLC | 55 | $1.26K | 0.00% | +55 | New |
| Delta Asset Management LLC | 70 | $1.60K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 140 | $2.76K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 240 | $5.50K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 250 | $5.72K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 250 | $5.72K | 0.01% | +250 | New |
| Tompkins Financial Corp | 355 | $8.13K | 0.00% | 00.0% | Unchanged |
| DecisionPoint Financial, LLC | 375 | $8.59K | 0.00% | +375 | New |
| Toth Financial Advisory Corp | 600 | $13.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 800 | $18.3K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,022 | $23.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,159 | $26.5K | 0.00% | +245+26.8% | Added |
| Proequities, Inc. | 1,300 | $29.8K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 1,300 | $30.0K | 0.00% | −6,000−82.2% | Reduced |
| Simplex Trading, LLC | 1,342 | $30.0K | 0.00% | +1,342 | New |
| Tower Research Capital LLC (TRC) | 1,886 | $43.2K | 0.00% | −789−29.5% | Reduced |
| Group One Trading, L.P. | 2,072 | $47.4K | 0.00% | +1,872+936.0% | Added |
| TCTC Holdings, LLC | 2,136 | $48.9K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,691 | $62.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,312 | $98.7K | 0.00% | −550−11.3% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $114.5K | 0.01% | +1,326+36.1% | Added |
| Parallel Advisors, LLC | 5,115 | $117.1K | 0.00% | +300+6.2% | Added |
| Hollencrest Capital Management | 5,481 | $125.5K | 0.01% | +145+2.7% | Added |
| Comerica Bank | 7,115 | $162.9K | 0.00% | +7,115 | New |
| Susquehanna Fundamental Investments, LLC | 8,804 | $201.6K | 0.01% | −4,645−34.5% | Reduced |
| PEAK6 Investments LLC | 9,124 | $208.9K | 0.01% | +1,775+24.2% | Added |
| Colony Group LLC | 9,679 | $222.0K | 0.00% | +9,679 | New |
| Guggenheim Capital LLC | 10,508 | $240.6K | 0.00% | +10,508 | New |
| Wealth Enhancement Advisory Services, LLC | 10,573 | $242.1K | 0.00% | +10,573 | New |
| Segall Bryant & Hamill, LLC | 10,664 | $244.2K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $245.0K | 0.00% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 10,848 | $248.4K | 0.14% | +10,848 | New |
| Cetera Advisors LLC | 11,052 | $253.1K | 0.00% | +11,052 | New |
| Geode Capital Management, LLC | 11,251 | $257.6K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 11,347 | $260.0K | 0.02% | +29+0.3% | Added |
| Core Wealth Partners LLC | 11,520 | $263.8K | 0.24% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $268.8K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 12,061 | $276.2K | 0.00% | −4,990−29.3% | Reduced |
| Mariner, LLC | 12,348 | $282.8K | 0.00% | −317−2.5% | Reduced |
| Good Life Advisors, LLC | 12,413 | $284.3K | 0.03% | +138+1.1% | Added |
| HighTower Advisors, LLC | 13,023 | $298.0K | 0.00% | +13,023 | New |
| US Bancorp | 13,877 | $317.8K | 0.00% | +40+0.3% | Added |
| Northern Trust Corp | 13,975 | $320.0K | 0.00% | +13,975 | New |
| Atria Wealth Solutions, Inc. | 15,104 | $345.9K | 0.00% | −2,004−11.7% | Reduced |
| Raymond James Trust N.A. | 15,761 | $360.9K | 0.01% | +2,275+16.9% | Added |
| The PNC Financial Services Group, Inc. | 15,972 | $365.8K | 0.00% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 16,400 | $375.6K | 0.01% | 00.0% | Unchanged |
| Winton Group Ltd | 16,990 | $389.1K | 0.03% | +16,990 | New |
| SMH Capital Advisors Inc | 17,023 | $390.0K | 0.91% | +592+3.6% | Added |
| Monticello Wealth Management, LLC | 18,272 | $418.4K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 18,810 | $430.7K | 0.18% | −100−0.5% | Reduced |
| Apollon Wealth Management, LLC | 19,290 | $441.7K | 0.02% | +311+1.6% | Added |
| Sunbelt Securities, Inc. | 19,419 | $444.7K | 0.06% | +11+0.1% | Added |
| Quantbot Technologies LP | 22,655 | $518.8K | 0.03% | +6,296+38.5% | Added |
| CI Private Wealth, LLC | 23,303 | $533.6K | 0.00% | −1,375−5.6% | Reduced |
| Virtus ETF Advisers LLC | 27,757 | $635.6K | 0.39% | +9,461+51.7% | Added |
| All Season Financial Advisors, Inc. | 29,402 | $673.3K | 0.68% | +1,470+5.3% | Added |
| Oppenheimer & Co Inc | 31,588 | $723.4K | 0.01% | +14,483+84.7% | Added |
| Cornerstone Wealth Management, LLC | 31,693 | $725.9K | 0.07% | +2,634+9.1% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 32,567 | $745.8K | 0.00% | +11,181+52.3% | Added |
| Muzinich & Co., Inc. | 32,567 | $745.8K | 0.65% | +11,181+52.3% | Added |
| Advisory Research Inc | 32,716 | $749.2K | 0.10% | −4,097−11.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,446 | $766.0K | 0.00% | +6,368+23.5% | Added |
| Quadrature Capital Ltd | 33,571 | $769.1K | 0.02% | −46,787−58.2% | Reduced |
| Envestnet Asset Management Inc | 38,300 | $877.1K | 0.00% | +1,372+3.7% | Added |
| Cetera Investment Advisers | 39,138 | $896.3K | 0.01% | +1,417+3.8% | Added |
| Advisor Group Holdings, Inc. | 39,205 | $897.8K | 0.00% | +1,123+2.9% | Added |
| Kestra Advisory Services, LLC | 39,660 | $908.2K | 0.01% | +4,349+12.3% | Added |
| Great West Life Assurance Co | 40,017 | $916.0K | 0.00% | +9,671+31.9% | Added |
| Beacon Pointe Advisors, LLC | 42,430 | $971.6K | 0.01% | +42,430 | New |
| Caldwell Sutter Capital, Inc. | 43,228 | $989.9K | 0.55% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 44,171 | $1.01M | 0.01% | +31,796+256.9% | Added |
| UBS Group AG | 45,296 | $1.04M | 0.00% | +5,686+14.4% | Added |
| First Republic Investment Management, Inc. | 45,990 | $1.05M | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 50,744 | $1.16M | 0.26% | −259−0.5% | Reduced |
| Commonwealth Equity Services, LLC | 52,307 | $1.20M | 0.00% | +7,519+16.8% | Added |
| Wells Fargo & Company | 53,346 | $1.22M | 0.00% | +8,892+20.0% | Added |
| National Asset Management, Inc. | 55,254 | $1.27M | 0.03% | −15,589−22.0% | Reduced |
| Putnam Investments LLC | 59,643 | $1.37M | 0.00% | +7,624+14.7% | Added |
| Citadel Advisors LLC | 62,649 | $1.43M | 0.00% | +62,612+169,221.6% | Added |
| Hodges Capital Management Inc. | 63,404 | $1.45M | 0.17% | +63,404 | Added |
| Legacy Capital Wealth Partners, LLC | 73,977 | $1.69M | 0.46% | +73,977 | New |
| Redmont Wealth Advisors LLC | 75,512 | $1.73M | 3.04% | +30,039+66.1% | Added |
| GraniteShares Advisors LLC | 85,178 | $1.95M | 1.82% | +3,266+4.0% | Added |
| Royal Bank of Canada | 86,731 | $1.99M | 0.00% | −3,919−4.3% | Reduced |
| Ameriprise Financial Inc | 87,751 | $2.01M | 0.00% | −7,345−7.7% | Reduced |
| Morgan Stanley | 87,812 | $2.01M | 0.00% | +23,450+36.4% | Added |
| Raymond James & Associates | 90,077 | $2.06M | 0.00% | −2,899−3.1% | Reduced |
| Confluence Investment Management LLC | 96,395 | $2.21M | 0.03% | +139+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 103,735 | $2.38M | 0.00% | +41,993+68.0% | Added |
| Moerus Capital Management LLC | 106,270 | $2.43M | 0.80% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 122,462 | $2.80M | 0.39% | −3,769−3.0% | Reduced |
| Golden Green, Inc. | 122,481 | $2.80M | 2.94% | +1,317+1.1% | Added |
| LPL Financial LLC | 129,106 | $2.96M | 0.00% | +10,816+9.1% | Added |
| Two Sigma Advisers, LP | 170,500 | $3.90M | 0.01% | +23,200+15.8% | Added |