Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Capital Southwest Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +10 vs. Q1 2023
- Shares held
- 8.25M
- +78.6K (+1.0%) vs. Q1 2023
- Total value
- $163.1M
- +$17.8M (+12.3%) vs. Q1 2023
- New holders
- 18
- 35 more added
- Sold out
- 8
- 27 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 846,709 | $16.7M | 1.02% | −4,738−0.6% | Reduced |
| Sanders Morris Harris LLC | 700,099 | $13.8M | 3.06% | −22,990−3.2% | Reduced |
| Zuckerman Investment Group, LLC | 644,279 | $12.7M | 1.82% | −13,297−2.0% | Reduced |
| Van Eck Associates Corp | 592,140 | $11.7M | 0.03% | +89,932+17.9% | Added |
| Sound Income Strategies, LLC | 515,618 | $10.2M | 1.05% | +22,092+4.5% | Added |
| Invesco Ltd. | 495,111 | $9.76M | 0.00% | −75,442−13.2% | Reduced |
| First Manhattan Co | 393,378 | $7.76M | 0.03% | −7,929−2.0% | Reduced |
| Legal & General Group Plc | 253,608 | $5.00M | 0.00% | +33,969+15.5% | Added |
| Two Sigma Investments, LP | 220,191 | $4.34M | 0.01% | +107,566+95.5% | Added |
| Tectonic Advisors LLC | 219,572 | $4.33M | 0.53% | +25,452+13.1% | Added |
| BlackRock Inc. | 186,684 | $3.68M | 0.00% | +9,452+5.3% | Added |
| Advisors Asset Management, Inc. | 181,731 | $3.58M | 0.07% | −10,634−5.5% | Reduced |
| Grace & White Inc | 177,471 | $3.50M | 0.64% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 158,858 | $3.13M | 0.19% | +4,201+2.7% | Added |
| Two Sigma Advisers, LP | 147,300 | $2.90M | 0.01% | −108,100−42.3% | Reduced |
| McKinley Capital Management LLC /Delaware | 126,231 | $2.49M | 0.33% | +11,242+9.8% | Added |
| Golden Green, Inc. | 121,164 | $2.39M | 2.59% | +22,751+23.1% | Added |
| LPL Financial LLC | 118,290 | $2.33M | 0.00% | +3,780+3.3% | Added |
| Moerus Capital Management LLC | 106,270 | $2.10M | 0.61% | 00.0% | Unchanged |
| Confluence Investment Management LLC | 96,256 | $1.90M | 0.03% | +693+0.7% | Added |
| Ameriprise Financial Inc | 95,096 | $1.88M | 0.00% | +9,186+10.7% | Added |
| Raymond James & Associates | 92,976 | $1.83M | 0.00% | −6,402−6.4% | Reduced |
| Royal Bank of Canada | 90,650 | $1.79M | 0.00% | +5,119+6.0% | Added |
| GraniteShares Advisors LLC | 81,912 | $1.62M | 1.46% | −871−1.1% | Reduced |
| Quadrature Capital Ltd | 80,358 | $1.58M | 0.03% | +53,750+202.0% | Added |
| National Asset Management, Inc. | 70,843 | $1.40M | 0.03% | +6,962+10.9% | Added |
| Morgan Stanley | 64,362 | $1.27M | 0.00% | +28,830+81.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 61,742 | $1.22M | 0.00% | +61,742 | New |
| Putnam Investments LLC | 52,019 | $1.03M | 0.00% | +1,420+2.8% | Added |
| Mraz, Amerine & Associates, Inc. | 51,003 | $1.01M | 0.24% | −66−0.1% | Reduced |
| First Republic Investment Management, Inc. | 45,990 | $906.9K | 0.00% | 00.0% | Unchanged |
| Redmont Wealth Advisors LLC | 45,473 | $896.7K | 1.54% | +45,473 | New |
| Commonwealth Equity Services, LLC | 44,788 | $883.0K | 0.00% | +11,714+35.4% | Added |
| Wells Fargo & Company | 44,454 | $876.6K | 0.00% | +15,273+52.3% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $852.5K | 0.45% | 00.0% | Unchanged |
| Emerald Mutual Fund Advisers Trust | 40,470 | $798.1K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 39,610 | $781.1K | 0.00% | +3,466+9.6% | Added |
| Advisor Group Holdings, Inc. | 38,082 | $753.4K | 0.00% | +14,410+60.9% | Added |
| Cubist Systematic Strategies, LLC | 38,196 | $753.2K | 0.01% | +38,196 | New |
| Cetera Investment Advisers | 37,721 | $743.9K | 0.01% | +2,482+7.0% | Added |
| Envestnet Asset Management Inc | 36,928 | $728.2K | 0.00% | −2,008−5.2% | Reduced |
| Advisory Research Inc | 36,813 | $726.0K | 0.09% | −5,626−13.3% | Reduced |
| Kestra Advisory Services, LLC | 35,311 | $696.3K | 0.01% | −2,021−5.4% | Reduced |
| Great West Life Assurance Co | 30,346 | $602.0K | 0.00% | +1,405+4.9% | Added |
| Cornerstone Wealth Management, LLC | 29,059 | $573.0K | 0.05% | +2,219+8.3% | Added |
| All Season Financial Advisors, Inc. | 27,932 | $550.8K | 0.49% | +44+0.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 27,078 | $534.0K | 0.00% | +4,951+22.4% | Added |
| CI Private Wealth, LLC | 24,678 | $486.6K | 0.00% | −993−3.9% | Reduced |
| First Dallas Securities Inc. | 22,500 | $444.0K | 0.25% | 00.0% | Unchanged |
| Sumitomo Mitsui Trust Holdings, Inc. | 21,386 | $421.7K | 0.00% | +21,386 | New |
| Muzinich & Co., Inc. | 21,386 | $421.7K | 0.37% | +21,386 | New |
| Millennium Management LLC | 21,232 | $418.7K | 0.00% | −330,696−94.0% | Reduced |
| Hodges Capital Management Inc. | 0 | $401.0K | 0.02% | −20,371−100.0% | Reduced |
| Sunbelt Securities, Inc. | 19,408 | $382.7K | 0.06% | +1,786+10.1% | Added |
| Apollon Wealth Management, LLC | 18,979 | $374.3K | 0.02% | +18,979 | New |
| Bard Associates Inc | 18,910 | $372.9K | 0.14% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 18,296 | $360.8K | 0.21% | −7,132−28.0% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $360.3K | 0.04% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 17,108 | $337.4K | 0.00% | +1,784+11.6% | Added |
| Oppenheimer & Co Inc | 17,105 | $337.3K | 0.01% | +17,105 | New |
| Bank of America Corp | 17,051 | $336.2K | 0.00% | −2,301−11.9% | Reduced |
| SMH Capital Advisors Inc | 16,431 | $324.0K | 0.70% | −786−4.6% | Reduced |
| Horizon Kinetics Asset Management LLC | 16,400 | $323.4K | 0.01% | −200−1.2% | Reduced |
| Quantbot Technologies LP | 16,359 | $322.6K | 0.02% | +16,359 | New |
| The PNC Financial Services Group, Inc. | 15,972 | $315.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 15,000 | $295.8K | 0.01% | +15,000 | New |
| Squarepoint Ops LLC | 14,708 | $290.0K | 0.00% | +14,708 | New |
| US Bancorp | 13,837 | $272.9K | 0.00% | +137+1.0% | Added |
| Raymond James Trust N.A. | 13,486 | $266.0K | 0.01% | +1,479+12.3% | Added |
| Susquehanna Fundamental Investments, LLC | 13,449 | $265.2K | 0.01% | −3,528−20.8% | Reduced |
| Stifel Financial Corp | 13,404 | $264.3K | 0.00% | +3,088+29.9% | Added |
| Mariner, LLC | 12,665 | $249.8K | 0.00% | −95−0.7% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 12,375 | $244.0K | 0.00% | +12,375 | New |
| Good Life Advisors, LLC | 12,275 | $242.1K | 0.03% | −902−6.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $231.4K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $227.2K | 0.21% | 00.0% | Unchanged |
| Change Path, LLC | 11,318 | $223.0K | 0.01% | +11,318 | New |
| Geode Capital Management, LLC | 11,251 | $221.9K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $211.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $210.3K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $197.2K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 7,349 | $144.9K | 0.01% | −215−2.8% | Reduced |
| Aquatic Capital Management LLC | 7,300 | $144.0K | 0.01% | +7,300 | New |
| Hollencrest Capital Management | 5,336 | $105.2K | 0.01% | +153+3.0% | Added |
| JPMorgan Chase & Co | 4,862 | $95.9K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,815 | $95.0K | 0.00% | +2,383+98.0% | Added |
| Washington Trust Advisors, Inc. | 3,674 | $72.5K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,675 | $52.8K | 0.00% | −1,697−38.8% | Reduced |
| Capital Analysts, LLC | 2,691 | $51.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $42.1K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 1,300 | $25.6K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,081 | $21.3K | 0.00% | +1,081 | New |
| CWM, LLC | 1,022 | $20.0K | 0.00% | +1,000+4,545.5% | Added |
| Signaturefd, LLC | 914 | $18.0K | 0.00% | +288+46.0% | Added |
| GWM Advisors LLC | 800 | $15.8K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 665 | $13.1K | 0.00% | +665 | New |
| Toth Financial Advisory Corp | 600 | $11.8K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 500 | $9.86K | 0.01% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 236 | $5.00K | 0.00% | 00.0% | Unchanged |