Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Capital Southwest Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +10 vs. Q1 2023
- Shares held
- 8.25M
- +79.1K (+1.0%) vs. Q1 2023
- Total value
- $163.1M
- +$17.8M (+12.3%) vs. Q1 2023
- New holders
- 18
- 35 more added
- Sold out
- 8
- 27 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $39 | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 20 | $395 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 27 | $532 | 0.00% | +27 | New |
| Citadel Advisors LLC | 37 | $730 | 0.00% | −115−75.7% | Reduced |
| Delta Asset Management LLC | 70 | $1.38K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 140 | $2.76K | 0.00% | +140 | New |
| Group One Trading, L.P. | 200 | $3.94K | 0.00% | −3,703−94.9% | Reduced |
| Quadrant Capital Group LLC | 240 | $4.73K | 0.00% | +240 | New |
| Focused Wealth Management, Inc | 250 | $4.93K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $7.00K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 500 | $9.86K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $11.8K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 665 | $13.1K | 0.00% | +665 | New |
| GWM Advisors LLC | 800 | $15.8K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 914 | $18.0K | 0.00% | +288+46.0% | Added |
| CWM, LLC | 1,022 | $20.0K | 0.00% | +1,000+4,545.5% | Added |
| BNP Paribas Arbitrage, SA | 1,081 | $21.3K | 0.00% | +1,081 | New |
| Proequities, Inc. | 1,300 | $25.6K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $42.1K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,691 | $51.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,675 | $52.8K | 0.00% | −1,697−38.8% | Reduced |
| Washington Trust Advisors, Inc. | 3,674 | $72.5K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,815 | $95.0K | 0.00% | +2,383+98.0% | Added |
| JPMorgan Chase & Co | 4,862 | $95.9K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 5,336 | $105.2K | 0.01% | +153+3.0% | Added |
| Aquatic Capital Management LLC | 7,300 | $144.0K | 0.01% | +7,300 | New |
| PEAK6 Investments LLC | 7,349 | $144.9K | 0.01% | −215−2.8% | Reduced |
| State Farm Mutual Automobile Insurance Co | 10,000 | $197.2K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $210.3K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $211.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $221.9K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 11,318 | $223.0K | 0.01% | +11,318 | New |
| Core Wealth Partners LLC | 11,520 | $227.2K | 0.21% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $231.4K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 12,275 | $242.1K | 0.03% | −902−6.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 12,375 | $244.0K | 0.00% | +12,375 | New |
| Mariner, LLC | 12,665 | $249.8K | 0.00% | −95−0.7% | Reduced |
| Stifel Financial Corp | 13,404 | $264.3K | 0.00% | +3,088+29.9% | Added |
| Susquehanna Fundamental Investments, LLC | 13,449 | $265.2K | 0.01% | −3,528−20.8% | Reduced |
| Raymond James Trust N.A. | 13,486 | $266.0K | 0.01% | +1,479+12.3% | Added |
| US Bancorp | 13,837 | $272.9K | 0.00% | +137+1.0% | Added |
| Squarepoint Ops LLC | 14,708 | $290.0K | 0.00% | +14,708 | New |
| Jump Financial, LLC | 15,000 | $295.8K | 0.01% | +15,000 | New |
| The PNC Financial Services Group, Inc. | 15,972 | $315.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 16,359 | $322.6K | 0.02% | +16,359 | New |
| Horizon Kinetics Asset Management LLC | 16,400 | $323.4K | 0.01% | −200−1.2% | Reduced |
| SMH Capital Advisors Inc | 16,431 | $324.0K | 0.70% | −786−4.6% | Reduced |
| Bank of America Corp | 17,051 | $336.2K | 0.00% | −2,301−11.9% | Reduced |
| Oppenheimer & Co Inc | 17,105 | $337.3K | 0.01% | +17,105 | New |
| Atria Wealth Solutions, Inc. | 17,108 | $337.4K | 0.00% | +1,784+11.6% | Added |
| Monticello Wealth Management, LLC | 18,272 | $360.3K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 18,296 | $360.8K | 0.21% | −7,132−28.0% | Reduced |
| Bard Associates Inc | 18,910 | $372.9K | 0.14% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 18,979 | $374.3K | 0.02% | +18,979 | New |
| Sunbelt Securities, Inc. | 19,408 | $382.7K | 0.06% | +1,786+10.1% | Added |
| Hodges Capital Management Inc. | 0 | $401.0K | 0.02% | −20,371−100.0% | Reduced |
| Millennium Management LLC | 21,232 | $418.7K | 0.00% | −330,696−94.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 21,386 | $421.7K | 0.00% | +21,386 | New |
| Muzinich & Co., Inc. | 21,386 | $421.7K | 0.37% | +21,386 | New |
| First Dallas Securities Inc. | 22,500 | $444.0K | 0.25% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 24,678 | $486.6K | 0.00% | −993−3.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 27,078 | $534.0K | 0.00% | +4,951+22.4% | Added |
| All Season Financial Advisors, Inc. | 27,932 | $550.8K | 0.49% | +44+0.2% | Added |
| Cornerstone Wealth Management, LLC | 29,059 | $573.0K | 0.05% | +2,219+8.3% | Added |
| Great West Life Assurance Co | 30,346 | $602.0K | 0.00% | +1,405+4.9% | Added |
| Kestra Advisory Services, LLC | 35,311 | $696.3K | 0.01% | −2,021−5.4% | Reduced |
| Advisory Research Inc | 36,813 | $726.0K | 0.09% | −5,626−13.3% | Reduced |
| Envestnet Asset Management Inc | 36,928 | $728.2K | 0.00% | −2,008−5.2% | Reduced |
| Cetera Investment Advisers | 37,721 | $743.9K | 0.01% | +2,482+7.0% | Added |
| Cubist Systematic Strategies, LLC | 38,196 | $753.2K | 0.01% | +38,196 | New |
| Advisor Group Holdings, Inc. | 38,082 | $753.4K | 0.00% | +14,410+60.9% | Added |
| UBS Group AG | 39,610 | $781.1K | 0.00% | +3,466+9.6% | Added |
| Emerald Mutual Fund Advisers Trust | 40,470 | $798.1K | 0.04% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 43,228 | $852.5K | 0.45% | 00.0% | Unchanged |
| Wells Fargo & Company | 44,454 | $876.6K | 0.00% | +15,273+52.3% | Added |
| Commonwealth Equity Services, LLC | 44,788 | $883.0K | 0.00% | +11,714+35.4% | Added |
| Redmont Wealth Advisors LLC | 45,473 | $896.7K | 1.54% | +45,473 | New |
| First Republic Investment Management, Inc. | 45,990 | $906.9K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 51,003 | $1.01M | 0.24% | −66−0.1% | Reduced |
| Putnam Investments LLC | 52,019 | $1.03M | 0.00% | +1,420+2.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 61,742 | $1.22M | 0.00% | +61,742 | New |
| Morgan Stanley | 64,362 | $1.27M | 0.00% | +28,830+81.1% | Added |
| National Asset Management, Inc. | 70,843 | $1.40M | 0.03% | +6,962+10.9% | Added |
| Quadrature Capital Ltd | 80,358 | $1.58M | 0.03% | +53,750+202.0% | Added |
| GraniteShares Advisors LLC | 81,912 | $1.62M | 1.46% | −871−1.1% | Reduced |
| Royal Bank of Canada | 90,650 | $1.79M | 0.00% | +5,119+6.0% | Added |
| Raymond James & Associates | 92,976 | $1.83M | 0.00% | −6,402−6.4% | Reduced |
| Ameriprise Financial Inc | 95,096 | $1.88M | 0.00% | +9,186+10.7% | Added |
| Confluence Investment Management LLC | 96,256 | $1.90M | 0.03% | +693+0.7% | Added |
| Moerus Capital Management LLC | 106,270 | $2.10M | 0.61% | 00.0% | Unchanged |
| LPL Financial LLC | 118,290 | $2.33M | 0.00% | +3,780+3.3% | Added |
| Golden Green, Inc. | 121,164 | $2.39M | 2.59% | +22,751+23.1% | Added |
| McKinley Capital Management LLC /Delaware | 126,231 | $2.49M | 0.33% | +11,242+9.8% | Added |
| Two Sigma Advisers, LP | 147,300 | $2.90M | 0.01% | −108,100−42.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 158,858 | $3.13M | 0.19% | +4,201+2.7% | Added |
| Grace & White Inc | 177,471 | $3.50M | 0.64% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 181,731 | $3.58M | 0.07% | −10,634−5.5% | Reduced |
| BlackRock Inc. | 186,684 | $3.68M | 0.00% | +9,452+5.3% | Added |