Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 190 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Capital Southwest Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 162
- +16 vs. Q3 2024
- Shares held
- 14.8M
- +3.55M (+31.7%) vs. Q3 2024
- Total value
- $322.4M
- +$38.3M (+13.5%) vs. Q3 2024
- New holders
- 36
- 60 more added
- Sold out
- 20
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 190 | $411.8M |
| Q1 2026 | 169 | $369.5M |
| Q4 2025 | 164 | $332.6M |
| Q3 2025 | 166 | $363.9M |
| Q2 2025 | 179 | $392.9M |
| Q1 2025 | 177 | $385.1M |
| Q4 2024 | 162 | $322.4M |
| Q3 2024 | 150 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,190,204 | $26.0M | 0.03% | +38,051+3.3% | Added |
| Balyasny Asset Management LLC | 1,001,199 | $21.8M | 0.05% | +1,001,199 | New |
| Sanders Morris Harris LLC | 814,584 | $17.6M | 2.62% | +178,420+28.0% | Added |
| Two Sigma Advisers, LP | 774,600 | $16.9M | 0.04% | +114,000+17.3% | Added |
| Zuckerman Investment Group, LLC | 672,468 | $15.0M | 1.44% | +31,009+4.8% | Added |
| Two Sigma Investments, LP | 673,778 | $14.7M | 0.03% | +200,060+42.2% | Added |
| Punch & Associates Investment Management, Inc. | 672,367 | $14.7M | 0.80% | −3,216−0.5% | Reduced |
| Sound Income Strategies, LLC | 578,541 | $12.6M | 0.78% | +16,462+2.9% | Added |
| Beacon Pointe Advisors, LLC | 490,291 | $10.7M | 0.12% | +459,291+1,481.6% | Added |
| Melia Wealth LLC | 401,581 | $8.76M | 4.57% | +12,831+3.3% | Added |
| Harbor Capital Advisors, Inc. | 398,887 | $8.70M | 0.38% | +11,240+2.9% | Added |
| Tectonic Advisors LLC | 398,008 | $8.68M | 0.57% | +69,174+21.0% | Added |
| Legal & General Group Plc | 310,285 | $6.77M | 0.00% | −22,138−6.7% | Reduced |
| First Manhattan Co | 301,950 | $6.59M | 0.02% | −4,900−1.6% | Reduced |
| Millennium Management LLC | 257,378 | $5.62M | 0.00% | +257,378 | New |
| BlackRock, Inc. | 233,520 | $5.10M | 0.00% | +34,471+17.3% | Added |
| Morgan Stanley | 213,448 | $4.66M | 0.00% | +48,987+29.8% | Added |
| Franklin Resources Inc | 207,330 | $4.52M | 0.00% | +53,292+34.6% | Added |
| Qube Research & Technologies Ltd | 197,629 | $4.31M | 0.01% | +197,629 | New |
| Raymond James Financial Inc | 194,755 | $4.25M | 0.00% | +194,755 | New |
| Womack Financial LLC | 187,388 | $4.09M | 3.63% | +187,388 | New |
| Hennion & Walsh Asset Management, Inc. | 179,426 | $3.92M | 0.18% | −30,382−14.5% | Reduced |
| Grace & White Inc | 176,597 | $3.85M | 0.72% | 00.0% | Unchanged |
| LPL Financial LLC | 169,054 | $3.69M | 0.00% | −22,942−11.9% | Reduced |
| Advisors Asset Management, Inc. | 149,543 | $3.26M | 0.06% | −33,063−18.1% | Reduced |
| HRT Financial LP | 126,700 | $2.76M | 0.01% | +54,914+76.5% | Added |
| Citadel Advisors LLC | 120,317 | $2.63M | 0.00% | +101,092+525.8% | Added |
| MML Investors Services, LLC | 119,721 | $2.61M | 0.01% | +16,991+16.5% | Added |
| Muzinich & Co., Inc. | 110,422 | $2.41M | 1.70% | +4,350+4.1% | Added |
| Denali Advisors LLC | 104,496 | $2.28M | 0.24% | −20,157−16.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 103,043 | $2.25M | 0.01% | +103,043 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 102,879 | $2.24M | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 102,485 | $2.24M | 0.00% | +30,124+41.6% | Added |
| UBS Group AG | 102,406 | $2.23M | 0.00% | +45,327+79.4% | Added |
| D. E. Shaw & Co., Inc. | 101,638 | $2.22M | 0.00% | +101,638 | New |
| Foundations Investment Advisors, LLC | 101,234 | $2.21M | 0.04% | +20,105+24.8% | Added |
| Confluence Investment Management LLC | 100,242 | $2.19M | 0.03% | +1,779+1.8% | Added |
| Hodges Capital Management Inc. | 91,753 | $2.00M | 0.12% | +13,448+17.2% | Added |
| Ameriprise Financial Inc | 91,237 | $1.99M | 0.00% | +6,781+8.0% | Added |
| Naviter Wealth, LLC | 83,531 | $1.82M | 0.22% | +83,531 | New |
| Benjamin Edwards Inc | 82,375 | $1.80M | 0.03% | +2,174+2.7% | Added |
| Argent Trust Co | 77,998 | $1.70M | 0.07% | −6,358−7.5% | Reduced |
| Barclays PLC | 77,436 | $1.69M | 0.00% | +1,353+1.8% | Added |
| Goldman Sachs Group Inc | 74,359 | $1.62M | 0.00% | +61,546+480.3% | Added |
| Moerus Capital Management LLC | 73,983 | $1.61M | 0.59% | −8,114−9.9% | Reduced |
| Commonwealth Equity Services, LLC | 71,112 | $1.55M | 0.00% | −3,674−4.9% | Reduced |
| Envestnet Asset Management Inc | 70,310 | $1.53M | 0.00% | +57,695+457.4% | Added |
| Sovereign's Capital Management, LLC | 67,575 | $1.47M | 0.94% | +67,575 | New |
| First Dallas Securities Inc. | 67,108 | $1.46M | 0.60% | +10,596+18.8% | Added |
| Redmont Wealth Advisors LLC | 66,939 | $1.46M | 2.52% | −1,719−2.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 62,302 | $1.36M | 0.34% | −2,862−4.4% | Reduced |
| Royal Bank of Canada | 60,951 | $1.33M | 0.00% | −1,400−2.2% | Reduced |
| Aquatic Capital Management LLC | 58,864 | $1.28M | 0.03% | +48,864+488.6% | Added |
| Total Clarity Wealth Management, Inc. | 56,305 | $1.23M | 0.40% | −25,650−31.3% | Reduced |
| Cetera Investment Advisers | 53,524 | $1.17M | 0.00% | +19,323+56.5% | Added |
| National Asset Management, Inc. | 50,626 | $1.10M | 0.04% | +3,941+8.4% | Added |
| SMH Capital Advisors Inc | 47,043 | $1.03M | 2.48% | +31,097+195.0% | Added |
| Kestra Advisory Services, LLC | 44,691 | $975.2K | 0.01% | +2,306+5.4% | Added |
| Mraz, Amerine & Associates, Inc. | 43,521 | $949.6K | 0.17% | −1,723−3.8% | Reduced |
| Caldwell Sutter Capital, Inc. | 42,428 | $925.8K | 0.43% | −800−1.9% | Reduced |
| Cozad Asset Management Inc | 41,834 | $912.8K | 0.09% | −19,038−31.3% | Reduced |
| JPMorgan Chase & Co | 39,259 | $856.6K | 0.00% | +35,465+934.8% | Added |
| Cornerstone Wealth Management, LLC | 39,166 | $854.6K | 0.06% | +1,557+4.1% | Added |
| Sunbelt Securities, Inc. | 37,215 | $811.5K | 0.07% | +12,802+52.4% | Added |
| Quantbot Technologies LP | 36,631 | $799.3K | 0.03% | +24,006+190.1% | Added |
| Virtus ETF Advisers LLC | 35,931 | $784.0K | 0.32% | +9,578+36.3% | Added |
| Campbell & CO Investment Adviser LLC | 35,100 | $765.9K | 0.06% | +35,100 | New |
| Great West Life Assurance Co | 34,994 | $763.0K | 0.00% | −2,618−7.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,307 | $727.0K | 0.00% | +2,007+6.4% | Added |
| Invesco Ltd. | 31,493 | $687.2K | 0.00% | −367,856−92.1% | Reduced |
| Northern Trust Corp | 29,382 | $641.1K | 0.00% | +5,055+20.8% | Added |
| Wells Fargo & Company | 28,022 | $611.4K | 0.00% | +48+0.2% | Added |
| Advisor Group Holdings, Inc. | 26,415 | $576.4K | 0.00% | +3,349+14.5% | Added |
| Global Retirement Partners, LLC | 25,581 | $558.2K | 0.02% | −10,948−30.0% | Reduced |
| Guggenheim Capital LLC | 23,612 | $515.2K | 0.00% | +1,246+5.6% | Added |
| Samalin Investment Counsel, LLC | 22,704 | $495.4K | 0.21% | +2,228+10.9% | Added |
| Jane Street Group, LLC | 21,748 | $474.5K | 0.00% | +21,748 | New |
| Apollon Wealth Management, LLC | 20,681 | $451.3K | 0.01% | +127+0.6% | Added |
| Autumn Glory Partners, LLC | 20,000 | $436.4K | 0.21% | +7,000+53.8% | Added |
| Catalyst Capital Advisors LLC | 20,000 | $436.4K | 0.01% | +20,000 | New |
| GWM Advisors LLC | 19,129 | $417.4K | 0.00% | +19,129 | New |
| Dearborn Partners LLC | 18,955 | $413.6K | 0.02% | −726−3.7% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $398.7K | 0.03% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $398.2K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 17,710 | $386.4K | 0.00% | +10,182+135.3% | Added |
| Bard Associates Inc | 17,256 | $376.5K | 0.13% | −924−5.1% | Reduced |
| Susquehanna International Group, LLP | 17,223 | $375.8K | 0.00% | +17,223 | New |
| CI Private Wealth, LLC | 16,581 | $361.8K | 0.00% | +5,494+49.6% | Added |
| BNP Paribas Arbitrage, SA | 16,407 | $358.0K | 0.00% | +16,407 | New |
| Avantax Advisory Services, Inc. | 16,120 | $351.7K | 0.00% | −457−2.8% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 16,000 | $349.1K | 0.01% | 00.0% | Unchanged |
| Palisade Capital Management LLC | 15,647 | $341.4K | 0.01% | +15,647 | New |
| Oppenheimer & Co Inc | 14,955 | $326.3K | 0.00% | +14,955 | New |
| Mariner, LLC | 14,914 | $325.4K | 0.00% | −573−3.7% | Reduced |
| Concurrent Investment Advisors, LLC | 13,842 | $302.0K | 0.01% | −1,990−12.6% | Reduced |
| Independent Financial Group, LLC | 13,785 | $300.8K | 0.01% | +650+4.9% | Added |
| US Bancorp | 13,700 | $298.9K | 0.00% | −45−0.3% | Reduced |
| Union Bancaire Privee, UBP SA | 13,655 | $298.0K | 0.01% | +13,655 | New |
| Y-Intercept (Hong Kong) Ltd | 13,559 | $295.9K | 0.02% | +13,559 | New |
| Catalina Capital Group, LLC | 13,240 | $288.9K | 0.10% | +13,240 | New |