Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Capital Southwest Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 188
- +43 vs. Q3 2024
- Shares held
- 41.0M
- +29.7M (+264.9%) vs. Q3 2024
- Total value
- $506.7M
- +$222.6M (+78.3%) vs. Q3 2024
- New holders
- 62
- 60 more added
- Sold out
- 19
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,190,204 | $26.0M | 0.03% | +38,051+3.3% | Added |
| Balyasny Asset Management LLC | 1,001,199 | $21.8M | 0.05% | +1,001,199 | New |
| Context Capital Management, LLC | – | $20.5M | 0.80% | – | New |
| Wellesley Asset Management | – | $18.9M | 1.97% | – | New |
| Sanders Morris Harris LLC | 814,584 | $17.6M | 2.62% | +178,420+28.0% | Added |
| Two Sigma Advisers, LP | 774,600 | $16.9M | 0.04% | +114,000+17.3% | Added |
| Zuckerman Investment Group, LLC | 672,468 | $15.0M | 1.44% | +31,009+4.8% | Added |
| Two Sigma Investments, LP | 673,778 | $14.7M | 0.03% | +200,060+42.2% | Added |
| Punch & Associates Investment Management, Inc. | 672,367 | $14.7M | 0.80% | −3,216−0.5% | Reduced |
| Paloma Partners Management Co | – | $14.5M | 0.96% | – | New |
| Steelhead Partners LLC | – | $12.7M | 0.64% | – | New |
| Sound Income Strategies, LLC | 578,541 | $12.6M | 0.78% | +16,462+2.9% | Added |
| Beacon Pointe Advisors, LLC | 490,291 | $10.7M | 0.12% | +459,291+1,481.6% | Added |
| Saba Capital Management, L.P. | – | $9.80M | 0.25% | – | New |
| Advent Capital Management | – | $9.21M | 0.21% | – | New |
| SMH Capital Advisors Inc | 8,271,043 | $8.92M | 21.52% | +8,255,097+51,769.1% | Added |
| Melia Wealth LLC | 401,581 | $8.76M | 4.57% | +12,831+3.3% | Added |
| Harbor Capital Advisors, Inc. | 398,887 | $8.70M | 0.38% | +11,240+2.9% | Added |
| Tectonic Advisors LLC | 398,008 | $8.68M | 0.57% | +69,174+21.0% | Added |
| Income Research & Management | 9,000,000 | $8.64M | 4.12% | +9,000,000 | New |
| Millennium Management LLC | 257,378 | $8.24M | 0.01% | +257,378 | New |
| Jump Financial, LLC | – | $7.68M | 0.16% | – | – |
| Susquehanna Advisors Group, Inc. | – | $7.33M | 0.27% | – | New |
| Wolverine Asset Management LLC | – | $7.31M | 0.13% | – | New |
| Legal & General Group Plc | 310,285 | $6.77M | 0.00% | −22,138−6.7% | Reduced |
| First Manhattan Co | 301,950 | $6.59M | 0.02% | −4,900−1.6% | Reduced |
| Victory Capital Management Inc | 6,400,000 | $6.24M | 0.01% | +6,400,000 | New |
| DLD Asset Management, LP | – | $5.87M | 1.00% | – | New |
| Healthcare of Ontario Pension Plan Trust Fund | – | $5.86M | 0.01% | – | New |
| BlackRock, Inc. | 233,520 | $5.10M | 0.00% | +34,471+17.3% | Added |
| Kim, LLC | – | $4.82M | 0.68% | – | New |
| Morgan Stanley | 213,448 | $4.66M | 0.00% | +48,987+29.8% | Added |
| Franklin Resources Inc | 207,330 | $4.52M | 0.00% | +53,292+34.6% | Added |
| Qube Research & Technologies Ltd | 197,629 | $4.31M | 0.01% | +197,629 | New |
| Raymond James Financial Inc | 194,755 | $4.25M | 0.00% | +194,755 | New |
| Palisade Capital Management LLC | 15,647 | $4.24M | 0.11% | +15,647 | New |
| Womack Financial LLC | 187,388 | $4.09M | 3.63% | +187,388 | New |
| Hennion & Walsh Asset Management, Inc. | 179,426 | $3.92M | 0.18% | −30,382−14.5% | Reduced |
| Shaolin Capital Management LLC | – | $3.89M | 0.12% | – | New |
| Grace & White Inc | 176,597 | $3.85M | 0.72% | 00.0% | Unchanged |
| LPL Financial LLC | 169,054 | $3.69M | 0.00% | −22,942−11.9% | Reduced |
| Murchinson Ltd. | – | $3.48M | 1.57% | – | New |
| Advisors Asset Management, Inc. | 149,543 | $3.26M | 0.06% | −33,063−18.1% | Reduced |
| Fort Baker Capital Management LP | – | $2.95M | 0.48% | – | New |
| Walleye Capital LLC | – | $2.89M | 0.03% | – | New |
| HRT Financial LP | 126,700 | $2.76M | 0.01% | +54,914+76.5% | Added |
| Citadel Advisors LLC | 120,317 | $2.63M | 0.00% | +101,092+525.8% | Added |
| MML Investors Services, LLC | 119,721 | $2.61M | 0.01% | +16,991+16.5% | Added |
| Laffer Tengler Investments | 2,544 | $2.51M | 0.49% | +2,544 | New |
| Muzinich & Co., Inc. | 110,422 | $2.41M | 1.70% | +4,350+4.1% | Added |
| Denali Advisors LLC | 104,496 | $2.28M | 0.24% | −20,157−16.2% | Reduced |
| Schonfeld Strategic Advisors LLC | 103,043 | $2.25M | 0.01% | +103,043 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 102,879 | $2.24M | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 102,485 | $2.24M | 0.00% | +30,124+41.6% | Added |
| UBS Group AG | 102,406 | $2.23M | 0.00% | +45,327+79.4% | Added |
| D. E. Shaw & Co., Inc. | 101,638 | $2.22M | 0.00% | +101,638 | New |
| Foundations Investment Advisors, LLC | 101,234 | $2.21M | 0.04% | +20,105+24.8% | Added |
| Confluence Investment Management LLC | 100,242 | $2.19M | 0.03% | +1,779+1.8% | Added |
| Hodges Capital Management Inc. | 91,753 | $2.00M | 0.12% | +13,448+17.2% | Added |
| Ameriprise Financial Inc | 91,237 | $1.99M | 0.00% | +6,781+8.0% | Added |
| Empyrean Capital Partners, LP | – | $1.95M | 0.10% | – | New |
| Capstone Investment Advisors, LLC | – | $1.93M | 0.02% | – | New |
| Ssi Investment Management LLC | – | $1.92M | 0.14% | – | New |
| Naviter Wealth, LLC | 83,531 | $1.82M | 0.22% | +83,531 | New |
| Benjamin Edwards Inc | 82,375 | $1.80M | 0.03% | +2,174+2.7% | Added |
| Lazard Asset Management LLC | – | $1.79M | 0.00% | – | New |
| Catalyst Capital Advisors LLC | 1,407,000 | $1.77M | 0.04% | +1,407,000 | New |
| Amtrust Financial Services, Inc. | – | $1.74M | 0.78% | – | New |
| Argent Trust Co | 77,998 | $1.70M | 0.07% | −6,358−7.5% | Reduced |
| Barclays PLC | 77,436 | $1.69M | 0.00% | +1,353+1.8% | Added |
| Goldman Sachs Group Inc | 74,359 | $1.62M | 0.00% | +61,546+480.3% | Added |
| Moerus Capital Management LLC | 73,983 | $1.61M | 0.59% | −8,114−9.9% | Reduced |
| Envestnet Asset Management Inc | 93,310 | $1.56M | 0.00% | +80,695+639.7% | Added |
| Commonwealth Equity Services, LLC | 71,112 | $1.55M | 0.00% | −3,674−4.9% | Reduced |
| Sovereign's Capital Management, LLC | 67,575 | $1.47M | 0.94% | +67,575 | New |
| BlueCrest Capital Management Ltd | – | $1.47M | 0.08% | – | New |
| First Dallas Securities Inc. | 67,108 | $1.46M | 0.60% | +10,596+18.8% | Added |
| Redmont Wealth Advisors LLC | 66,939 | $1.46M | 2.52% | −1,719−2.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 62,302 | $1.36M | 0.34% | −2,862−4.4% | Reduced |
| Royal Bank of Canada | 60,951 | $1.33M | 0.00% | −1,400−2.2% | Reduced |
| Aquatic Capital Management LLC | 58,864 | $1.28M | 0.03% | +48,864+488.6% | Added |
| Boothbay Fund Management, LLC | – | $1.28M | 0.04% | – | New |
| Total Clarity Wealth Management, Inc. | 56,305 | $1.23M | 0.40% | −25,650−31.3% | Reduced |
| Cetera Investment Advisers | 53,524 | $1.17M | 0.00% | +19,323+56.5% | Added |
| National Asset Management, Inc. | 50,626 | $1.10M | 0.04% | +3,941+8.4% | Added |
| Kestra Advisory Services, LLC | 44,691 | $975.2K | 0.01% | +2,306+5.4% | Added |
| Thrivent Financial for Lutherans | 1,000,000 | $960.0K | 0.00% | +1,000,000 | New |
| Mraz, Amerine & Associates, Inc. | 43,521 | $949.6K | 0.17% | −1,723−3.8% | Reduced |
| Caldwell Sutter Capital, Inc. | 42,428 | $925.8K | 0.43% | −800−1.9% | Reduced |
| Cozad Asset Management Inc | 41,834 | $912.8K | 0.09% | −19,038−31.3% | Reduced |
| JPMorgan Chase & Co | 39,259 | $856.6K | 0.00% | +31,671+417.4% | Added |
| Cornerstone Wealth Management, LLC | 39,166 | $854.6K | 0.06% | +1,557+4.1% | Added |
| Sunbelt Securities, Inc. | 37,215 | $811.5K | 0.07% | +12,802+52.4% | Added |
| Quantbot Technologies LP | 36,631 | $799.3K | 0.03% | +24,006+190.1% | Added |
| Virtus ETF Advisers LLC | 35,931 | $784.0K | 0.32% | +9,578+36.3% | Added |
| Campbell & CO Investment Adviser LLC | 35,100 | $765.9K | 0.06% | +35,100 | New |
| Great West Life Assurance Co | 34,994 | $763.0K | 0.00% | −2,618−7.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 33,307 | $727.0K | 0.00% | +2,007+6.4% | Added |
| Invesco Ltd. | 31,493 | $687.2K | 0.00% | −367,856−92.1% | Reduced |
| Northern Trust Corp | 29,382 | $641.1K | 0.00% | +5,055+20.8% | Added |