Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Capital Southwest Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +15 vs. Q3 2024
- Shares held
- 14.8M
- +3.55M (+31.7%) vs. Q3 2024
- Total value
- $322.4M
- +$38.3M (+13.5%) vs. Q3 2024
- New holders
- 35
- 60 more added
- Sold out
- 20
- 41 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Core Wealth Partners LLC | 11,520 | $251.4K | 0.14% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $245.5K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 10,882 | $237.3K | 0.00% | −1,798−14.2% | Reduced |
| Gsa Capital Partners LLP | 10,880 | $237.0K | 0.02% | +10,880 | New |
| Vident Advisory, LLC | 10,421 | $227.4K | 0.00% | −4,145−28.5% | Reduced |
| TCFG Wealth Management, LLC | 9,800 | $213.8K | 0.11% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 9,750 | $212.7K | 0.01% | −116−1.2% | Reduced |
| Colony Group, LLC | 9,464 | $206.5K | 0.00% | +585+6.6% | Added |
| HighTower Advisors, LLC | 9,315 | $203.3K | 0.00% | −2,461−20.9% | Reduced |
| Wolverine Trading, LLC | 9,265 | $202.0K | 0.00% | +9,265 | New |
| Lido Advisors, LLC | 9,244 | $201.7K | 0.00% | −5,208−36.0% | Reduced |
| Hollencrest Capital Management | 6,701 | $146.2K | 0.01% | +174+2.7% | Added |
| Comerica Bank | 5,556 | $121.2K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 5,000 | $109.1K | 0.00% | −6,161−55.2% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $109.1K | 0.01% | 00.0% | Unchanged |
| Rialto Wealth Management, LLC | 4,809 | $104.9K | 0.03% | +4,809 | New |
| Parallel Advisors, LLC | 4,614 | $100.7K | 0.00% | −239−4.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,000 | $87.3K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 2,700 | $58.9K | 0.00% | −1,500−35.7% | Reduced |
| Brown Brothers Harriman & Co | 2,683 | $58.5K | 0.00% | +2,683 | New |
| MAI Capital Management | 2,676 | $58.4K | 0.00% | +2,676 | New |
| Ronald Blue Trust, Inc. | 2,674 | $58.3K | 0.00% | −4,473−62.6% | Reduced |
| Citigroup Inc | 2,587 | $56.4K | 0.00% | +492+23.5% | Added |
| Capital Analysts, LLC | 2,550 | $56.0K | 0.00% | +669+35.6% | Added |
| EverSource Wealth Advisors, LLC | 2,365 | $51.6K | 0.00% | +25+1.1% | Added |
| Nomura Asset Management Co Ltd | 2,217 | $48.4K | 0.00% | +1,571+243.2% | Added |
| TCTC Holdings, LLC | 2,136 | $46.6K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 2,126 | $46.4K | 0.01% | +732+52.5% | Added |
| Geneos Wealth Management Inc. | 2,090 | $45.6K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2,065 | $45.0K | 0.00% | +1,040+101.5% | Added |
| CIBC Private Wealth Group, LLC | 1,890 | $41.5K | 0.00% | +427+29.2% | Added |
| Signaturefd, LLC | 1,785 | $38.9K | 0.00% | −945−34.6% | Reduced |
| The PNC Financial Services Group, Inc. | 1,566 | $34.2K | 0.00% | −8,228−84.0% | Reduced |
| Ameriflex Group, Inc. | 1,462 | $32.9K | 0.02% | +1,462 | New |
| Promus Capital, LLC | 1,384 | $30.2K | 0.02% | +1,384 | New |
| Larson Financial Group LLC | 1,000 | $21.8K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 1,000 | $21.8K | 0.01% | +1,000 | New |
| Toth Financial Advisory Corp | 670 | $14.6K | 0.00% | +70+11.7% | Added |
| IFP Advisors, Inc | 650 | $14.2K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 500 | $11.2K | 0.00% | −1,550−75.6% | Reduced |
| Ridgewood Investments LLC | 500 | $10.9K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $10.9K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 425 | $9.27K | 0.00% | −125−22.7% | Reduced |
| Jones Financial Companies LLLP | 325 | $7.09K | 0.00% | +325 | New |
| Spectrum Wealth Counsel, LLC | 230 | $5.02K | 0.00% | 00.0% | Unchanged |
| Wingate Wealth Advisors, Inc. | 210 | $4.58K | 0.00% | +210 | New |
| Atlantic Edge Private Wealth Management, LLC | 200 | $4.36K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 150 | $3.27K | 0.00% | +150 | New |
| Quadrant Capital Group LLC | 105 | $2.29K | 0.00% | −216−67.3% | Reduced |
| Caitong International Asset Management Co., Ltd | 99 | $2.16K | 0.00% | +99 | New |
| Delta Asset Management LLC | 70 | $1.53K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 64 | $1.40K | 0.00% | −1,252−95.1% | Reduced |
| Archer Investment Corp | 54 | $1.18K | 0.00% | +2+3.8% | Added |
| Mainstream Capital Management LLC | 35 | $764 | 0.00% | +35 | New |
| Farther Finance Advisors, LLC | 19 | $415 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 13 | $284 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 11 | $240 | 0.00% | +11 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $110 | 0.00% | +5 | New |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −26,598−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −26,593−100.0% | Sold out |
| Pinkerton Retirement Specialists, LLC | 0 | $0 | 0.00% | −16,649−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −15,857−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −14,400−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,273−100.0% | Sold out |
| HFG Advisors, Inc. | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Summit Financial, LLC | 0 | $0 | 0.00% | −10,801−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −9,402−100.0% | Sold out |
| Greenland Capital Management LP | 0 | $0 | 0.00% | −8,200−100.0% | Sold out |
| Walter & Keenan Financial Consulting Co | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Delphi Management Inc | 0 | $0 | 0.00% | −7,220−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −4,955−100.0% | Sold out |
| Darwin Advisors, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| GeoWealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Gen-Wealth Partners Inc | 0 | $0 | 0.00% | −190−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −152−100.0% | Sold out |
| NBT Bank N A | 0 | $0 | 0.00% | −28−100.0% | Sold out |
| Smartleaf Asset Management LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |
| Raymond James Trust N.A. | – | – | – | – | Not filed |
| All Season Financial Advisors, Inc. | – | – | – | – | Not filed |