Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 190 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Capital Southwest Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 166
- −10 vs. Q2 2025
- Shares held
- 16.7M
- −1.09M (−6.1%) vs. Q2 2025
- Total value
- $363.9M
- −$28.5M (−7.3%) vs. Q2 2025
- New holders
- 23
- 70 more added
- Sold out
- 33
- 42 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 190 | $411.8M |
| Q1 2026 | 169 | $369.5M |
| Q4 2025 | 164 | $332.6M |
| Q3 2025 | 166 | $363.9M |
| Q2 2025 | 179 | $392.9M |
| Q1 2025 | 177 | $385.1M |
| Q4 2024 | 162 | $322.4M |
| Q3 2024 | 150 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,457,146 | $31.9M | 0.03% | +109,846+8.2% | Added |
| Sanders Morris Harris LLC | 1,368,607 | $29.9M | 3.95% | −21,732−1.6% | Reduced |
| Two Sigma Advisers, LP | 994,806 | $21.7M | 0.04% | +11,306+1.1% | Added |
| Two Sigma Investments, LP | 892,353 | $19.5M | 0.03% | +131,132+17.2% | Added |
| UBS Group AG | 778,161 | $17.0M | 0.00% | −4,899−0.6% | Reduced |
| Sound Income Strategies, LLC | 756,786 | $15.1M | 0.82% | +54,585+7.8% | Added |
| Melia Wealth LLC | 490,451 | $10.7M | 4.69% | +25,478+5.5% | Added |
| BlackRock, Inc. | 424,388 | $9.28M | 0.00% | +103,668+32.3% | Added |
| Zuckerman Investment Group, LLC | 415,436 | $9.08M | 0.84% | −44,939−9.8% | Reduced |
| Cetera Investment Advisers | 409,967 | $8.96M | 0.01% | +48,245+13.3% | Added |
| Envestnet Asset Management Inc | 364,902 | $7.98M | 0.00% | +29,184+8.7% | Added |
| Legal & General Group Plc | 331,901 | $7.25M | 0.00% | −845−0.3% | Reduced |
| Columbus Macro, LLC | 318,887 | $6.97M | 0.79% | +28,183+9.7% | Added |
| Franklin Resources Inc | 311,230 | $6.80M | 0.00% | +20,468+7.0% | Added |
| Raymond James Financial Inc | 302,853 | $6.62M | 0.00% | +16,256+5.7% | Added |
| Epiq Partners, LLC | 295,429 | $6.46M | 3.05% | +28,629+10.7% | Added |
| Muzinich & Co., Inc. | 273,265 | $5.97M | 2.32% | +47,475+21.0% | Added |
| HRT Financial LP | 258,970 | $5.66M | 0.02% | +16,890+7.0% | Added |
| Marshall Wace, LLP | 252,245 | $5.51M | 0.01% | +105,083+71.4% | Added |
| Morgan Stanley | 233,743 | $5.11M | 0.00% | +6,347+2.8% | Added |
| Goldman Sachs Group Inc | 231,105 | $5.05M | 0.00% | +18,324+8.6% | Added |
| Trexquant Investment LP | 221,689 | $4.85M | 0.05% | +175,059+375.4% | Added |
| Voloridge Investment Management, LLC | 220,367 | $4.82M | 0.02% | +139,726+173.3% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 220,072 | $4.81M | 0.00% | +47,475+27.5% | Added |
| First Manhattan Co | 218,905 | $4.79M | 0.01% | −40,081−15.5% | Reduced |
| Citadel Advisors LLC | 207,150 | $4.53M | 0.00% | −202,091−49.4% | Reduced |
| Womack Financial LLC | 206,354 | $4.51M | 3.42% | +7,031+3.5% | Added |
| Beacon Pointe Advisors, LLC | 195,018 | $4.26M | 0.04% | −31,194−13.8% | Reduced |
| LPL Financial LLC | 194,735 | $4.26M | 0.00% | −10,905−5.3% | Reduced |
| Grace & White Inc | 167,897 | $3.67M | 0.65% | −6,700−3.8% | Reduced |
| Foundations Investment Advisors, LLC | 130,384 | $2.85M | 0.04% | +12,188+10.3% | Added |
| Millennium Management LLC | 130,052 | $2.84M | 0.00% | −396,682−75.3% | Reduced |
| Royal Bank of Canada | 123,826 | $2.71M | 0.00% | −25,229−16.9% | Reduced |
| Advisors Asset Management, Inc. | 122,635 | $2.68M | 0.05% | +10,124+9.0% | Added |
| Neuberger Berman Group LLC | 105,692 | $2.31M | 0.00% | +105,692 | New |
| Naviter Wealth, LLC | 102,757 | $2.25M | 0.26% | +2,652+2.6% | Added |
| Hodges Capital Management Inc. | 101,641 | $2.22M | 0.19% | −4,404−4.2% | Reduced |
| Change Path, LLC | 97,033 | $2.12M | 0.05% | −1,841−1.9% | Reduced |
| Commonwealth Equity Services, LLC | 93,701 | $2.05M | 0.00% | +13,913+17.4% | Added |
| National Asset Management, Inc. | 90,512 | $1.98M | 0.10% | −1,651−1.8% | Reduced |
| Benjamin Edwards Inc | 89,430 | $1.95M | 0.02% | +1,665+1.9% | Added |
| Engineers Gate Manager LP | 88,930 | $1.94M | 0.02% | +47,551+114.9% | Added |
| Denali Advisors LLC | 87,806 | $1.92M | 0.22% | −26,044−22.9% | Reduced |
| Confluence Investment Management LLC | 86,665 | $1.89M | 0.03% | −15,442−15.1% | Reduced |
| First Dallas Securities Inc. | 84,031 | $1.84M | 0.69% | +6,929+9.0% | Added |
| Sovereign's Capital Management, LLC | 76,522 | $1.67M | 0.91% | −526−0.7% | Reduced |
| Moerus Capital Management LLC | 73,983 | $1.62M | 0.66% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 76,509 | $1.55M | 3.17% | +31,294+69.2% | Added |
| Point72 Asset Management, L.P. | 69,900 | $1.53M | 0.00% | −8,908−11.3% | Reduced |
| Great West Life Assurance Co | 68,944 | $1.51M | 0.00% | +17,926+35.1% | Added |
| Prevail Innovative Wealth Advisors, LLC | 68,256 | $1.49M | 0.29% | +11,861+21.0% | Added |
| Redmont Wealth Advisors LLC | 67,876 | $1.48M | 2.07% | +110.0% | Added |
| Quantbot Technologies LP | 63,316 | $1.38M | 0.04% | −12,230−16.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 61,167 | $1.34M | 0.05% | −18,344−23.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 58,639 | $1.28M | 0.28% | −385−0.7% | Reduced |
| State Street Corp | 50,598 | $1.11M | 0.00% | +1,374+2.8% | Added |
| Northern Trust Corp | 50,243 | $1.10M | 0.00% | +4,553+10.0% | Added |
| Cozad Asset Management Inc | 49,676 | $1.09M | 0.09% | +515+1.0% | Added |
| Kestra Advisory Services, LLC | 46,539 | $1.02M | 0.00% | +683+1.5% | Added |
| DRW Securities, LLC | 46,161 | $1.01M | 0.05% | +21,176+84.8% | Added |
| Sunbelt Securities, Inc. | 45,100 | $985.9K | 0.07% | +7,871+21.1% | Added |
| Cornerstone Wealth Management, LLC | 43,083 | $941.8K | 0.05% | +78+0.2% | Added |
| Qube Research & Technologies Ltd | 42,372 | $926.3K | 0.00% | −21,102−33.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 41,052 | $897.4K | 0.38% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 40,161 | $877.9K | 0.25% | −903−2.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 39,724 | $868.4K | 0.14% | −3,234−7.5% | Reduced |
| Newbridge Financial Services Group, Inc. | 38,439 | $840.3K | 0.13% | +35,263+1,110.3% | Added |
| Invesco Ltd. | 36,792 | $804.3K | 0.00% | +2,789+8.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 33,762 | $738.0K | 0.00% | +5,234+18.3% | Added |
| Aquatic Capital Management LLC | 33,741 | $737.6K | 0.01% | +20,412+153.1% | Added |
| Advisor Group Holdings, Inc. | 32,252 | $732.2K | 0.00% | +6,607+25.8% | Added |
| Verition Fund Management LLC | 32,962 | $720.5K | 0.00% | +1,462+4.6% | Added |
| Mariner, LLC | 30,835 | $674.1K | 0.00% | +2,521+8.9% | Added |
| Gsa Capital Partners LLP | 28,309 | $619.0K | 0.05% | +10,435+58.4% | Added |
| Balyasny Asset Management LLC | 27,843 | $608.6K | 0.00% | −518,437−94.9% | Reduced |
| Caxton Associates LLP | 26,267 | $574.2K | 0.02% | +12,010+84.2% | Added |
| Samalin Investment Counsel, LLC | 26,186 | $572.4K | 0.20% | +322+1.2% | Added |
| Guggenheim Capital LLC | 25,547 | $558.5K | 0.00% | +941+3.8% | Added |
| JPMorgan Chase & Co | 25,309 | $553.3K | 0.00% | +16,886+200.5% | Added |
| Bank of America Corp | 25,062 | $547.9K | 0.00% | −2,974−10.6% | Reduced |
| Apollon Wealth Management, LLC | 24,551 | $536.7K | 0.01% | +754+3.2% | Added |
| Catalyst Capital Advisors LLC | 20,000 | $437.2K | 0.01% | 00.0% | Unchanged |
| Vantage Financial Partners, LLC | 19,918 | $435.4K | 0.09% | +19,918 | New |
| FCG Investment Co | 19,314 | $422.2K | 0.20% | +19,314 | New |
| Dearborn Partners LLC | 19,135 | $418.3K | 0.02% | +3,348+21.2% | Added |
| Monticello Wealth Management, LLC | 18,272 | $399.4K | 0.03% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $398.9K | 0.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 17,039 | $372.5K | 0.00% | −3,458−16.9% | Reduced |
| Vident Advisory, LLC | 15,837 | $346.2K | 0.00% | −3,250−17.0% | Reduced |
| Simplex Trading, LLC | 15,577 | $340.0K | 0.01% | +784+5.3% | Added |
| US Bancorp | 13,756 | $300.7K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 13,352 | $291.9K | 0.00% | +13,352 | New |
| Sciencast Management LP | 13,192 | $288.4K | 0.05% | +13,192 | New |
| Brevan Howard Capital Management LP | 13,092 | $286.2K | 0.00% | −41,411−76.0% | Reduced |
| Wedbush Securities Inc | 13,043 | $285.0K | 0.01% | +1,320+11.3% | Added |
| Jump Financial, LLC | 12,890 | $281.8K | 0.00% | −27,689−68.2% | Reduced |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $278.9K | 0.02% | +130+1.0% | Added |
| Grimes & Company, Inc. | 12,633 | $276.2K | 0.01% | −670−5.0% | Reduced |
| Campbell & CO Investment Adviser LLC | 12,513 | $273.5K | 0.02% | −8,360−40.1% | Reduced |
| Bard Associates Inc | 12,373 | $270.5K | 0.07% | −4,883−28.3% | Reduced |