Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Capital Southwest Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- −10 vs. Q2 2025
- Shares held
- 16.7M
- −1.09M (−6.1%) vs. Q2 2025
- Total value
- $363.9M
- −$28.5M (−7.3%) vs. Q2 2025
- New holders
- 23
- 70 more added
- Sold out
- 33
- 42 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $22 | 0.00% | +1 | New |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 3 | $66 | 0.00% | +3 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $110 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 22 | $679 | 0.00% | −8−26.7% | Reduced |
| Delta Asset Management LLC | 70 | $1.53K | 0.00% | 00.0% | Unchanged |
| Caitong International Asset Management Co., Ltd | 133 | $2.91K | 0.00% | +114+600.0% | Added |
| First Horizon Corp | 200 | $4.37K | 0.00% | +200 | New |
| JFS Wealth Advisors, LLC | 200 | $4.37K | 0.00% | +200 | New |
| Rockefeller Capital Management L.P. | 225 | $4.92K | 0.00% | +225 | New |
| LRI Investments, LLC | 250 | $5.46K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 300 | $6.56K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 320 | $7.00K | 0.00% | +320 | New |
| Dunhill Financial, LLC | 400 | $8.74K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 462 | $10.1K | 0.00% | +462 | New |
| Nisa Investment Advisors, LLC | 500 | $10.9K | 0.00% | −3,000−85.7% | Reduced |
| Hager Investment Management Services, LLC | 500 | $10.9K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.1K | 0.00% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 650 | $14.2K | 0.01% | +650 | New |
| HHM Wealth Advisors, LLC | 700 | $15.3K | 0.00% | +200+40.0% | Added |
| Larson Financial Group LLC | 1,000 | $21.9K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $22.4K | 0.00% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,384 | $30.3K | 0.02% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 1,418 | $31.0K | 0.00% | +1,418 | New |
| CIBC Private Wealth Group, LLC | 1,551 | $33.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,566 | $34.2K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,930 | $42.2K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 2,135 | $46.7K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $46.7K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,237 | $48.0K | 0.00% | +2,237 | New |
| Cubist Systematic Strategies, LLC | 2,312 | $50.5K | 0.00% | −104,889−97.8% | Reduced |
| Signaturefd, LLC | 2,483 | $54.3K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 2,648 | $57.9K | 0.00% | −500−15.9% | Reduced |
| Capital Analysts, LLC | 2,754 | $60.0K | 0.00% | +69+2.6% | Added |
| EverSource Wealth Advisors, LLC | 3,055 | $66.8K | 0.00% | +268+9.6% | Added |
| Chilton Capital Management LLC | 3,500 | $76.5K | 0.00% | +3,500 | New |
| MAI Capital Management | 3,524 | $77.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,080 | $89.2K | 0.00% | +80+2.0% | Added |
| Parallel Advisors, LLC | 4,185 | $91.5K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 4,300 | $94.0K | 0.01% | −700−14.0% | Reduced |
| Allworth Financial LP | 4,626 | $101.1K | 0.00% | +26+0.6% | Added |
| Rialto Wealth Management, LLC | 4,809 | $105.1K | 0.03% | 00.0% | Unchanged |
| Group One Trading, L.P. | 5,163 | $112.9K | 0.00% | +5,163 | New |
| Farther Finance Advisors, LLC | 5,275 | $115.3K | 0.00% | +1,577+42.6% | Added |
| VPR Management LLC | 5,500 | $120.2K | 0.05% | +3,000+120.0% | Added |
| BNP Paribas Arbitrage, SA | 5,763 | $126.0K | 0.00% | +5,763 | New |
| Leonteq Securities AG | 6,000 | $131.2K | 0.01% | +500+9.1% | Added |
| Wells Fargo & Company | 7,006 | $153.2K | 0.00% | −5,194−42.6% | Reduced |
| Hollencrest Capital Management | 7,237 | $158.2K | 0.01% | +182+2.6% | Added |
| Argent Trust Co | 9,294 | $203.2K | 0.01% | −114,054−92.5% | Reduced |
| Kingstone Capital Partners Texas, LLC | 9,678 | $212.0K | 0.12% | +9,678 | New |
| Centiva Capital, LP | 10,358 | $226.4K | 0.02% | +10,358 | New |
| HighTower Advisors, LLC | 10,575 | $231.2K | 0.00% | +385+3.8% | Added |
| Quadrature Capital Ltd | 10,605 | $231.5K | 0.00% | +10,605 | New |
| Colony Group, LLC | 10,772 | $235.5K | 0.00% | +1,500+16.2% | Added |
| XTX Topco Ltd | 10,798 | $236.0K | 0.01% | +10,798 | New |
| Virtu Financial LLC | 11,154 | $244.0K | 0.01% | +11,154 | New |
| Geode Capital Management, LLC | 11,251 | $245.9K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $251.8K | 0.12% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,589 | $253.3K | 0.00% | +1,680+17.0% | Added |
| CWM, LLC | 11,652 | $255.0K | 0.00% | +8,722+297.7% | Added |
| Global Retirement Partners, LLC | 12,360 | $270.2K | 0.01% | −335−2.6% | Reduced |
| Bard Associates Inc | 12,373 | $270.5K | 0.07% | −4,883−28.3% | Reduced |
| Campbell & CO Investment Adviser LLC | 12,513 | $273.5K | 0.02% | −8,360−40.1% | Reduced |
| Grimes & Company, Inc. | 12,633 | $276.2K | 0.01% | −670−5.0% | Reduced |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $278.9K | 0.02% | +130+1.0% | Added |
| Jump Financial, LLC | 12,890 | $281.8K | 0.00% | −27,689−68.2% | Reduced |
| Wedbush Securities Inc | 13,043 | $285.0K | 0.01% | +1,320+11.3% | Added |
| Brevan Howard Capital Management LP | 13,092 | $286.2K | 0.00% | −41,411−76.0% | Reduced |
| Sciencast Management LP | 13,192 | $288.4K | 0.05% | +13,192 | New |
| CI Private Wealth, LLC | 13,352 | $291.9K | 0.00% | +13,352 | New |
| US Bancorp | 13,756 | $300.7K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 15,577 | $340.0K | 0.01% | +784+5.3% | Added |
| Vident Advisory, LLC | 15,837 | $346.2K | 0.00% | −3,250−17.0% | Reduced |
| Jane Street Group, LLC | 17,039 | $372.5K | 0.00% | −3,458−16.9% | Reduced |
| LBMC Investment Advisors, LLC | 18,250 | $398.9K | 0.03% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $399.4K | 0.03% | 00.0% | Unchanged |
| Dearborn Partners LLC | 19,135 | $418.3K | 0.02% | +3,348+21.2% | Added |
| FCG Investment Co | 19,314 | $422.2K | 0.20% | +19,314 | New |
| Vantage Financial Partners, LLC | 19,918 | $435.4K | 0.09% | +19,918 | New |
| Catalyst Capital Advisors LLC | 20,000 | $437.2K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 24,551 | $536.7K | 0.01% | +754+3.2% | Added |
| Bank of America Corp | 25,062 | $547.9K | 0.00% | −2,974−10.6% | Reduced |
| JPMorgan Chase & Co | 25,309 | $553.3K | 0.00% | +16,886+200.5% | Added |
| Guggenheim Capital LLC | 25,547 | $558.5K | 0.00% | +941+3.8% | Added |
| Samalin Investment Counsel, LLC | 26,186 | $572.4K | 0.20% | +322+1.2% | Added |
| Caxton Associates LLP | 26,267 | $574.2K | 0.02% | +12,010+84.2% | Added |
| Balyasny Asset Management LLC | 27,843 | $608.6K | 0.00% | −518,437−94.9% | Reduced |
| Gsa Capital Partners LLP | 28,309 | $619.0K | 0.05% | +10,435+58.4% | Added |
| Mariner, LLC | 30,835 | $674.1K | 0.00% | +2,521+8.9% | Added |
| Verition Fund Management LLC | 32,962 | $720.5K | 0.00% | +1,462+4.6% | Added |
| Advisor Group Holdings, Inc. | 32,252 | $732.2K | 0.00% | +6,607+25.8% | Added |
| Aquatic Capital Management LLC | 33,741 | $737.6K | 0.01% | +20,412+153.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 33,762 | $738.0K | 0.00% | +5,234+18.3% | Added |
| Invesco Ltd. | 36,792 | $804.3K | 0.00% | +2,789+8.2% | Added |
| Newbridge Financial Services Group, Inc. | 38,439 | $840.3K | 0.13% | +35,263+1,110.3% | Added |
| Mraz, Amerine & Associates, Inc. | 39,724 | $868.4K | 0.14% | −3,234−7.5% | Reduced |
| Virtus Investment Advisers, Inc. | 40,161 | $877.9K | 0.25% | −903−2.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 41,052 | $897.4K | 0.38% | 00.0% | Unchanged |