Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Capital Southwest Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +8 vs. Q2 2024
- Shares held
- 11.5M
- +706.8K (+6.6%) vs. Q2 2024
- Total value
- $290.2M
- +$9.63M (+3.4%) vs. Q2 2024
- New holders
- 23
- 54 more added
- Sold out
- 15
- 44 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,152,153 | $29.5M | 0.04% | +92,936+8.8% | Added |
| Punch & Associates Investment Management, Inc. | 675,583 | $17.1M | 0.95% | +5,745+0.9% | Added |
| Two Sigma Advisers, LP | 660,600 | $16.7M | 0.04% | −87,700−11.7% | Reduced |
| Zuckerman Investment Group, LLC | 641,459 | $16.2M | 1.67% | +807+0.1% | Added |
| Sanders Morris Harris LLC | 636,164 | $16.1M | 2.67% | −5,305−0.8% | Reduced |
| Sound Income Strategies, LLC | 562,079 | $14.2M | 0.91% | +6,692+1.2% | Added |
| Two Sigma Investments, LP | 473,718 | $12.0M | 0.03% | −87,960−15.7% | Reduced |
| Invesco Ltd. | 399,349 | $10.1M | 0.00% | +54,506+15.8% | Added |
| Melia Wealth LLC | 388,750 | $9.83M | 5.09% | +9,385+2.5% | Added |
| Harbor Capital Advisors, Inc. | 387,647 | $9.80M | 0.43% | +230,513+146.7% | Added |
| Legal & General Group Plc | 332,423 | $8.41M | 0.00% | −5,824−1.7% | Reduced |
| Tectonic Advisors LLC | 328,834 | $8.32M | 0.55% | +48,442+17.3% | Added |
| First Manhattan Co | 306,850 | $7.76M | 0.02% | −53,196−14.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 209,808 | $5.31M | 0.25% | −23,411−10.0% | Reduced |
| BlackRock, Inc. | 199,049 | $5.03M | 0.00% | +199,049 | New |
| LPL Financial LLC | 191,996 | $4.86M | 0.00% | +10,985+6.1% | Added |
| Advisors Asset Management, Inc. | 182,606 | $4.62M | 0.08% | +12,443+7.3% | Added |
| Grace & White Inc | 176,597 | $4.47M | 0.81% | 00.0% | Unchanged |
| Morgan Stanley | 164,461 | $4.16M | 0.00% | −713−0.4% | Reduced |
| Franklin Resources Inc | 154,038 | $3.89M | 0.00% | +30,423+24.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 128,650 | $3.25M | 0.00% | +14,025+12.2% | Added |
| Denali Advisors LLC | 124,653 | $3.15M | 0.34% | +124,653 | New |
| Muzinich & Co., Inc. | 106,072 | $2.68M | 2.12% | +4,117+4.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 102,879 | $2.60M | 0.00% | +4,117+4.2% | Added |
| MML Investors Services, LLC | 102,730 | $2.60M | 0.01% | +56,919+124.2% | Added |
| Confluence Investment Management LLC | 98,463 | $2.49M | 0.03% | +1,251+1.3% | Added |
| Ameriprise Financial Inc | 84,456 | $2.14M | 0.00% | +4,925+6.2% | Added |
| Argent Trust Co | 84,356 | $2.13M | 0.09% | +11,875+16.4% | Added |
| Moerus Capital Management LLC | 82,097 | $2.08M | 0.76% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 81,955 | $2.07M | 0.67% | −1,380−1.7% | Reduced |
| Foundations Investment Advisors, LLC | 81,129 | $2.05M | 0.04% | +13,726+20.4% | Added |
| Benjamin Edwards Inc | 80,201 | $2.03M | 0.03% | +72,710+970.6% | Added |
| Hodges Capital Management Inc. | 78,305 | $1.98M | 0.13% | +5,679+7.8% | Added |
| Barclays PLC | 76,083 | $1.92M | 0.00% | +1,263+1.7% | Added |
| Commonwealth Equity Services, LLC | 74,786 | $1.89M | 0.00% | +6,488+9.5% | Added |
| Marshall Wace, LLP | 72,361 | $1.83M | 0.00% | −1,892−2.5% | Reduced |
| HRT Financial LP | 71,786 | $1.81M | 0.01% | +71,786 | New |
| Redmont Wealth Advisors LLC | 68,658 | $1.74M | 2.69% | −2,526−3.5% | Reduced |
| Legacy Capital Wealth Partners, LLC | 65,164 | $1.65M | 0.33% | −2,855−4.2% | Reduced |
| Raymond James & Associates | 63,757 | $1.61M | 0.00% | −1,117−1.7% | Reduced |
| Royal Bank of Canada | 62,351 | $1.58M | 0.00% | +1,909+3.2% | Added |
| Cozad Asset Management Inc | 60,872 | $1.54M | 0.15% | −3,906−6.0% | Reduced |
| UBS Group AG | 57,079 | $1.44M | 0.00% | −5,040−8.1% | Reduced |
| First Dallas Securities Inc. | 56,512 | $1.43M | 0.60% | +2,289+4.2% | Added |
| National Asset Management, Inc. | 46,685 | $1.18M | 0.03% | −2,298−4.7% | Reduced |
| Mraz, Amerine & Associates, Inc. | 45,244 | $1.14M | 0.21% | −308−0.7% | Reduced |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.09M | 0.51% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 42,385 | $1.07M | 0.01% | +1,326+3.2% | Added |
| Great West Life Assurance Co | 37,612 | $954.0K | 0.00% | +9,441+33.5% | Added |
| Cornerstone Wealth Management, LLC | 37,609 | $951.1K | 0.07% | −146−0.4% | Reduced |
| Global Retirement Partners, LLC | 36,529 | $923.8K | 0.03% | −2,584−6.6% | Reduced |
| Cetera Investment Advisers | 34,201 | $864.9K | 0.00% | −1,671−4.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 31,300 | $792.0K | 0.00% | +2,185+7.5% | Added |
| Beacon Pointe Advisors, LLC | 31,000 | $784.0K | 0.01% | −62−0.2% | Reduced |
| Wells Fargo & Company | 27,974 | $707.5K | 0.00% | −5,907−17.4% | Reduced |
| Cubist Systematic Strategies, LLC | 26,598 | $672.7K | 0.01% | +8,137+44.1% | Added |
| Group One Trading, L.P. | 26,593 | $672.5K | 0.03% | +25,763+3,104.0% | Added |
| Virtus ETF Advisers LLC | 26,353 | $666.5K | 0.31% | −3,472−11.6% | Reduced |
| Sunbelt Securities, Inc. | 24,413 | $617.4K | 0.06% | +120.0% | Added |
| Northern Trust Corp | 24,327 | $615.2K | 0.00% | +24,327 | New |
| Advisor Group Holdings, Inc. | 23,066 | $583.4K | 0.00% | +692+3.1% | Added |
| Raymond James Trust N.A. | 22,441 | $567.5K | 0.01% | −46−0.2% | Reduced |
| Guggenheim Capital LLC | 22,366 | $565.6K | 0.00% | +5,303+31.1% | Added |
| All Season Financial Advisors, Inc. | 21,608 | $546.5K | 0.47% | +166+0.8% | Added |
| Apollon Wealth Management, LLC | 20,554 | $519.8K | 0.01% | +44+0.2% | Added |
| Samalin Investment Counsel, LLC | 20,476 | $517.8K | 0.23% | +2,185+11.9% | Added |
| Dearborn Partners LLC | 19,681 | $497.7K | 0.02% | +1,457+8.0% | Added |
| Citadel Advisors LLC | 19,225 | $486.2K | 0.00% | +19,225 | New |
| Monticello Wealth Management, LLC | 18,272 | $462.1K | 0.04% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $461.5K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 18,180 | $459.8K | 0.16% | 00.0% | Unchanged |
| Pinkerton Retirement Specialists, LLC | 16,649 | $421.1K | 0.06% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 16,577 | $419.2K | 0.00% | +369+2.3% | Added |
| U.S. Capital Wealth Advisors, LLC | 16,000 | $404.6K | 0.01% | +16,000 | New |
| SMH Capital Advisors Inc | 15,946 | $403.3K | 1.25% | −197−1.2% | Reduced |
| Trexquant Investment LP | 15,857 | $401.0K | 0.01% | +15,857 | New |
| Concurrent Investment Advisors, LLC | 15,832 | $400.4K | 0.01% | −1,545−8.9% | Reduced |
| Mariner, LLC | 15,487 | $391.7K | 0.00% | −1,115−6.7% | Reduced |
| Vident Advisory, LLC | 14,566 | $368.4K | 0.01% | +4,178+40.2% | Added |
| Lido Advisors, LLC | 14,452 | $365.5K | 0.00% | +14,452 | New |
| Good Life Advisors, LLC | 14,400 | $364.2K | 0.02% | +14,400 | New |
| US Bancorp | 13,745 | $347.6K | 0.00% | −757−5.2% | Reduced |
| Independent Financial Group, LLC | 13,135 | $332.2K | 0.01% | +1,500+12.9% | Added |
| Autumn Glory Partners, LLC | 13,000 | $328.8K | 0.13% | +5,000+62.5% | Added |
| Goldman Sachs Group Inc | 12,813 | $324.0K | 0.00% | +2,425+23.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 12,680 | $323.3K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 12,625 | $319.3K | 0.01% | −18,255−59.1% | Reduced |
| Envestnet Asset Management Inc | 12,615 | $319.0K | 0.00% | −1,993−13.6% | Reduced |
| Private Advisor Group, LLC | 12,273 | $310.4K | 0.00% | −2,427−16.5% | Reduced |
| HighTower Advisors, LLC | 11,776 | $297.0K | 0.00% | −449−3.7% | Reduced |
| Core Wealth Partners LLC | 11,520 | $291.3K | 0.18% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $284.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 11,161 | $282.3K | 0.00% | +452+4.2% | Added |
| HFG Advisors, Inc. | 11,100 | $280.7K | 0.25% | +11,100 | New |
| CI Private Wealth, LLC | 11,087 | $280.4K | 0.00% | −5,764−34.2% | Reduced |
| Summit Financial, LLC | 10,801 | $273.2K | 0.01% | +10,801 | New |
| Aquatic Capital Management LLC | 10,000 | $252.9K | 0.01% | −12,400−55.4% | Reduced |
| Evergreen Capital Management LLC | 9,866 | $249.5K | 0.01% | 00.0% | Unchanged |
| TCFG Wealth Management, LLC | 9,800 | $247.8K | 0.12% | +9,800 | New |
| The PNC Financial Services Group, Inc. | 9,794 | $247.7K | 0.00% | −5,622−36.5% | Reduced |