Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Capital Southwest Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- +8 vs. Q2 2024
- Shares held
- 11.5M
- +707.8K (+6.6%) vs. Q2 2024
- Total value
- $290.1M
- +$9.66M (+3.4%) vs. Q2 2024
- New holders
- 23
- 54 more added
- Sold out
- 15
- 44 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jump Financial, LLC | 9,402 | $237.8K | 0.00% | −31,962−77.3% | Reduced |
| Colony Group, LLC | 8,879 | $224.6K | 0.00% | 00.0% | Unchanged |
| Greenland Capital Management LP | 8,200 | $207.4K | 0.04% | +8,200 | New |
| Walter & Keenan Financial Consulting Co | 8,000 | $202.3K | 0.06% | 00.0% | Unchanged |
| Bank of America Corp | 7,528 | $190.4K | 0.00% | +1,756+30.4% | Added |
| Ronald Blue Trust, Inc. | 7,147 | $186.5K | 0.00% | +6,711+1,539.2% | Added |
| Delphi Management Inc | 7,220 | $183.0K | 0.17% | +7,220 | New |
| Hollencrest Capital Management | 6,527 | $165.1K | 0.01% | +518+8.6% | Added |
| Comerica Bank | 5,556 | $140.5K | 0.00% | −1,559−21.9% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $126.5K | 0.01% | 00.0% | Unchanged |
| Wintrust Investments LLC | 4,955 | $125.0K | 0.09% | −44,595−90.0% | Reduced |
| Parallel Advisors, LLC | 4,853 | $122.7K | 0.00% | −129−2.6% | Reduced |
| Nisa Investment Advisors, LLC | 4,200 | $106.2K | 0.00% | +4,200 | New |
| Northwestern Mutual Wealth Management Co | 4,000 | $101.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,794 | $96.0K | 0.00% | −1,041−21.5% | Reduced |
| Signaturefd, LLC | 2,730 | $69.0K | 0.00% | −77−2.7% | Reduced |
| EverSource Wealth Advisors, LLC | 2,340 | $59.2K | 0.00% | +90+4.0% | Added |
| TCTC Holdings, LLC | 2,136 | $54.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,095 | $53.0K | 0.00% | +2,095 | New |
| Geneos Wealth Management Inc. | 2,090 | $52.9K | 0.00% | +760+57.1% | Added |
| Proequities, Inc. | 2,050 | $51.8K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 1,881 | $48.0K | 0.00% | −603−24.3% | Reduced |
| CIBC Private Wealth Group, LLC | 1,463 | $37.0K | 0.00% | +913+166.0% | Added |
| Quarry LP | 1,394 | $35.3K | 0.01% | +1,394 | New |
| Tower Research Capital LLC (TRC) | 1,316 | $33.3K | 0.00% | −1,300−49.7% | Reduced |
| CWM, LLC | 1,025 | $26.0K | 0.00% | +1+0.1% | Added |
| Larson Financial Group LLC | 1,000 | $25.3K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 650 | $16.4K | 0.00% | +650 | New |
| Nomura Asset Management Co Ltd | 646 | $16.3K | 0.00% | +342+112.5% | Added |
| Toth Financial Advisory Corp | 600 | $15.2K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $15.2K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 550 | $13.9K | 0.01% | +50+10.0% | Added |
| Ridgewood Investments LLC | 500 | $12.6K | 0.01% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 500 | $12.6K | 0.00% | 00.0% | Unchanged |
| Darwin Advisors, LLC | 400 | $10.1K | 0.00% | +400 | New |
| Quadrant Capital Group LLC | 321 | $8.12K | 0.00% | −182−36.2% | Reduced |
| Spectrum Wealth Counsel, LLC | 230 | $5.82K | 0.00% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 200 | $5.06K | 0.00% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 200 | $5.06K | 0.00% | +200 | New |
| Gen-Wealth Partners Inc | 190 | $4.64K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 152 | $3.85K | 0.00% | −57−27.3% | Reduced |
| Delta Asset Management LLC | 70 | $1.77K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 52 | $1.33K | 0.00% | +1+2.0% | Added |
| CoreCap Advisors, LLC | 29 | $740 | 0.00% | +29 | New |
| NBT Bank N A | 28 | $709 | 0.00% | +1+3.7% | Added |
| Smartleaf Asset Management LLC | 20 | $510 | 0.00% | +20 | New |
| Farther Finance Advisors, LLC | 19 | $481 | 0.00% | +19 | New |
| Lindbrook Capital, LLC | 13 | $329 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $51 | 0.00% | 00.0% | Unchanged |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −75,215−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −38,259−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −12,428−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −12,368−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −12,108−100.0% | Sold out |
| Brown Advisory Inc | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| Moloney Securities Asset Management, LLC | 0 | $0 | 0.00% | −9,515−100.0% | Sold out |
| Inspire Advisors, LLC | 0 | $0 | 0.00% | −8,369−100.0% | Sold out |
| PFG Investments, LLC | 0 | $0 | 0.00% | −8,138−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −7,668−100.0% | Sold out |
| Glass Jacobson Investment Advisors llc | 0 | $0 | 0.00% | −7,126−100.0% | Sold out |
| Redwood Wealth Management Group, LLC | 0 | $0 | 0.00% | −581−100.0% | Sold out |
| Abound Wealth Management | 0 | $0 | 0.00% | −57−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Mather Group, LLC. | 0 | $0 | 0.00% | −56−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |
| McKinley Capital Management LLC /Delaware | – | – | – | – | Not filed |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |
| Institutional & Family Asset Management, LLC | – | – | – | – | Not filed |