Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Capital Southwest Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +5 vs. Q1 2024
- Shares held
- 11.1M
- +253.0K (+2.3%) vs. Q1 2024
- Total value
- $289.8M
- +$19.1M (+7.1%) vs. Q1 2024
- New holders
- 26
- 52 more added
- Sold out
- 21
- 41 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Van Eck Associates Corp | 1,059,217 | $27.6M | 0.04% | +211,992+25.0% | Added |
| Two Sigma Advisers, LP | 748,300 | $19.5M | 0.04% | +362,500+94.0% | Added |
| Punch & Associates Investment Management, Inc. | 669,838 | $17.5M | 1.03% | +525+0.1% | Added |
| Sanders Morris Harris LLC | 641,469 | $16.7M | 2.75% | −2,737−0.4% | Reduced |
| Zuckerman Investment Group, LLC | 640,652 | $16.7M | 1.93% | −2,468−0.4% | Reduced |
| Two Sigma Investments, LP | 561,678 | $14.7M | 0.03% | +162,957+40.9% | Added |
| Sound Income Strategies, LLC | 555,387 | $14.5M | 0.91% | +5,732+1.0% | Added |
| Melia Wealth LLC | 379,365 | $9.90M | 5.40% | +7,292+2.0% | Added |
| First Manhattan Co | 360,046 | $9.39M | 0.03% | −13,279−3.6% | Reduced |
| Invesco Ltd. | 344,843 | $9.00M | 0.00% | +311,884+946.3% | Added |
| Legal & General Group Plc | 338,247 | $8.83M | 0.00% | +9,239+2.8% | Added |
| Tectonic Advisors LLC | 280,392 | $7.32M | 0.53% | +23,694+9.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 233,219 | $6.08M | 0.31% | −6,157−2.6% | Reduced |
| LPL Financial LLC | 181,011 | $4.72M | 0.00% | +27,511+17.9% | Added |
| Grace & White Inc | 176,597 | $4.61M | 0.87% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 170,163 | $4.44M | 0.09% | −924−0.5% | Reduced |
| Morgan Stanley | 165,174 | $4.31M | 0.00% | −411,180−71.3% | Reduced |
| BlackRock Inc. | 163,946 | $4.28M | 0.00% | +5,311+3.3% | Added |
| Harbor Capital Advisors, Inc. | 157,134 | $4.10M | 0.31% | +115,051+273.4% | Added |
| Franklin Resources Inc | 123,615 | $3.23M | 0.00% | +15,055+13.9% | Added |
| McKinley Capital Management LLC /Delaware | 120,509 | $3.14M | 0.55% | +580.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 114,625 | $2.99M | 0.00% | −3,295−2.8% | Reduced |
| Muzinich & Co., Inc. | 101,955 | $2.66M | 2.13% | +26,976+36.0% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 98,762 | $2.58M | 0.00% | +4,061+4.3% | Added |
| Confluence Investment Management LLC | 97,212 | $2.54M | 0.04% | +1,438+1.5% | Added |
| Total Clarity Wealth Management, Inc. | 83,335 | $2.17M | 0.75% | −13,825−14.2% | Reduced |
| Moerus Capital Management LLC | 82,097 | $2.14M | 0.77% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 79,531 | $2.07M | 0.00% | −20,747−20.7% | Reduced |
| Hudson Bay Capital Management LP | 75,215 | $1.96M | 0.01% | +75,215 | New |
| Barclays PLC | 74,820 | $1.95M | 0.00% | +25,318+51.1% | Added |
| Marshall Wace, LLP | 74,253 | $1.94M | 0.00% | +74,253 | New |
| Hodges Capital Management Inc. | 72,626 | $1.89M | 0.13% | +250+0.3% | Added |
| Argent Trust Co | 72,481 | $1.89M | 0.08% | −6,643−8.4% | Reduced |
| Redmont Wealth Advisors LLC | 71,184 | $1.86M | 2.92% | −7,276−9.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 69,218 | $1.81M | 0.03% | +1,253+1.8% | Added |
| Commonwealth Equity Services, LLC | 68,298 | $1.78M | 0.00% | −1,903−2.7% | Reduced |
| Legacy Capital Wealth Partners, LLC | 68,019 | $1.77M | 0.45% | +68,019 | New |
| Foundations Investment Advisors, LLC | 67,403 | $1.76M | 0.04% | +1,950+3.0% | Added |
| Raymond James & Associates | 64,874 | $1.69M | 0.00% | −18,862−22.5% | Reduced |
| Cozad Asset Management Inc | 64,778 | $1.69M | 0.17% | +2,408+3.9% | Added |
| UBS Group AG | 62,119 | $1.62M | 0.00% | +5,528+9.8% | Added |
| Royal Bank of Canada | 60,442 | $1.58M | 0.00% | −4,696−7.2% | Reduced |
| First Dallas Securities Inc. | 54,223 | $1.41M | 0.62% | +775+1.5% | Added |
| Wintrust Investments LLC | 49,550 | $1.29M | 0.11% | +9,400+23.4% | Added |
| National Asset Management, Inc. | 48,983 | $1.28M | 0.03% | −6,271−11.3% | Reduced |
| MML Investors Services, LLC | 45,811 | $1.20M | 0.00% | +45,811 | New |
| Mraz, Amerine & Associates, Inc. | 45,552 | $1.19M | 0.24% | −1,492−3.2% | Reduced |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.13M | 0.56% | 00.0% | Unchanged |
| Jump Financial, LLC | 41,364 | $1.08M | 0.02% | −9,599−18.8% | Reduced |
| Kestra Advisory Services, LLC | 41,059 | $1.07M | 0.01% | −2,805−6.4% | Reduced |
| Global Retirement Partners, LLC | 39,113 | $1.02M | 0.03% | +38,582+7,265.9% | Added |
| Oppenheimer & Co Inc | 38,259 | $998.2K | 0.02% | −1,640−4.1% | Reduced |
| Cornerstone Wealth Management, LLC | 37,755 | $985.0K | 0.08% | +1,155+3.2% | Added |
| Cetera Investment Advisers | 35,872 | $935.9K | 0.00% | −9,524−21.0% | Reduced |
| Wells Fargo & Company | 33,881 | $883.9K | 0.00% | −3,689−9.8% | Reduced |
| Beacon Pointe Advisors, LLC | 31,062 | $810.4K | 0.01% | −406,327−92.9% | Reduced |
| Quantbot Technologies LP | 30,880 | $805.7K | 0.04% | +13,790+80.7% | Added |
| Virtus ETF Advisers LLC | 29,825 | $778.1K | 0.38% | +4,506+17.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 29,115 | $760.0K | 0.00% | −4,045−12.2% | Reduced |
| Great West Life Assurance Co | 28,171 | $736.0K | 0.00% | +565+2.0% | Added |
| Sunbelt Securities, Inc. | 24,401 | $636.6K | 0.07% | +120.0% | Added |
| Raymond James Trust N.A. | 22,487 | $586.7K | 0.01% | −57−0.3% | Reduced |
| Aquatic Capital Management LLC | 22,400 | $584.4K | 0.02% | +3,900+21.1% | Added |
| Advisor Group Holdings, Inc. | 22,374 | $583.8K | 0.00% | −20,607−47.9% | Reduced |
| All Season Financial Advisors, Inc. | 21,442 | $559.4K | 0.51% | −1,346−5.9% | Reduced |
| Apollon Wealth Management, LLC | 20,510 | $535.1K | 0.02% | +37+0.2% | Added |
| Cubist Systematic Strategies, LLC | 18,461 | $481.6K | 0.01% | −19,186−51.0% | Reduced |
| Samalin Investment Counsel, LLC | 18,291 | $477.2K | 0.22% | −144−0.8% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $476.7K | 0.04% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $476.1K | 0.04% | +18,250 | New |
| Dearborn Partners LLC | 18,224 | $475.5K | 0.02% | +1,741+10.6% | Added |
| Bard Associates Inc | 18,180 | $474.3K | 0.18% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 17,377 | $453.4K | 0.01% | +8,631+98.7% | Added |
| Guggenheim Capital LLC | 17,063 | $445.2K | 0.00% | +1,098+6.9% | Added |
| CI Private Wealth, LLC | 16,851 | $439.6K | 0.00% | −3,491−17.2% | Reduced |
| Pinkerton Retirement Specialists, LLC | 16,649 | $434.4K | 0.07% | +16,649 | New |
| Mariner, LLC | 16,602 | $433.1K | 0.00% | +471+2.9% | Added |
| Avantax Advisory Services, Inc. | 16,208 | $422.9K | 0.00% | +5,147+46.5% | Added |
| SMH Capital Advisors Inc | 16,143 | $421.2K | 1.29% | −1,205−6.9% | Reduced |
| The PNC Financial Services Group, Inc. | 15,416 | $402.2K | 0.00% | −556−3.5% | Reduced |
| Private Advisor Group, LLC | 14,700 | $383.5K | 0.00% | +2,625+21.7% | Added |
| Envestnet Asset Management Inc | 14,608 | $381.1K | 0.00% | −10,811−42.5% | Reduced |
| US Bancorp | 14,502 | $378.4K | 0.00% | −162−1.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 12,680 | $328.5K | 0.00% | +12,680 | New |
| Qube Research & Technologies Ltd | 12,428 | $324.2K | 0.00% | +12,428 | New |
| Prospera Financial Services Inc | 12,368 | $322.7K | 0.01% | +12,368 | New |
| HighTower Advisors, LLC | 12,225 | $319.0K | 0.00% | +173+1.4% | Added |
| Jane Street Group, LLC | 12,108 | $315.9K | 0.00% | −47,951−79.8% | Reduced |
| Independent Financial Group, LLC | 11,635 | $303.6K | 0.01% | +11,635 | New |
| Core Wealth Partners LLC | 11,520 | $300.6K | 0.21% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $293.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 10,709 | $279.4K | 0.00% | +464+4.5% | Added |
| Brown Advisory Inc | 10,700 | $279.2K | 0.00% | 00.0% | Unchanged |
| Vident Advisory, LLC | 10,388 | $271.0K | 0.01% | +10,388 | New |
| Goldman Sachs Group Inc | 10,388 | $271.0K | 0.00% | +10,388 | New |
| Evergreen Capital Management LLC | 9,866 | $257.4K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 9,670 | $252.3K | 0.00% | −3,330−25.6% | Reduced |
| Moloney Securities Asset Management, LLC | 9,515 | $248.2K | 0.04% | +9,515 | New |
| Colony Group, LLC | 8,879 | $232.0K | 0.00% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 8,369 | $218.3K | 0.03% | +338+4.2% | Added |