Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Capital Southwest Corp as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 145
- +5 vs. Q1 2024
- Shares held
- 11.1M
- +638.9K (+6.1%) vs. Q1 2024
- Total value
- $289.6M
- +$28.7M (+11.0%) vs. Q1 2024
- New holders
- 26
- 52 more added
- Sold out
- 21
- 41 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $52 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 13 | $339 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 27 | $715 | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 28 | $722 | 0.00% | +1+3.7% | Added |
| Archer Investment Corp | 51 | $1.34K | 0.00% | +51 | New |
| Mather Group, LLC. | 56 | $1.40K | 0.00% | +56 | New |
| Venturi Wealth Management, LLC | 55 | $1.44K | 0.00% | +11+25.0% | Added |
| Abound Wealth Management | 57 | $1.49K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 70 | $1.83K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 190 | $4.96K | 0.00% | 00.0% | Unchanged |
| Atlantic Edge Private Wealth Management, LLC | 200 | $5.22K | 0.00% | +200 | New |
| Harbour Investments, Inc. | 209 | $5.45K | 0.00% | +4+2.0% | Added |
| Spectrum Wealth Counsel, LLC | 230 | $6.00K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 304 | $7.93K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 436 | $10.9K | 0.00% | +372+581.3% | Added |
| Raleigh Capital Management Inc. | 500 | $13.0K | 0.01% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 500 | $13.0K | 0.01% | +500 | New |
| HHM Wealth Advisors, LLC | 500 | $13.0K | 0.00% | +500 | New |
| Quadrant Capital Group LLC | 503 | $13.1K | 0.00% | +47+10.3% | Added |
| CIBC Private Wealth Group, LLC | 550 | $14.8K | 0.00% | −1,000−64.5% | Reduced |
| Redwood Wealth Management Group, LLC | 581 | $15.2K | 0.01% | +581 | New |
| Toth Financial Advisory Corp | 600 | $15.7K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $15.7K | 0.00% | +600 | New |
| Group One Trading, L.P. | 830 | $21.7K | 0.00% | +830 | New |
| Larson Financial Group LLC | 1,000 | $26.1K | 0.00% | −1,017−50.4% | Reduced |
| CWM, LLC | 1,024 | $27.0K | 0.00% | −60−5.5% | Reduced |
| Geneos Wealth Management Inc. | 1,330 | $34.7K | 0.00% | +730+121.7% | Added |
| Proequities, Inc. | 2,050 | $53.5K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $55.7K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,250 | $57.8K | 0.00% | +2,250 | New |
| Capital Analysts, LLC | 2,484 | $65.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,616 | $68.3K | 0.00% | −978−27.2% | Reduced |
| Signaturefd, LLC | 2,807 | $73.2K | 0.00% | +170+6.4% | Added |
| Northwestern Mutual Wealth Management Co | 4,000 | $104.4K | 0.00% | +4,000 | New |
| JPMorgan Chase & Co | 4,835 | $126.1K | 0.00% | −1,665−25.6% | Reduced |
| Parallel Advisors, LLC | 4,982 | $130.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 5,000 | $130.4K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 5,772 | $150.6K | 0.00% | −7,117−55.2% | Reduced |
| Hollencrest Capital Management | 6,009 | $156.8K | 0.01% | +128+2.2% | Added |
| Comerica Bank | 7,115 | $185.6K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 7,126 | $185.9K | 0.07% | +151+2.2% | Added |
| Benjamin Edwards Inc | 7,491 | $195.0K | 0.04% | −262−3.4% | Reduced |
| Atria Wealth Solutions, Inc. | 7,668 | $200.1K | 0.00% | +7,668 | New |
| Walter & Keenan Financial Consulting Co | 8,000 | $208.7K | 0.07% | +8,000 | New |
| Autumn Glory Partners, LLC | 8,000 | $208.7K | 0.11% | +8,000 | New |
| PFG Investments, LLC | 8,138 | $212.3K | 0.02% | +60+0.7% | Added |
| Inspire Advisors, LLC | 8,369 | $218.3K | 0.03% | +338+4.2% | Added |
| Colony Group, LLC | 8,879 | $232.0K | 0.00% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 9,515 | $248.2K | 0.04% | +9,515 | New |
| Evergreen Capital Management LLC | 9,866 | $257.4K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 10,388 | $271.0K | 0.00% | +10,388 | New |
| Vident Advisory, LLC | 10,388 | $271.0K | 0.01% | +10,388 | New |
| Brown Advisory Inc | 10,700 | $279.2K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 10,709 | $279.4K | 0.00% | +464+4.5% | Added |
| Geode Capital Management, LLC | 11,251 | $293.5K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $300.6K | 0.21% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 11,635 | $303.6K | 0.01% | +11,635 | New |
| Jane Street Group, LLC | 12,108 | $315.9K | 0.00% | −47,951−79.8% | Reduced |
| HighTower Advisors, LLC | 12,225 | $319.0K | 0.00% | +173+1.4% | Added |
| Prospera Financial Services Inc | 12,368 | $322.7K | 0.01% | +12,368 | New |
| Qube Research & Technologies Ltd | 12,428 | $324.2K | 0.00% | +12,428 | New |
| Mirae Asset Global Investments Co., Ltd. | 12,680 | $328.5K | 0.00% | +12,680 | New |
| US Bancorp | 14,502 | $378.4K | 0.00% | −162−1.1% | Reduced |
| Envestnet Asset Management Inc | 14,608 | $381.1K | 0.00% | −10,811−42.5% | Reduced |
| Private Advisor Group, LLC | 14,700 | $383.5K | 0.00% | +2,625+21.7% | Added |
| The PNC Financial Services Group, Inc. | 15,416 | $402.2K | 0.00% | −556−3.5% | Reduced |
| SMH Capital Advisors Inc | 16,143 | $421.2K | 1.29% | −1,205−6.9% | Reduced |
| Avantax Advisory Services, Inc. | 16,208 | $422.9K | 0.00% | +5,147+46.5% | Added |
| Mariner, LLC | 16,602 | $433.1K | 0.00% | +471+2.9% | Added |
| Pinkerton Retirement Specialists, LLC | 16,649 | $434.4K | 0.07% | +16,649 | New |
| CI Private Wealth, LLC | 16,851 | $439.6K | 0.00% | −3,491−17.2% | Reduced |
| Guggenheim Capital LLC | 17,063 | $445.2K | 0.00% | +1,098+6.9% | Added |
| Concurrent Investment Advisors, LLC | 17,377 | $453.4K | 0.01% | +8,631+98.7% | Added |
| Bard Associates Inc | 18,180 | $474.3K | 0.18% | 00.0% | Unchanged |
| Dearborn Partners LLC | 18,224 | $475.5K | 0.02% | +1,741+10.6% | Added |
| LBMC Investment Advisors, LLC | 18,250 | $476.1K | 0.04% | +18,250 | New |
| Monticello Wealth Management, LLC | 18,272 | $476.7K | 0.04% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 18,291 | $477.2K | 0.22% | −144−0.8% | Reduced |
| Cubist Systematic Strategies, LLC | 18,461 | $481.6K | 0.01% | −19,186−51.0% | Reduced |
| Apollon Wealth Management, LLC | 20,510 | $535.1K | 0.02% | +37+0.2% | Added |
| All Season Financial Advisors, Inc. | 21,442 | $559.4K | 0.51% | −1,346−5.9% | Reduced |
| Advisor Group Holdings, Inc. | 22,374 | $583.8K | 0.00% | −20,607−47.9% | Reduced |
| Aquatic Capital Management LLC | 22,400 | $584.4K | 0.02% | +3,900+21.1% | Added |
| Raymond James Trust N.A. | 22,487 | $586.7K | 0.01% | −57−0.3% | Reduced |
| Sunbelt Securities, Inc. | 24,401 | $636.6K | 0.07% | +120.0% | Added |
| Great West Life Assurance Co | 28,171 | $736.0K | 0.00% | +565+2.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 29,115 | $760.0K | 0.00% | −4,045−12.2% | Reduced |
| Virtus ETF Advisers LLC | 29,825 | $778.1K | 0.38% | +4,506+17.8% | Added |
| Quantbot Technologies LP | 30,880 | $805.7K | 0.04% | +13,790+80.7% | Added |
| Beacon Pointe Advisors, LLC | 31,062 | $810.4K | 0.01% | −406,327−92.9% | Reduced |
| Wells Fargo & Company | 33,881 | $883.9K | 0.00% | −3,689−9.8% | Reduced |
| Cetera Investment Advisers | 35,872 | $935.9K | 0.00% | −9,524−21.0% | Reduced |
| Cornerstone Wealth Management, LLC | 37,755 | $985.0K | 0.08% | +1,155+3.2% | Added |
| Oppenheimer & Co Inc | 38,259 | $998.2K | 0.02% | −1,640−4.1% | Reduced |
| Global Retirement Partners, LLC | 39,113 | $1.02M | 0.03% | +38,582+7,265.9% | Added |
| Kestra Advisory Services, LLC | 41,059 | $1.07M | 0.01% | −2,805−6.4% | Reduced |
| Jump Financial, LLC | 41,364 | $1.08M | 0.02% | −9,599−18.8% | Reduced |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.13M | 0.56% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 45,552 | $1.19M | 0.24% | −1,492−3.2% | Reduced |
| MML Investors Services, LLC | 45,811 | $1.20M | 0.00% | +45,811 | New |