Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Capital Southwest Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- −3 vs. Q4 2021
- Shares held
- 6.09M
- +205.2K (+3.5%) vs. Q4 2021
- Total value
- $144.5M
- −$4.28M (−2.9%) vs. Q4 2021
- New holders
- 13
- 28 more added
- Sold out
- 16
- 25 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 737,659 | $17.5M | 3.41% | −3,750−0.5% | Reduced |
| Zuckerman Investment Group, LLC | 602,115 | $14.3M | 2.30% | −5,560−0.9% | Reduced |
| Van Eck Associates Corp | 592,968 | $14.1M | 0.03% | +213,942+56.4% | Added |
| Punch & Associates Investment Management, Inc. | 516,624 | $12.3M | 0.70% | +14,349+2.9% | Added |
| First Manhattan Co | 436,471 | $10.4M | 0.03% | +970.0% | Added |
| Sound Income Strategies, LLC | 373,802 | $8.87M | 1.02% | −937−0.3% | Reduced |
| Two Sigma Advisers, LP | 179,300 | $4.25M | 0.01% | −100−0.1% | Reduced |
| Two Sigma Investments, LP | 169,315 | $4.02M | 0.01% | −12,912−7.1% | Reduced |
| Millennium Management LLC | 145,184 | $3.44M | 0.00% | +145,184 | New |
| BlackRock Inc. | 137,341 | $3.26M | 0.00% | −23,381−14.5% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 132,900 | $3.15M | 0.01% | +132,900 | New |
| Legal & General Group Plc | 128,001 | $3.04M | 0.00% | +4,498+3.6% | Added |
| Moerus Capital Management LLC | 127,786 | $3.03M | 0.84% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 120,777 | $2.87M | 0.15% | −23,054−16.0% | Reduced |
| Grace & White Inc | 120,600 | $2.86M | 0.54% | 00.0% | Unchanged |
| McKinley Capital Management LLC /Delaware | 120,564 | $2.86M | 0.28% | +21,656+21.9% | Added |
| Confluence Investment Management LLC | 107,591 | $2.55M | 0.04% | +295+0.3% | Added |
| Marshall Wace, LLP | 85,560 | $2.03M | 0.00% | +33,250+63.6% | Added |
| Royal Bank of Canada | 70,186 | $1.67M | 0.00% | +5,886+9.2% | Added |
| Morgan Stanley | 65,460 | $1.55M | 0.00% | +8,745+15.4% | Added |
| Tectonic Advisors LLC | 58,365 | $1.39M | 0.24% | +8,549+17.2% | Added |
| Ameriprise Financial Inc | 54,597 | $1.30M | 0.00% | −2,857−5.0% | Reduced |
| LPL Financial LLC | 53,783 | $1.28M | 0.00% | +10,872+25.3% | Added |
| National Asset Management, Inc. | 52,414 | $1.24M | 0.04% | +126+0.2% | Added |
| D. E. Shaw & Co., Inc. | 50,649 | $1.20M | 0.00% | +41,505+453.9% | Added |
| Legacy Capital Wealth Partners, LLC | 49,899 | $1.18M | 0.51% | +119+0.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 47,406 | $1.12M | 0.00% | +23,725+100.2% | Added |
| First Republic Investment Management, Inc. | 45,990 | $1.09M | 0.00% | +45,990 | New |
| UBS Group AG | 39,453 | $936.0K | 0.00% | +3,667+10.2% | Added |
| Raymond James & Associates | 35,257 | $837.0K | 0.00% | +1,750+5.2% | Added |
| Kestra Advisory Services, LLC | 31,733 | $753.0K | 0.01% | −747−2.3% | Reduced |
| Quadrature Capital Ltd | 31,549 | $749.0K | 0.03% | −57,001−64.4% | Reduced |
| Roosevelt Investment Group LLC | 26,187 | $621.0K | 0.04% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 25,826 | $613.0K | 0.00% | +777+3.1% | Added |
| Advisory Research Inc | 24,654 | $585.0K | 0.05% | 00.0% | Unchanged |
| Csenge Advisory Group | 24,482 | $581.0K | 0.05% | +5,895+31.7% | Added |
| The PNC Financial Services Group, Inc. | 20,583 | $488.0K | 0.00% | +611+3.1% | Added |
| Advisor Group Holdings, Inc. | 22,558 | $481.0K | 0.00% | −2,001−8.1% | Reduced |
| Virtus ETF Advisers LLC | 20,120 | $477.0K | 0.21% | +5,601+38.6% | Added |
| Bard Associates Inc | 19,685 | $467.0K | 0.16% | −300−1.5% | Reduced |
| Envestnet Asset Management Inc | 18,904 | $449.0K | 0.00% | +8,435+80.6% | Added |
| Bank of Montreal | 18,700 | $448.0K | 0.00% | +18,700 | New |
| Monticello Wealth Management, LLC | 18,272 | $434.0K | 0.04% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,558 | $417.0K | 0.00% | −2,428−12.1% | Reduced |
| Horizon Kinetics Asset Management LLC | 17,000 | $403.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 16,538 | $392.0K | 0.00% | +2,169+15.1% | Added |
| Jump Financial, LLC | 16,300 | $387.0K | 0.02% | −3,900−19.3% | Reduced |
| All Season Financial Advisors, Inc. | 15,902 | $377.0K | 0.27% | −9,025−36.2% | Reduced |
| US Bancorp | 13,700 | $325.0K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 13,000 | $308.0K | 0.00% | +13,000 | New |
| Good Life Advisors, LLC | 12,847 | $305.0K | 0.04% | +12,847 | New |
| Mariner, LLC | 11,819 | $280.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 11,488 | $272.0K | 0.03% | +11,488 | New |
| Private Advisor Group, LLC | 11,394 | $270.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $266.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 11,057 | $261.0K | 0.05% | +2,000+22.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,736 | $255.0K | 0.00% | −675−5.9% | Reduced |
| Brown Advisory Inc | 10,700 | $254.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 10,649 | $253.0K | 0.00% | −24,843−70.0% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $253.0K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $253.0K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 10,495 | $249.0K | 0.00% | −20,316−65.9% | Reduced |
| Trexquant Investment LP | 10,452 | $248.0K | 0.01% | −148−1.4% | Reduced |
| Cetera Investment Advisers | 9,589 | $228.0K | 0.00% | +9,589 | New |
| Guggenheim Capital LLC | 9,338 | $222.0K | 0.00% | +1,010+12.1% | Added |
| Walter & Keenan Financial Consulting Co | 9,000 | $212.0K | 0.07% | 00.0% | Unchanged |
| Great West Life Assurance Co | 7,765 | $196.0K | 0.00% | +726+10.3% | Added |
| Bank of America Corp | 6,419 | $152.0K | 0.00% | −40,691−86.4% | Reduced |
| Wells Fargo & Company | 5,594 | $133.0K | 0.00% | +365+7.0% | Added |
| Quantbot Technologies LP | 4,840 | $114.0K | 0.01% | +4,740+4,740.0% | Added |
| PEAK6 Investments LLC | 4,697 | $111.0K | 0.00% | +4,697 | New |
| Geneos Wealth Management Inc. | 3,642 | $86.0K | 0.00% | −375−9.3% | Reduced |
| Washington Trust Advisors, Inc. | 3,368 | $80.0K | 0.01% | −2,308−40.7% | Reduced |
| TCTC Holdings, LLC | 2,136 | $51.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,002 | $48.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,500 | $35.6K | 0.00% | −2,000−57.1% | Reduced |
| Barclays PLC | 1,200 | $28.0K | 0.00% | +1,200 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $21.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 800 | $19.0K | 0.00% | +800 | New |
| Cambridge Trust Co | 600 | $14.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $8.00K | 0.00% | +355 | New |
| Tradition Wealth Management, LLC | 308 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 283 | $7.00K | 0.00% | +283 | New |
| Signaturefd, LLC | 180 | $4.00K | 0.00% | −16−8.2% | Reduced |
| Group One Trading, L.P. | 100 | $2.00K | 0.00% | −800−88.9% | Reduced |
| Bivin & Associates, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −185,769−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −65,299−100.0% | Sold out |
| Ares Management LLC | 0 | $0 | 0.00% | −63,104−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,505−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −12,096−100.0% | Sold out |
| Capital Asset Advisory Services LLC | 0 | $0 | 0.00% | −9,654−100.0% | Sold out |
| Colony Group LLC | 0 | $0 | 0.00% | −7,979−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,422−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,748−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −3,136−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −1,072−100.0% | Sold out |