Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
Q1 2022 vs. Q4 2021
How the institutions holding Capital Southwest Corp changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Q1 2022 | Change |
|---|---|---|---|
| Holders | 91 | 88 | −3 |
| Shares | 5.87M | 6.07M | +199.2K (+3.4%) |
| Value | $148.3M | $143.9M | −$4.39M (−3.0%) |
New holders (13)
Institutions that held Capital Southwest Corp at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Millennium Management LLC | 145,184 | $3.44M | 0.00% |
| Healthcare of Ontario Pension Plan Trust Fund | 132,900 | $3.15M | 0.01% |
| First Republic Investment Management, Inc. | 45,990 | $1.09M | 0.00% |
| Bank of Montreal | 18,700 | $448.0K | 0.00% |
| Alliancebernstein L.P. | 13,000 | $308.0K | 0.00% |
| Good Life Advisors, LLC | 12,847 | $305.0K | 0.04% |
| IFG Advisory, LLC | 11,488 | $272.0K | 0.03% |
| Cetera Investment Advisers | 9,589 | $228.0K | 0.00% |
| PEAK6 Investments LLC | 4,697 | $111.0K | 0.00% |
| Barclays PLC | 1,200 | $28.0K | 0.00% |
| CIBC Private Wealth Group, LLC | 800 | $19.0K | 0.00% |
| Tompkins Financial Corp | 355 | $8.00K | 0.00% |
| Tower Research Capital LLC (TRC) | 283 | $7.00K | 0.00% |
Sold out (16)
Institutions that held Capital Southwest Corp at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Advisors Asset Management, Inc. | 185,769 | $4.70M |
| Mackenzie Financial Corp | 65,299 | $1.65M |
| Ares Management LLC | 63,104 | $1.59M |
| Virtu Financial LLC | 15,505 | $392.0K |
| Highland Capital Management Fund Advisors, L.P. | 12,096 | $306.0K |
| Capital Asset Advisory Services LLC | 9,654 | $244.0K |
| Colony Group LLC | 7,979 | $202.0K |
| JPMorgan Chase & Co | 6,422 | $162.0K |
| Simplex Trading, LLC | 3,748 | $94.0K |
| Total Clarity Wealth Management, Inc. | 3,136 | $79.0K |
| TCI Wealth Advisors, Inc. | 2,000 | $51.0K |
| Rockbridge Investment Management, LCC | 1,072 | $27.0K |
| Elmwood Wealth Management, Inc. | 597 | $15.0K |
| Ahrens Investment Partners LLC | 500 | $13.0K |
| Northwestern Mutual Wealth Management Co | 212 | $5.00K |
| FMR LLC | 1 | $0 |