Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 190 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
Holders of 5% or more of CSWC
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Capital Southwest Corp, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Capital Southwest Corp on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
2 Schedule 13D and 13G filings on Capital Southwest Corp, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Feb 16, 2021 | Punch & Associates Investment Management, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 12, 2021 | Zuckerman Investment Group, LLC | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
1 notice from officers, directors and other affiliates planning to sell Capital Southwest Corp shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Jun 5, 20264:10 PM ET | William R ThomasDirector | 4.66K | $108.6K | Jun 5, 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |