Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Capital Southwest Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- −3 vs. Q4 2021
- Shares held
- 6.07M
- +199.2K (+3.4%) vs. Q4 2021
- Total value
- $143.9M
- −$4.39M (−3.0%) vs. Q4 2021
- New holders
- 13
- 28 more added
- Sold out
- 16
- 25 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 100 | $2.00K | 0.00% | −800−88.9% | Reduced |
| Bivin & Associates, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 180 | $4.00K | 0.00% | −16−8.2% | Reduced |
| Tradition Wealth Management, LLC | 308 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 283 | $7.00K | 0.00% | +283 | New |
| Tompkins Financial Corp | 355 | $8.00K | 0.00% | +355 | New |
| Allworth Financial LP | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 600 | $14.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 800 | $19.0K | 0.00% | +800 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $21.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 1,200 | $28.0K | 0.00% | +1,200 | New |
| BNP Paribas Arbitrage, SA | 1,500 | $35.6K | 0.00% | −2,000−57.1% | Reduced |
| Huntington National Bank | 2,002 | $48.0K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 2,136 | $51.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 3,368 | $80.0K | 0.01% | −2,308−40.7% | Reduced |
| Geneos Wealth Management Inc. | 3,642 | $86.0K | 0.00% | −375−9.3% | Reduced |
| PEAK6 Investments LLC | 4,697 | $111.0K | 0.00% | +4,697 | New |
| Quantbot Technologies LP | 4,840 | $114.0K | 0.01% | +4,740+4,740.0% | Added |
| Wells Fargo & Company | 5,594 | $133.0K | 0.00% | +365+7.0% | Added |
| Bank of America Corp | 6,419 | $152.0K | 0.00% | −40,691−86.4% | Reduced |
| Great West Life Assurance Co | 7,765 | $196.0K | 0.00% | +726+10.3% | Added |
| Walter & Keenan Financial Consulting Co | 9,000 | $212.0K | 0.07% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 9,338 | $222.0K | 0.00% | +1,010+12.1% | Added |
| Cetera Investment Advisers | 9,589 | $228.0K | 0.00% | +9,589 | New |
| Trexquant Investment LP | 10,452 | $248.0K | 0.01% | −148−1.4% | Reduced |
| HRT Financial LP | 10,495 | $249.0K | 0.00% | −20,316−65.9% | Reduced |
| Susquehanna International Group, LLP | 10,649 | $253.0K | 0.00% | −7,097−40.0% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $253.0K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $253.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $254.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 10,736 | $255.0K | 0.00% | −675−5.9% | Reduced |
| Sunbelt Securities, Inc. | 11,057 | $261.0K | 0.05% | +2,000+22.1% | Added |
| Geode Capital Management, LLC | 11,251 | $266.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,394 | $270.0K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 11,488 | $272.0K | 0.03% | +11,488 | New |
| Mariner, LLC | 11,819 | $280.0K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 12,847 | $305.0K | 0.04% | +12,847 | New |
| Alliancebernstein L.P. | 13,000 | $308.0K | 0.00% | +13,000 | New |
| US Bancorp | 13,700 | $325.0K | 0.00% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 15,902 | $377.0K | 0.27% | −9,025−36.2% | Reduced |
| Jump Financial, LLC | 16,300 | $387.0K | 0.02% | −3,900−19.3% | Reduced |
| Commonwealth Equity Services, LLC | 16,538 | $392.0K | 0.00% | +2,169+15.1% | Added |
| Horizon Kinetics Asset Management LLC | 17,000 | $403.0K | 0.01% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,558 | $417.0K | 0.00% | −2,428−12.1% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $434.0K | 0.04% | 00.0% | Unchanged |
| Bank of Montreal | 18,700 | $448.0K | 0.00% | +18,700 | New |
| Envestnet Asset Management Inc | 18,904 | $449.0K | 0.00% | +8,435+80.6% | Added |
| Bard Associates Inc | 19,685 | $467.0K | 0.16% | −300−1.5% | Reduced |
| Virtus ETF Advisers LLC | 20,120 | $477.0K | 0.21% | +5,601+38.6% | Added |
| Advisor Group Holdings, Inc. | 22,558 | $481.0K | 0.00% | −2,001−8.1% | Reduced |
| The PNC Financial Services Group, Inc. | 20,583 | $488.0K | 0.00% | +611+3.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 23,703 | $562.0K | 0.00% | +22+0.1% | Added |
| Csenge Advisory Group | 24,482 | $581.0K | 0.05% | +5,895+31.7% | Added |
| Advisory Research Inc | 24,654 | $585.0K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 25,826 | $613.0K | 0.00% | +777+3.1% | Added |
| Roosevelt Investment Group LLC | 26,187 | $621.0K | 0.04% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 31,549 | $749.0K | 0.03% | −57,001−64.4% | Reduced |
| Kestra Advisory Services, LLC | 31,733 | $753.0K | 0.01% | −747−2.3% | Reduced |
| Raymond James & Associates | 35,257 | $837.0K | 0.00% | +1,750+5.2% | Added |
| UBS Group AG | 39,453 | $936.0K | 0.00% | +3,667+10.2% | Added |
| First Republic Investment Management, Inc. | 45,990 | $1.09M | 0.00% | +45,990 | New |
| Legacy Capital Wealth Partners, LLC | 49,899 | $1.18M | 0.51% | +119+0.2% | Added |
| D. E. Shaw & Co., Inc. | 50,649 | $1.20M | 0.00% | +41,505+453.9% | Added |
| National Asset Management, Inc. | 52,414 | $1.24M | 0.04% | +126+0.2% | Added |
| LPL Financial LLC | 53,783 | $1.28M | 0.00% | +10,872+25.3% | Added |
| Ameriprise Financial Inc | 54,597 | $1.30M | 0.00% | −2,857−5.0% | Reduced |
| Tectonic Advisors LLC | 58,365 | $1.39M | 0.24% | +8,549+17.2% | Added |
| Morgan Stanley | 65,460 | $1.55M | 0.00% | +8,745+15.4% | Added |
| Royal Bank of Canada | 70,186 | $1.67M | 0.00% | +5,886+9.2% | Added |
| Marshall Wace, LLP | 85,560 | $2.03M | 0.00% | +33,250+63.6% | Added |
| Confluence Investment Management LLC | 107,591 | $2.55M | 0.04% | +295+0.3% | Added |
| McKinley Capital Management LLC /Delaware | 120,564 | $2.86M | 0.28% | +21,656+21.9% | Added |
| Grace & White Inc | 120,600 | $2.86M | 0.54% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 120,777 | $2.87M | 0.15% | −23,054−16.0% | Reduced |
| Moerus Capital Management LLC | 127,786 | $3.03M | 0.84% | 00.0% | Unchanged |
| Legal & General Group Plc | 128,001 | $3.04M | 0.00% | +4,498+3.6% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 132,900 | $3.15M | 0.01% | +132,900 | New |
| BlackRock Inc. | 137,341 | $3.26M | 0.00% | −23,381−14.5% | Reduced |
| Millennium Management LLC | 145,184 | $3.44M | 0.00% | +145,184 | New |
| Two Sigma Investments, LP | 169,315 | $4.02M | 0.01% | −12,912−7.1% | Reduced |
| Two Sigma Advisers, LP | 179,300 | $4.25M | 0.01% | −100−0.1% | Reduced |
| Sound Income Strategies, LLC | 373,802 | $8.87M | 1.02% | −937−0.3% | Reduced |
| First Manhattan Co | 436,471 | $10.4M | 0.03% | +970.0% | Added |
| Punch & Associates Investment Management, Inc. | 516,624 | $12.3M | 0.70% | +14,349+2.9% | Added |
| Van Eck Associates Corp | 592,968 | $14.1M | 0.03% | +213,942+56.4% | Added |
| Zuckerman Investment Group, LLC | 602,115 | $14.3M | 2.30% | −5,560−0.9% | Reduced |
| Sanders Morris Harris LLC | 737,659 | $17.5M | 3.41% | −3,750−0.5% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −185,769−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −65,299−100.0% | Sold out |
| Ares Management LLC | 0 | $0 | 0.00% | −63,104−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,505−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −12,096−100.0% | Sold out |
| Capital Asset Advisory Services LLC | 0 | $0 | 0.00% | −9,654−100.0% | Sold out |
| Colony Group LLC | 0 | $0 | 0.00% | −7,979−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,422−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −3,748−100.0% | Sold out |
| Total Clarity Wealth Management, Inc. | 0 | $0 | 0.00% | −3,136−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −1,072−100.0% | Sold out |