Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Capital Southwest Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +26 vs. Q3 2023
- Shares held
- 10.3M
- +1.90M (+22.6%) vs. Q3 2023
- Total value
- $243.7M
- +$51.7M (+26.9%) vs. Q3 2023
- New holders
- 38
- 49 more added
- Sold out
- 12
- 29 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 781,986 | $18.5M | 1.08% | +8,425+1.1% | Added |
| Van Eck Associates Corp | 731,498 | $17.3M | 0.03% | +70,093+10.6% | Added |
| Melia Wealth LLC | 682,337 | $16.2M | 8.50% | +682,337 | New |
| Zuckerman Investment Group, LLC | 613,137 | $14.5M | 1.88% | −30,692−4.8% | Reduced |
| Sound Income Strategies, LLC | 532,307 | $12.6M | 1.05% | +7,913+1.5% | Added |
| Beacon Pointe Advisors, LLC | 405,411 | $9.61M | 0.12% | +362,981+855.5% | Added |
| Invesco Ltd. | 380,951 | $9.03M | 0.00% | −58,434−13.3% | Reduced |
| Two Sigma Investments, LP | 378,964 | $8.98M | 0.02% | +173,496+84.4% | Added |
| First Manhattan Co | 376,494 | $8.92M | 0.03% | −9,864−2.6% | Reduced |
| Two Sigma Advisers, LP | 351,500 | $8.33M | 0.02% | +181,000+106.2% | Added |
| Legal & General Group Plc | 308,987 | $7.33M | 0.00% | +32,832+11.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 247,300 | $5.86M | 0.33% | +62,602+33.9% | Added |
| Tectonic Advisors LLC | 241,935 | $5.73M | 0.48% | +12,497+5.4% | Added |
| BlackRock Inc. | 191,052 | $4.53M | 0.00% | +10,676+5.9% | Added |
| Morgan Stanley | 178,796 | $4.24M | 0.00% | +90,984+103.6% | Added |
| Grace & White Inc | 176,597 | $4.19M | 0.73% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 163,232 | $3.87M | 0.08% | −31,890−16.3% | Reduced |
| Ameriprise Financial Inc | 159,015 | $3.77M | 0.00% | +71,264+81.2% | Added |
| LPL Financial LLC | 145,396 | $3.45M | 0.00% | +16,290+12.6% | Added |
| Hudson Bay Capital Management LP | 130,741 | $3.10M | 0.03% | +130,741 | New |
| McKinley Capital Management LLC /Delaware | 122,548 | $2.90M | 0.37% | +86+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 115,094 | $2.73M | 0.00% | +11,359+11.0% | Added |
| Raymond James & Associates | 103,744 | $2.46M | 0.00% | +13,667+15.2% | Added |
| Millennium Management LLC | 98,831 | $2.34M | 0.00% | +98,831 | New |
| Confluence Investment Management LLC | 96,099 | $2.28M | 0.03% | −296−0.3% | Reduced |
| Moerus Capital Management LLC | 95,730 | $2.27M | 0.68% | −10,540−9.9% | Reduced |
| Total Clarity Wealth Management, Inc. | 94,060 | $2.23M | 0.91% | +94,060 | New |
| Marshall Wace, LLP | 93,744 | $2.22M | 0.00% | +93,744 | New |
| Citadel Advisors LLC | 81,866 | $1.94M | 0.00% | +19,217+30.7% | Added |
| Putnam Investments LLC | 81,291 | $1.93M | 0.00% | +21,648+36.3% | Added |
| Redmont Wealth Advisors LLC | 79,925 | $1.89M | 2.76% | +4,413+5.8% | Added |
| Muzinich & Co., Inc. | 74,979 | $1.78M | 1.54% | +42,412+130.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 71,786 | $1.70M | 0.00% | +39,219+120.4% | Added |
| Goldman Sachs Group Inc | 68,682 | $1.63M | 0.00% | +68,682 | New |
| Argent Trust Co | 68,555 | $1.62M | 0.08% | +68,555 | New |
| Legacy Capital Wealth Partners, LLC | 68,284 | $1.62M | 0.46% | −5,693−7.7% | Reduced |
| Hodges Capital Management Inc. | 67,563 | $1.60M | 0.08% | +4,159+6.6% | Added |
| Royal Bank of Canada | 66,468 | $1.58M | 0.00% | −20,263−23.4% | Reduced |
| Quadrature Capital Ltd | 57,646 | $1.37M | 0.02% | +24,075+71.7% | Added |
| Foundations Investment Advisors, LLC | 54,558 | $1.33M | 0.04% | +54,558 | New |
| National Asset Management, Inc. | 54,331 | $1.29M | 0.03% | −923−1.7% | Reduced |
| Mraz, Amerine & Associates, Inc. | 49,930 | $1.18M | 0.25% | −814−1.6% | Reduced |
| First Dallas Securities Inc. | 49,827 | $1.18M | 0.61% | +49,827 | New |
| Jump Financial, LLC | 49,700 | $1.18M | 0.04% | +49,700 | New |
| Wells Fargo & Company | 47,369 | $1.12M | 0.00% | −5,977−11.2% | Reduced |
| UBS Group AG | 47,180 | $1.12M | 0.00% | +1,884+4.2% | Added |
| Commonwealth Equity Services, LLC | 45,233 | $1.07M | 0.00% | −7,074−13.5% | Reduced |
| Kestra Advisory Services, LLC | 43,584 | $1.03M | 0.01% | +3,924+9.9% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.02M | 0.52% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 40,654 | $963.5K | 0.02% | +9,066+28.7% | Added |
| Tudor Investment Corp Et Al | 38,298 | $907.7K | 0.01% | +38,298 | New |
| Advisor Group Holdings, Inc. | 36,868 | $873.8K | 0.00% | −2,337−6.0% | Reduced |
| Great West Life Assurance Co | 36,291 | $855.0K | 0.00% | −3,726−9.3% | Reduced |
| Cetera Investment Advisers | 35,180 | $833.8K | 0.01% | −3,958−10.1% | Reduced |
| Cornerstone Wealth Management, LLC | 33,426 | $792.2K | 0.07% | +1,733+5.5% | Added |
| HighTower Advisors, LLC | 32,286 | $761.0K | 0.00% | +19,263+147.9% | Added |
| Envestnet Asset Management Inc | 31,917 | $756.4K | 0.00% | −6,383−16.7% | Reduced |
| All Season Financial Advisors, Inc. | 28,747 | $681.3K | 0.58% | −655−2.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 28,187 | $668.0K | 0.00% | −5,259−15.7% | Reduced |
| Simplex Trading, LLC | 26,844 | $636.0K | 0.02% | +25,502+1,900.3% | Added |
| Quantbot Technologies LP | 26,332 | $624.1K | 0.04% | +3,677+16.2% | Added |
| CI Private Wealth, LLC | 24,979 | $592.0K | 0.00% | +1,676+7.2% | Added |
| Winton Group Ltd | 22,704 | $538.1K | 0.04% | +5,714+33.6% | Added |
| ExodusPoint Capital Management, LP | 22,591 | $535.0K | 0.01% | +22,591 | New |
| Apollon Wealth Management, LLC | 20,429 | $484.2K | 0.02% | +1,139+5.9% | Added |
| Sunbelt Securities, Inc. | 19,431 | $460.5K | 0.06% | +12+0.1% | Added |
| Virtus ETF Advisers LLC | 19,238 | $455.9K | 0.29% | −8,519−30.7% | Reduced |
| Bard Associates Inc | 18,510 | $438.7K | 0.17% | −300−1.6% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $433.0K | 0.04% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 17,900 | $424.0K | 0.01% | +16,600+1,276.9% | Added |
| D. E. Shaw & Co., Inc. | 17,638 | $418.0K | 0.00% | +17,638 | New |
| Raymond James Trust N.A. | 17,324 | $410.6K | 0.01% | +1,563+9.9% | Added |
| SMH Capital Advisors Inc | 16,944 | $401.6K | 0.87% | −79−0.5% | Reduced |
| Samalin Investment Counsel, LLC | 16,630 | $394.1K | 0.20% | +5,782+53.3% | Added |
| The PNC Financial Services Group, Inc. | 15,972 | $378.5K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 15,989 | $378.0K | 0.00% | +15,989 | New |
| Mariner, LLC | 15,821 | $375.0K | 0.00% | +3,473+28.1% | Added |
| Horizon Kinetics Asset Management LLC | 15,600 | $369.7K | 0.01% | −800−4.9% | Reduced |
| US Bancorp | 14,828 | $351.4K | 0.00% | +951+6.9% | Added |
| Atria Wealth Solutions, Inc. | 13,670 | $324.0K | 0.00% | −1,434−9.5% | Reduced |
| Cetera Advisors LLC | 12,644 | $299.7K | 0.00% | +1,592+14.4% | Added |
| Virtu Financial LLC | 12,547 | $297.0K | 0.02% | +12,547 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 12,282 | $291.1K | 0.00% | −31,889−72.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $278.1K | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 11,587 | $274.6K | 0.00% | +1,079+10.3% | Added |
| Squarepoint Ops LLC | 11,539 | $273.5K | 0.00% | +11,539 | New |
| Core Wealth Partners LLC | 11,520 | $273.0K | 0.22% | 00.0% | Unchanged |
| Group One Trading, L.P. | 11,372 | $269.5K | 0.01% | +9,300+448.8% | Added |
| Good Life Advisors, LLC | 11,283 | $267.4K | 0.03% | −1,130−9.1% | Reduced |
| Geode Capital Management, LLC | 11,251 | $266.6K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $253.6K | 0.00% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 10,447 | $247.6K | 0.02% | +10,447 | New |
| Creative Planning | 9,895 | $234.5K | 0.00% | +9,895 | New |
| Private Advisor Group, LLC | 9,870 | $233.9K | 0.00% | +9,870 | New |
| Evergreen Capital Management LLC | 9,866 | $233.8K | 0.01% | +9,866 | New |
| Avantax Advisory Services, Inc. | 9,470 | $224.4K | 0.00% | +9,470 | New |
| Colony Group, LLC | 9,129 | $216.0K | 0.00% | +9,129 | New |
| JPMorgan Chase & Co | 8,624 | $204.4K | 0.00% | +4,312+100.0% | Added |
| Precision Wealth Strategies, LLC | 8,615 | $204.2K | 0.20% | +8,615 | New |
| Inspire Advisors, LLC | 8,560 | $202.9K | 0.03% | +8,560 | New |