Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Capital Southwest Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +26 vs. Q3 2023
- Shares held
- 10.2M
- +1.80M (+21.5%) vs. Q3 2023
- Total value
- $241.5M
- +$49.5M (+25.8%) vs. Q3 2023
- New holders
- 38
- 48 more added
- Sold out
- 12
- 29 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ronald Blue Trust, Inc. | 4 | $0 | 0.00% | +4 | New |
| Huntington National Bank | 2 | $47 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $47 | 0.00% | +2 | New |
| Financial Synergies Wealth Advisors, Inc. | 20 | $342 | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 26 | $607 | 0.00% | +26 | New |
| Institutional & Family Asset Management, LLC | 26 | $625 | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 57 | $1.35K | 0.00% | +57 | New |
| Venturi Wealth Management, LLC | 66 | $1.56K | 0.00% | +11+20.0% | Added |
| Delta Asset Management LLC | 70 | $1.66K | 0.00% | 00.0% | Unchanged |
| Spectrum Wealth Counsel, LLC | 230 | $5.45K | 0.00% | +230 | New |
| Focused Wealth Management, Inc | 250 | $5.92K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 236 | $6.00K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 304 | $7.21K | 0.00% | +304 | New |
| Tompkins Financial Corp | 355 | $8.41K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 456 | $10.8K | 0.00% | +216+90.0% | Added |
| Toth Financial Advisory Corp | 600 | $14.2K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 643 | $15.2K | 0.00% | +643 | New |
| GWM Advisors LLC | 800 | $19.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 955 | $22.6K | 0.00% | +955 | New |
| Larson Financial Group LLC | 1,000 | $23.7K | 0.00% | +1,000 | New |
| CWM, LLC | 1,023 | $24.0K | 0.00% | +1+0.1% | Added |
| Tower Research Capital LLC (TRC) | 1,093 | $25.9K | 0.00% | −793−42.0% | Reduced |
| Global Retirement Partners, LLC | 1,041 | $26.3K | 0.00% | +1,041 | New |
| Cape Investment Advisory, Inc. | 1,328 | $31.5K | 0.02% | +1,328 | New |
| Morton Brown Family Wealth, LLC | 1,439 | $34.1K | 0.01% | +1,439 | New |
| USA Financial Portformulas Corp | 1,991 | $47.2K | 0.01% | +1,991 | New |
| Proequities, Inc. | 2,050 | $48.6K | 0.00% | +750+57.7% | Added |
| TCTC Holdings, LLC | 2,136 | $50.6K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,484 | $59.0K | 0.00% | −207−7.7% | Reduced |
| Signaturefd, LLC | 2,563 | $60.7K | 0.00% | +1,404+121.1% | Added |
| JPMorgan Chase & Co | 4,312 | $102.2K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,853 | $115.0K | 0.00% | −262−5.1% | Reduced |
| Washington Trust Advisors, Inc. | 5,000 | $118.5K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 5,615 | $133.1K | 0.01% | +134+2.4% | Added |
| Bank of America Corp | 6,406 | $151.8K | 0.00% | −5,655−46.9% | Reduced |
| Comerica Bank | 7,115 | $168.6K | 0.00% | 00.0% | Unchanged |
| Mutual Advisors, LLC | 8,471 | $200.8K | 0.01% | +8,471 | New |
| Inspire Advisors, LLC | 8,560 | $202.9K | 0.03% | +8,560 | New |
| Precision Wealth Strategies, LLC | 8,615 | $204.2K | 0.20% | +8,615 | New |
| Colony Group, LLC | 9,129 | $216.0K | 0.00% | +9,129 | New |
| Avantax Advisory Services, Inc. | 9,470 | $224.4K | 0.00% | +9,470 | New |
| Evergreen Capital Management LLC | 9,866 | $233.8K | 0.01% | +9,866 | New |
| Private Advisor Group, LLC | 9,870 | $233.9K | 0.00% | +9,870 | New |
| Creative Planning | 9,895 | $234.5K | 0.00% | +9,895 | New |
| Campbell & CO Investment Adviser LLC | 10,447 | $247.6K | 0.02% | +10,447 | New |
| Brown Advisory Inc | 10,700 | $253.6K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $266.6K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 11,283 | $267.4K | 0.03% | −1,130−9.1% | Reduced |
| Group One Trading, L.P. | 11,372 | $269.5K | 0.01% | +9,300+448.8% | Added |
| Core Wealth Partners LLC | 11,520 | $273.0K | 0.22% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 11,539 | $273.5K | 0.00% | +11,539 | New |
| Guggenheim Capital LLC | 11,587 | $274.6K | 0.00% | +1,079+10.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $278.1K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 12,282 | $291.1K | 0.00% | −31,889−72.2% | Reduced |
| Virtu Financial LLC | 12,547 | $297.0K | 0.02% | +12,547 | New |
| Cetera Advisors LLC | 12,644 | $299.7K | 0.00% | +1,592+14.4% | Added |
| Atria Wealth Solutions, Inc. | 13,670 | $324.0K | 0.00% | −1,434−9.5% | Reduced |
| US Bancorp | 14,828 | $351.4K | 0.00% | +951+6.9% | Added |
| Horizon Kinetics Asset Management LLC | 15,600 | $369.7K | 0.01% | −800−4.9% | Reduced |
| Mariner, LLC | 15,821 | $375.0K | 0.00% | +3,473+28.1% | Added |
| HRT Financial LP | 15,989 | $378.0K | 0.00% | +15,989 | New |
| The PNC Financial Services Group, Inc. | 15,972 | $378.5K | 0.00% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 16,630 | $394.1K | 0.20% | +5,782+53.3% | Added |
| SMH Capital Advisors Inc | 16,944 | $401.6K | 0.87% | −79−0.5% | Reduced |
| Raymond James Trust N.A. | 17,324 | $410.6K | 0.01% | +1,563+9.9% | Added |
| D. E. Shaw & Co., Inc. | 17,638 | $418.0K | 0.00% | +17,638 | New |
| Aquatic Capital Management LLC | 17,900 | $424.0K | 0.01% | +16,600+1,276.9% | Added |
| Monticello Wealth Management, LLC | 18,272 | $433.0K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 18,510 | $438.7K | 0.17% | −300−1.6% | Reduced |
| Virtus ETF Advisers LLC | 19,238 | $455.9K | 0.29% | −8,519−30.7% | Reduced |
| Sunbelt Securities, Inc. | 19,431 | $460.5K | 0.06% | +12+0.1% | Added |
| Apollon Wealth Management, LLC | 20,429 | $484.2K | 0.02% | +1,139+5.9% | Added |
| ExodusPoint Capital Management, LP | 22,591 | $535.0K | 0.01% | +22,591 | New |
| Winton Group Ltd | 22,704 | $538.1K | 0.04% | +5,714+33.6% | Added |
| CI Private Wealth, LLC | 24,979 | $592.0K | 0.00% | +1,676+7.2% | Added |
| Quantbot Technologies LP | 26,332 | $624.1K | 0.04% | +3,677+16.2% | Added |
| Simplex Trading, LLC | 26,844 | $636.0K | 0.02% | +25,502+1,900.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 28,187 | $668.0K | 0.00% | −5,259−15.7% | Reduced |
| All Season Financial Advisors, Inc. | 28,747 | $681.3K | 0.58% | −655−2.2% | Reduced |
| Envestnet Asset Management Inc | 31,917 | $756.4K | 0.00% | −6,383−16.7% | Reduced |
| HighTower Advisors, LLC | 32,286 | $761.0K | 0.00% | +19,263+147.9% | Added |
| Cornerstone Wealth Management, LLC | 33,426 | $792.2K | 0.07% | +1,733+5.5% | Added |
| Cetera Investment Advisers | 35,180 | $833.8K | 0.01% | −3,958−10.1% | Reduced |
| Great West Life Assurance Co | 36,291 | $855.0K | 0.00% | −3,726−9.3% | Reduced |
| Advisor Group Holdings, Inc. | 36,868 | $873.8K | 0.00% | −2,337−6.0% | Reduced |
| Tudor Investment Corp Et Al | 38,298 | $907.7K | 0.01% | +38,298 | New |
| Oppenheimer & Co Inc | 40,654 | $963.5K | 0.02% | +9,066+28.7% | Added |
| Caldwell Sutter Capital, Inc. | 43,228 | $1.02M | 0.52% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 43,584 | $1.03M | 0.01% | +3,924+9.9% | Added |
| Commonwealth Equity Services, LLC | 45,233 | $1.07M | 0.00% | −7,074−13.5% | Reduced |
| UBS Group AG | 47,180 | $1.12M | 0.00% | +1,884+4.2% | Added |
| Wells Fargo & Company | 47,369 | $1.12M | 0.00% | −5,977−11.2% | Reduced |
| Jump Financial, LLC | 49,700 | $1.18M | 0.04% | +49,700 | New |
| First Dallas Securities Inc. | 49,827 | $1.18M | 0.61% | +49,827 | New |
| Mraz, Amerine & Associates, Inc. | 49,930 | $1.18M | 0.25% | −814−1.6% | Reduced |
| National Asset Management, Inc. | 54,331 | $1.29M | 0.03% | −923−1.7% | Reduced |
| Foundations Investment Advisors, LLC | 54,558 | $1.33M | 0.04% | +54,558 | New |
| Quadrature Capital Ltd | 57,646 | $1.37M | 0.02% | +24,075+71.7% | Added |
| Royal Bank of Canada | 66,468 | $1.58M | 0.00% | −20,263−23.4% | Reduced |
| Hodges Capital Management Inc. | 67,563 | $1.60M | 0.09% | +4,159+6.6% | Added |