Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Capital Southwest Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +15 vs. Q3 2022
- Shares held
- 9.05M
- +1.30M (+16.8%) vs. Q3 2022
- Total value
- $154.5M
- +$23.3M (+17.7%) vs. Q3 2022
- New holders
- 25
- 41 more added
- Sold out
- 10
- 17 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 875,326 | $15.0M | 0.02% | +165,544+23.3% | Added |
| Punch & Associates Investment Management, Inc. | 748,057 | $12.8M | 0.83% | +225,222+43.1% | Added |
| Sanders Morris Harris LLC | 717,914 | $12.3M | 4.65% | +1,775+0.2% | Added |
| Zuckerman Investment Group, LLC | 632,520 | $10.8M | 1.71% | +10,251+1.6% | Added |
| Invesco Ltd. | 573,726 | $9.81M | 0.00% | +573,726 | New |
| Sound Income Strategies, LLC | 467,367 | $7.99M | 1.02% | +66,718+16.7% | Added |
| Van Eck Associates Corp | 439,227 | $7.51M | 0.02% | +75,459+20.7% | Added |
| First Manhattan Co | 416,340 | $7.12M | 0.03% | −7,776−1.8% | Reduced |
| Two Sigma Advisers, LP | 396,700 | $6.78M | 0.02% | +166,000+72.0% | Added |
| Two Sigma Investments, LP | 298,617 | $5.11M | 0.02% | +128,670+75.7% | Added |
| Citadel Advisors LLC | 227,318 | $3.89M | 0.00% | +159,926+237.3% | Added |
| BlackRock Inc. | 208,960 | $3.57M | 0.00% | +3,668+1.8% | Added |
| Marshall Wace, LLP | 191,577 | $3.28M | 0.01% | −64,006−25.0% | Reduced |
| Advisors Asset Management, Inc. | 182,163 | $3.11M | 0.06% | −13,022−6.7% | Reduced |
| Legal & General Group Plc | 181,800 | $3.11M | 0.00% | +18,945+11.6% | Added |
| Grace & White Inc | 177,471 | $3.03M | 0.60% | +8,000+4.7% | Added |
| Raymond James & Associates | 170,661 | $2.92M | 0.00% | +134,706+374.7% | Added |
| Tectonic Advisors LLC | 149,709 | $2.56M | 0.40% | +42,987+40.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 139,158 | $2.38M | 0.15% | +1,513+1.1% | Added |
| McKinley Capital Management LLC /Delaware | 114,266 | $1.95M | 0.26% | −5,177−4.3% | Reduced |
| Confluence Investment Management LLC | 112,617 | $1.93M | 0.03% | +5,849+5.5% | Added |
| Moerus Capital Management LLC | 106,270 | $1.82M | 0.55% | −19,550−15.5% | Reduced |
| LPL Financial LLC | 104,218 | $1.78M | 0.00% | +20,905+25.1% | Added |
| Royal Bank of Canada | 88,331 | $1.51M | 0.00% | +2,064+2.4% | Added |
| Ameriprise Financial Inc | 83,385 | $1.43M | 0.00% | +10,484+14.4% | Added |
| Legacy Capital Wealth Partners, LLC | 62,366 | $1.07M | 0.51% | +9,469+17.9% | Added |
| National Asset Management, Inc. | 61,545 | $1.05M | 0.03% | +2,869+4.9% | Added |
| Morgan Stanley | 48,817 | $834.8K | 0.00% | +25,068+105.6% | Added |
| First Republic Investment Management, Inc. | 45,990 | $786.4K | 0.00% | 00.0% | Unchanged |
| Mraz, Amerine & Associates, Inc. | 43,900 | $750.7K | 0.18% | +22,352+103.7% | Added |
| Caldwell Sutter Capital, Inc. | 42,528 | $727.2K | 0.64% | +42,528 | New |
| Quadrature Capital Ltd | 40,393 | $690.7K | 0.02% | +40,393 | New |
| Qube Research & Technologies Ltd | 39,440 | $674.4K | 0.00% | +39,440 | New |
| Advisory Research Inc | 36,466 | $623.6K | 0.06% | +520+1.4% | Added |
| GraniteShares Advisors LLC | 35,682 | $609.6K | 0.50% | +35,682 | New |
| Kestra Advisory Services, LLC | 34,800 | $595.1K | 0.01% | −2,339−6.3% | Reduced |
| Gsa Capital Partners LLP | 32,777 | $560.0K | 0.07% | +32,777 | New |
| Great West Life Assurance Co | 32,151 | $553.0K | 0.00% | +701+2.2% | Added |
| Envestnet Asset Management Inc | 30,920 | $528.7K | 0.00% | +1,141+3.8% | Added |
| Commonwealth Equity Services, LLC | 30,578 | $522.0K | 0.00% | +7,449+32.2% | Added |
| UBS Group AG | 29,284 | $500.8K | 0.00% | +6,957+31.2% | Added |
| Schonfeld Strategic Advisors LLC | 27,400 | $468.5K | 0.00% | +15,400+128.3% | Added |
| CI Private Wealth, LLC | 25,580 | $437.4K | 0.00% | +25,580 | New |
| Susquehanna International Group, LLP | 24,359 | $416.5K | 0.00% | +13,715+128.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,969 | $393.0K | 0.00% | −2,082−8.3% | Reduced |
| Virtus ETF Advisers LLC | 21,826 | $373.2K | 0.19% | +365+1.7% | Added |
| Cetera Investment Advisers | 21,403 | $366.0K | 0.00% | +1,632+8.3% | Added |
| Banque Pictet & Cie SA | 20,000 | $342.0K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 20,000 | $342.0K | 0.06% | 00.0% | Unchanged |
| Bard Associates Inc | 18,910 | $323.4K | 0.14% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,561 | $317.4K | 0.06% | +2,325+14.3% | Added |
| Monticello Wealth Management, LLC | 18,272 | $312.5K | 0.03% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 17,935 | $306.7K | 0.45% | +17,935 | New |
| All Season Financial Advisors, Inc. | 17,308 | $296.0K | 0.26% | +488+2.9% | Added |
| Quantbot Technologies LP | 17,135 | $293.0K | 0.02% | +17,035+17,035.0% | Added |
| Horizon Kinetics Asset Management LLC | 17,000 | $290.7K | 0.00% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 16,977 | $290.3K | 0.01% | −10,412−38.0% | Reduced |
| First Dallas Securities Inc. | 16,500 | $282.0K | 0.17% | +16,500 | New |
| Advisor Group Holdings, Inc. | 16,374 | $280.0K | 0.00% | −178−1.1% | Reduced |
| The PNC Financial Services Group, Inc. | 15,972 | $273.1K | 0.00% | −642−3.9% | Reduced |
| Hodges Capital Management Inc. | 15,620 | $267.0K | 0.02% | +15,620 | New |
| US Bancorp | 13,700 | $234.3K | 0.00% | −1,226−8.2% | Reduced |
| BNP Paribas Arbitrage, SA | 13,521 | $231.2K | 0.00% | +1,886+16.2% | Added |
| Good Life Advisors, LLC | 12,903 | $220.7K | 0.03% | +545+4.4% | Added |
| Mariner, LLC | 11,820 | $202.0K | 0.00% | −41−0.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $200.7K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $197.0K | 0.22% | +11,520 | New |
| Geode Capital Management, LLC | 11,251 | $192.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,177 | $191.1K | 0.00% | +258+2.4% | Added |
| Brown Advisory Inc | 10,700 | $183.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 10,624 | $182.0K | 0.00% | −10,734−50.3% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $182.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 10,451 | $179.0K | 0.02% | +10,451 | New |
| State Farm Mutual Automobile Insurance Co | 10,000 | $171.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 6,143 | $105.0K | 0.00% | +1,298+26.8% | Added |
| Simplex Trading, LLC | 5,222 | $89.0K | 0.00% | +5,222 | New |
| Hollencrest Capital Management | 5,032 | $86.1K | 0.01% | +5,032 | New |
| Wells Fargo & Company | 4,936 | $84.4K | 0.00% | −684−12.2% | Reduced |
| Washington Trust Advisors, Inc. | 4,174 | $71.4K | 0.01% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,691 | $46.0K | 0.00% | +76+2.9% | Added |
| TCTC Holdings, LLC | 2,136 | $36.5K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,086 | $35.7K | 0.00% | +2,086 | New |
| U.S. Capital Wealth Advisors, LLC | 2,000 | $34.2K | 0.00% | +2,000 | New |
| Belpointe Asset Management LLC | 1,977 | $33.8K | 0.00% | +1,977 | New |
| Quarry LP | 1,891 | $32.3K | 0.04% | +1,891 | New |
| My Personal CFO, LLC | 800 | $13.7K | 0.01% | +800 | New |
| Madden Securities Corp | 650 | $11.1K | 0.01% | +650 | New |
| Toth Financial Advisory Corp | 600 | $10.3K | 0.00% | 00.0% | Unchanged |
| Tompkins Financial Corp | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 330 | $5.64K | 0.00% | −258−43.9% | Reduced |
| Group One Trading, L.P. | 300 | $5.13K | 0.00% | −100−25.0% | Reduced |
| Focused Wealth Management, Inc | 250 | $4.28K | 0.00% | +250 | New |
| Tradition Wealth Management, LLC | 236 | $4.00K | 0.00% | −72−23.4% | Reduced |
| Quadrant Capital Group LLC | 140 | $2.39K | 0.00% | +140 | New |
| Johnson Financial Group, Inc. | 107 | $1.83K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 70 | $1.20K | 0.00% | +70 | New |
| Farther Finance Advisors, LLC | 25 | $428 | 0.00% | +25 | New |
| Financial Synergies Wealth Advisors, Inc. | 20 | $342 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,634 | $199 | 0.00% | +502+4.5% | Added |
| Huntington National Bank | 2 | $34 | 0.00% | 00.0% | Unchanged |