Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Capital Southwest Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +15 vs. Q3 2022
- Shares held
- 9.05M
- +1.30M (+16.8%) vs. Q3 2022
- Total value
- $154.5M
- +$23.3M (+17.7%) vs. Q3 2022
- New holders
- 25
- 41 more added
- Sold out
- 10
- 17 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 800 | $14 | 0.00% | +800 | New |
| Huntington National Bank | 2 | $34 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,634 | $199 | 0.00% | +502+4.5% | Added |
| Financial Synergies Wealth Advisors, Inc. | 20 | $342 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 25 | $428 | 0.00% | +25 | New |
| Delta Asset Management LLC | 70 | $1.20K | 0.00% | +70 | New |
| Johnson Financial Group, Inc. | 107 | $1.83K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 140 | $2.39K | 0.00% | +140 | New |
| Tradition Wealth Management, LLC | 236 | $4.00K | 0.00% | −72−23.4% | Reduced |
| Focused Wealth Management, Inc | 250 | $4.28K | 0.00% | +250 | New |
| Group One Trading, L.P. | 300 | $5.13K | 0.00% | −100−25.0% | Reduced |
| Signaturefd, LLC | 330 | $5.64K | 0.00% | −258−43.9% | Reduced |
| Tompkins Financial Corp | 355 | $6.00K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $10.3K | 0.00% | 00.0% | Unchanged |
| Madden Securities Corp | 650 | $11.1K | 0.01% | +650 | New |
| My Personal CFO, LLC | 800 | $13.7K | 0.01% | +800 | New |
| Quarry LP | 1,891 | $32.3K | 0.04% | +1,891 | New |
| Belpointe Asset Management LLC | 1,977 | $33.8K | 0.00% | +1,977 | New |
| U.S. Capital Wealth Advisors, LLC | 2,000 | $34.2K | 0.00% | +2,000 | New |
| Parallel Advisors, LLC | 2,086 | $35.7K | 0.00% | +2,086 | New |
| TCTC Holdings, LLC | 2,136 | $36.5K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,691 | $46.0K | 0.00% | +76+2.9% | Added |
| Washington Trust Advisors, Inc. | 4,174 | $71.4K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,936 | $84.4K | 0.00% | −684−12.2% | Reduced |
| Hollencrest Capital Management | 5,032 | $86.1K | 0.01% | +5,032 | New |
| Simplex Trading, LLC | 5,222 | $89.0K | 0.00% | +5,222 | New |
| Bank of America Corp | 6,143 | $105.0K | 0.00% | +1,298+26.8% | Added |
| State Farm Mutual Automobile Insurance Co | 10,000 | $171.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 10,451 | $179.0K | 0.02% | +10,451 | New |
| JPMorgan Chase & Co | 10,624 | $182.0K | 0.00% | −10,734−50.3% | Reduced |
| Segall Bryant & Hamill, LLC | 10,664 | $182.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $183.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,177 | $191.1K | 0.00% | +258+2.4% | Added |
| Geode Capital Management, LLC | 11,251 | $192.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $197.0K | 0.24% | +11,520 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $200.7K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 11,820 | $202.0K | 0.00% | −41−0.3% | Reduced |
| Good Life Advisors, LLC | 12,903 | $220.7K | 0.03% | +545+4.4% | Added |
| BNP Paribas Arbitrage, SA | 13,521 | $231.2K | 0.00% | +1,886+16.2% | Added |
| US Bancorp | 13,700 | $234.3K | 0.00% | −1,226−8.2% | Reduced |
| Hodges Capital Management Inc. | 15,620 | $267.0K | 0.02% | +15,620 | New |
| The PNC Financial Services Group, Inc. | 15,972 | $273.1K | 0.00% | −642−3.9% | Reduced |
| Advisor Group Holdings, Inc. | 16,374 | $280.0K | 0.00% | −178−1.1% | Reduced |
| First Dallas Securities Inc. | 16,500 | $282.0K | 0.17% | +16,500 | New |
| Susquehanna Fundamental Investments, LLC | 16,977 | $290.3K | 0.01% | −10,412−38.0% | Reduced |
| Horizon Kinetics Asset Management LLC | 17,000 | $290.7K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 17,135 | $293.0K | 0.02% | +17,035+17,035.0% | Added |
| All Season Financial Advisors, Inc. | 17,308 | $296.0K | 0.26% | +488+2.9% | Added |
| SMH Capital Advisors Inc | 17,935 | $306.7K | 0.45% | +17,935 | New |
| Monticello Wealth Management, LLC | 18,272 | $312.5K | 0.03% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 18,561 | $317.4K | 0.06% | +2,325+14.3% | Added |
| Bard Associates Inc | 18,910 | $323.4K | 0.14% | 00.0% | Unchanged |
| Banque Pictet & Cie SA | 20,000 | $342.0K | 0.00% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 20,000 | $342.0K | 0.06% | 00.0% | Unchanged |
| Cetera Investment Advisers | 21,403 | $366.0K | 0.00% | +1,632+8.3% | Added |
| Virtus ETF Advisers LLC | 21,826 | $373.2K | 0.19% | +365+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,969 | $393.0K | 0.00% | −2,082−8.3% | Reduced |
| Susquehanna International Group, LLP | 24,359 | $416.5K | 0.00% | +13,715+128.9% | Added |
| CI Private Wealth, LLC | 25,580 | $437.4K | 0.00% | +25,580 | New |
| Schonfeld Strategic Advisors LLC | 27,400 | $468.5K | 0.00% | +15,400+128.3% | Added |
| UBS Group AG | 29,284 | $500.8K | 0.00% | +6,957+31.2% | Added |
| Commonwealth Equity Services, LLC | 30,578 | $522.0K | 0.00% | +7,449+32.2% | Added |
| Envestnet Asset Management Inc | 30,920 | $528.7K | 0.00% | +1,141+3.8% | Added |
| Great West Life Assurance Co | 32,151 | $553.0K | 0.00% | +701+2.2% | Added |
| Gsa Capital Partners LLP | 32,777 | $560.0K | 0.07% | +32,777 | New |
| Kestra Advisory Services, LLC | 34,800 | $595.1K | 0.01% | −2,339−6.3% | Reduced |
| GraniteShares Advisors LLC | 35,682 | $609.6K | 0.50% | +35,682 | New |
| Advisory Research Inc | 36,466 | $623.6K | 0.06% | +520+1.4% | Added |
| Qube Research & Technologies Ltd | 39,440 | $674.4K | 0.00% | +39,440 | New |
| Quadrature Capital Ltd | 40,393 | $690.7K | 0.02% | +40,393 | New |
| Caldwell Sutter Capital, Inc. | 42,528 | $727.2K | 0.64% | +42,528 | New |
| Mraz, Amerine & Associates, Inc. | 43,900 | $750.7K | 0.18% | +22,352+103.7% | Added |
| First Republic Investment Management, Inc. | 45,990 | $786.4K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 48,817 | $834.8K | 0.00% | +25,068+105.6% | Added |
| National Asset Management, Inc. | 61,545 | $1.05M | 0.03% | +2,869+4.9% | Added |
| Legacy Capital Wealth Partners, LLC | 62,366 | $1.07M | 0.51% | +9,469+17.9% | Added |
| Ameriprise Financial Inc | 83,385 | $1.43M | 0.00% | +10,484+14.4% | Added |
| Royal Bank of Canada | 88,331 | $1.51M | 0.00% | +2,064+2.4% | Added |
| LPL Financial LLC | 104,218 | $1.78M | 0.00% | +20,905+25.1% | Added |
| Moerus Capital Management LLC | 106,270 | $1.82M | 0.55% | −19,550−15.5% | Reduced |
| Confluence Investment Management LLC | 112,617 | $1.93M | 0.03% | +5,849+5.5% | Added |
| McKinley Capital Management LLC /Delaware | 114,266 | $1.95M | 0.26% | −5,177−4.3% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 139,158 | $2.38M | 0.15% | +1,513+1.1% | Added |
| Tectonic Advisors LLC | 149,709 | $2.56M | 0.40% | +42,987+40.3% | Added |
| Raymond James & Associates | 170,661 | $2.92M | 0.00% | +134,706+374.7% | Added |
| Grace & White Inc | 177,471 | $3.03M | 0.60% | +8,000+4.7% | Added |
| Legal & General Group Plc | 181,800 | $3.11M | 0.00% | +18,945+11.6% | Added |
| Advisors Asset Management, Inc. | 182,163 | $3.11M | 0.06% | −13,022−6.7% | Reduced |
| Marshall Wace, LLP | 191,577 | $3.28M | 0.01% | −64,006−25.0% | Reduced |
| BlackRock Inc. | 208,960 | $3.57M | 0.00% | +3,668+1.8% | Added |
| Citadel Advisors LLC | 227,318 | $3.89M | 0.00% | +159,926+237.3% | Added |
| Two Sigma Investments, LP | 298,617 | $5.11M | 0.02% | +128,670+75.7% | Added |
| Two Sigma Advisers, LP | 396,700 | $6.78M | 0.02% | +166,000+72.0% | Added |
| First Manhattan Co | 416,340 | $7.12M | 0.03% | −7,776−1.8% | Reduced |
| Van Eck Associates Corp | 439,227 | $7.51M | 0.02% | +75,459+20.7% | Added |
| Sound Income Strategies, LLC | 467,367 | $7.99M | 1.02% | +66,718+16.7% | Added |
| Invesco Ltd. | 573,726 | $9.81M | 0.00% | +573,726 | New |
| Zuckerman Investment Group, LLC | 632,520 | $10.8M | 1.71% | +10,251+1.6% | Added |
| Sanders Morris Harris LLC | 717,914 | $12.3M | 4.65% | +1,775+0.2% | Added |