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Capital Southwest Corp

CSWC
Exchange
Nasdaq
SEC CIK
0000017313

No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

Q4 2022 vs. Q3 2022

How the institutions holding Capital Southwest Corp changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of CSWC: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders892102+15
Shares7.79M42.0K9.05M+1.30M (+16.8%)
Value$131.9M$710.0K$154.5M+$23.3M (+17.7%)

2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (25)

Institutions that held Capital Southwest Corp at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to CSWC in Q4 2022
InstitutionSharesValue% of portfolio
Invesco Ltd.573,726$9.81M0.00%
Caldwell Sutter Capital, Inc.42,528$727.2K0.64%
Quadrature Capital Ltd40,393$690.7K0.02%
Qube Research & Technologies Ltd39,440$674.4K0.00%
GraniteShares Advisors LLC35,682$609.6K0.50%
Gsa Capital Partners LLP32,777$560.0K0.07%
CI Private Wealth, LLC25,580$437.4K0.00%
SMH Capital Advisors Inc17,935$306.7K0.45%
First Dallas Securities Inc.16,500$282.0K0.17%
Hodges Capital Management Inc.15,620$267.0K0.02%
Core Wealth Partners LLC11,520$197.0K0.24%
Dynamic Technology Lab Private Ltd10,451$179.0K0.02%
Simplex Trading, LLC5,222$89.0K0.00%
Hollencrest Capital Management5,032$86.1K0.01%
Parallel Advisors, LLC2,086$35.7K0.00%
U.S. Capital Wealth Advisors, LLC2,000$34.2K0.00%
Belpointe Asset Management LLC1,977$33.8K0.00%
Quarry LP1,891$32.3K0.04%
My Personal CFO, LLC800$13.7K0.01%
Madden Securities Corp650$11.1K0.01%
Focused Wealth Management, Inc250$4.28K0.00%
Quadrant Capital Group LLC140$2.39K0.00%
Delta Asset Management LLC70$1.20K0.00%
Farther Finance Advisors, LLC25$4280.00%
GWM Advisors LLC800$140.00%

Sold out (10)

Institutions that held Capital Southwest Corp at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of CSWC in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Deutsche Bank AG703,851$11.9M
Jump Financial, LLC24,400$413.0K
Alliancebernstein L.P.24,296$412.0K
Trexquant Investment LP23,763$403.0K
Csenge Advisory Group23,556$399.0K
Goldman Sachs Group Inc12,534$212.0K
PEAK6 Investments LLC8,323$141.0K
Aquatic Capital Management LLC4,100$69.0K
Castle Wealth Management LLC635$11.0K
Cambridge Trust Co600$10.0K

Not filed for Q4 2022 yet (2)

Institutions that held Capital Southwest Corp at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CSWC in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Roosevelt Investment Group LLC25,580$433.0K
Cornerstone Wealth Management, LLC16,378$277.0K