Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Capital Southwest Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −1 vs. Q4 2022
- Shares held
- 8.17M
- −871.4K (−9.6%) vs. Q4 2022
- Total value
- $145.3M
- −$9.14M (−5.9%) vs. Q4 2022
- New holders
- 15
- 38 more added
- Sold out
- 16
- 22 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Punch & Associates Investment Management, Inc. | 851,447 | $15.1M | 0.98% | +103,390+13.8% | Added |
| Sanders Morris Harris LLC | 723,089 | $12.9M | 4.49% | +5,175+0.7% | Added |
| Zuckerman Investment Group, LLC | 657,576 | $11.7M | 1.78% | +25,056+4.0% | Added |
| Invesco Ltd. | 570,553 | $10.1M | 0.00% | −3,173−0.6% | Reduced |
| Van Eck Associates Corp | 502,208 | $8.93M | 0.02% | +62,981+14.3% | Added |
| Sound Income Strategies, LLC | 493,526 | $8.77M | 0.95% | +26,159+5.6% | Added |
| First Manhattan Co | 401,307 | $7.14M | 0.03% | −15,033−3.6% | Reduced |
| Millennium Management LLC | 351,928 | $6.26M | 0.01% | −523,398−59.8% | Reduced |
| Two Sigma Advisers, LP | 255,400 | $4.54M | 0.01% | −141,300−35.6% | Reduced |
| Legal & General Group Plc | 219,639 | $3.91M | 0.00% | +37,839+20.8% | Added |
| Tectonic Advisors LLC | 194,120 | $3.45M | 0.47% | +44,411+29.7% | Added |
| Advisors Asset Management, Inc. | 192,365 | $3.42M | 0.07% | +10,202+5.6% | Added |
| Grace & White Inc | 177,471 | $3.16M | 0.61% | 00.0% | Unchanged |
| BlackRock Inc. | 177,232 | $3.15M | 0.00% | −31,728−15.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 154,657 | $2.75M | 0.17% | +15,499+11.1% | Added |
| McKinley Capital Management LLC /Delaware | 114,989 | $2.04M | 0.27% | +723+0.6% | Added |
| LPL Financial LLC | 114,510 | $2.04M | 0.00% | +10,292+9.9% | Added |
| Two Sigma Investments, LP | 112,625 | $2.00M | 0.01% | −185,992−62.3% | Reduced |
| Moerus Capital Management LLC | 106,270 | $1.89M | 0.57% | 00.0% | Unchanged |
| Raymond James & Associates | 99,378 | $1.77M | 0.00% | −71,283−41.8% | Reduced |
| Golden Green, Inc. | 98,413 | $1.75M | 2.05% | +98,413 | New |
| Confluence Investment Management LLC | 95,563 | $1.70M | 0.03% | −17,054−15.1% | Reduced |
| Ameriprise Financial Inc | 85,910 | $1.52M | 0.00% | +2,525+3.0% | Added |
| Royal Bank of Canada | 85,531 | $1.52M | 0.00% | −2,800−3.2% | Reduced |
| GraniteShares Advisors LLC | 82,783 | $1.47M | 1.30% | +47,101+132.0% | Added |
| Legacy Capital Wealth Partners, LLC | 67,130 | $1.19M | 0.33% | +4,764+7.6% | Added |
| National Asset Management, Inc. | 63,881 | $1.14M | 0.03% | +2,336+3.8% | Added |
| Mraz, Amerine & Associates, Inc. | 51,069 | $908.0K | 0.22% | +7,169+16.3% | Added |
| Putnam Investments LLC | 50,599 | $899.6K | 0.00% | +50,599 | New |
| First Republic Investment Management, Inc. | 45,990 | $817.7K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 43,228 | $768.6K | 0.56% | +700+1.6% | Added |
| Advisory Research Inc | 42,439 | $754.6K | 0.12% | +5,973+16.4% | Added |
| Emerald Mutual Fund Advisers Trust | 40,470 | $719.6K | 0.04% | +40,470 | New |
| Envestnet Asset Management Inc | 38,936 | $692.3K | 0.00% | +8,016+25.9% | Added |
| Kestra Advisory Services, LLC | 37,332 | $663.8K | 0.01% | +2,532+7.3% | Added |
| UBS Group AG | 36,144 | $642.6K | 0.00% | +6,860+23.4% | Added |
| Morgan Stanley | 35,532 | $631.8K | 0.00% | −13,285−27.2% | Reduced |
| Cetera Investment Advisers | 35,239 | $626.5K | 0.01% | +13,836+64.6% | Added |
| Commonwealth Equity Services, LLC | 33,074 | $588.0K | 0.00% | +2,496+8.2% | Added |
| Wells Fargo & Company | 29,181 | $518.9K | 0.00% | +24,245+491.2% | Added |
| Great West Life Assurance Co | 28,941 | $516.0K | 0.00% | −3,210−10.0% | Reduced |
| All Season Financial Advisors, Inc. | 27,888 | $495.9K | 0.45% | +10,580+61.1% | Added |
| Cornerstone Wealth Management, LLC | 26,840 | $477.2K | 0.05% | +26,840 | New |
| Quadrature Capital Ltd | 26,608 | $473.5K | 0.01% | −13,785−34.1% | Reduced |
| CI Private Wealth, LLC | 25,671 | $456.4K | 0.00% | +91+0.4% | Added |
| Virtus ETF Advisers LLC | 25,428 | $452.1K | 0.25% | +3,602+16.5% | Added |
| Advisor Group Holdings, Inc. | 23,672 | $419.8K | 0.00% | +7,298+44.6% | Added |
| First Dallas Securities Inc. | 22,500 | $400.0K | 0.24% | +6,000+36.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 22,127 | $393.0K | 0.00% | −842−3.7% | Reduced |
| Hodges Capital Management Inc. | 20,371 | $356.0K | 0.03% | +4,751+30.4% | Added |
| Bank of America Corp | 19,352 | $344.1K | 0.00% | +13,209+215.0% | Added |
| Bard Associates Inc | 18,910 | $336.2K | 0.14% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $312.5K | 0.03% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 17,217 | $312.0K | 1.85% | −718−4.0% | Reduced |
| Sunbelt Securities, Inc. | 17,622 | $308.4K | 0.05% | −939−5.1% | Reduced |
| Susquehanna Fundamental Investments, LLC | 16,977 | $301.9K | 0.01% | 00.0% | Unchanged |
| Horizon Kinetics Asset Management LLC | 16,600 | $295.1K | 0.01% | −400−2.4% | Reduced |
| The PNC Financial Services Group, Inc. | 15,972 | $284.0K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 15,324 | $272.5K | 0.00% | +15,324 | New |
| US Bancorp | 13,700 | $243.6K | 0.00% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 13,177 | $234.3K | 0.03% | +274+2.1% | Added |
| Mariner, LLC | 12,760 | $227.0K | 0.00% | +940+8.0% | Added |
| Raymond James Trust N.A. | 12,007 | $213.0K | 0.01% | +12,007 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,736 | $208.7K | 0.00% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 11,520 | $204.8K | 0.21% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 11,251 | $200.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $190.2K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $189.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 10,577 | $188.1K | 0.00% | −28,863−73.2% | Reduced |
| Stifel Financial Corp | 10,316 | $183.4K | 0.00% | +10,316 | New |
| Gsa Capital Partners LLP | 10,201 | $181.0K | 0.02% | −22,576−68.9% | Reduced |
| State Farm Mutual Automobile Insurance Co | 10,000 | $177.8K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 7,564 | $134.5K | 0.01% | +7,564 | New |
| Simplex Trading, LLC | 5,616 | $99.0K | 0.00% | +394+7.5% | Added |
| Hollencrest Capital Management | 5,183 | $92.2K | 0.01% | +151+3.0% | Added |
| JPMorgan Chase & Co | 4,862 | $86.0K | 0.00% | −5,762−54.2% | Reduced |
| Tower Research Capital LLC (TRC) | 4,372 | $78.0K | 0.00% | +4,372 | New |
| Group One Trading, L.P. | 3,903 | $69.4K | 0.00% | +3,603+1,201.0% | Added |
| Washington Trust Advisors, Inc. | 3,674 | $65.3K | 0.01% | −500−12.0% | Reduced |
| Capital Analysts, LLC | 2,691 | $48.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,432 | $43.2K | 0.00% | +346+16.6% | Added |
| TCTC Holdings, LLC | 2,136 | $38.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,534 | $27.3K | 0.00% | −443−22.4% | Reduced |
| Proequities, Inc. | 1,300 | $23.1K | 0.00% | +1,300 | New |
| FMR LLC | 916 | $16.3K | 0.00% | +916 | New |
| GWM Advisors LLC | 800 | $14.2K | 0.00% | 00.0% | Unchanged |
| Ahrens Investment Partners LLC | 800 | $14.2K | 0.01% | +800 | New |
| Signaturefd, LLC | 626 | $11.1K | 0.00% | +296+89.7% | Added |
| Toth Financial Advisory Corp | 600 | $10.7K | 0.00% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 500 | $8.89K | 0.01% | +500 | New |
| Cape Investment Advisory, Inc. | 400 | $7.11K | 0.00% | +400 | New |
| Tompkins Financial Corp | 355 | $6.31K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 250 | $4.45K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 236 | $4.00K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 152 | $2.70K | 0.00% | −227,166−99.9% | Reduced |
| Johnson Financial Group, Inc. | 107 | $1.90K | 0.00% | 00.0% | Unchanged |
| Delta Asset Management LLC | 70 | $1.25K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 20 | $356 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2 | $36 | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |