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Capital Southwest Corp

CSWC
Exchange
Nasdaq
SEC CIK
0000017313

No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in Capital Southwest Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
101
−1 vs. Q4 2022
Shares held
8.17M
−871.8K (−9.6%) vs. Q4 2022
Total value
$145.3M
−$9.15M (−5.9%) vs. Q4 2022
New holders
15
38 more added
Sold out
16
22 more reduced

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 101 institutions
Q1 2021: 80 institutionsQ2 2021: 91 institutionsQ3 2021: 83 institutionsQ4 2021: 91 institutionsQ1 2022: 88 institutionsQ2 2022: 101 institutionsQ3 2022: 89 institutionsQ4 2022: 102 institutionsQ1 2023: 101 institutionsQ2 2023: 110 institutionsQ3 2023: 114 institutionsQ4 2023: 136 institutionsQ1 2024: 140 institutionsQ2 2024: 145 institutionsQ3 2024: 149 institutionsQ4 2024: 160 institutionsQ1 2025: 175 institutionsQ2 2025: 177 institutionsQ3 2025: 164 institutionsQ4 2025: 162 institutionsQ1 2026: 168 institutionsQ2 2026: 189 institutions
Value heldQ1 2023: $145.3M
Q1 2021: $132.3MQ2 2021: $139.6MQ3 2021: $144.7MQ4 2021: $148.3MQ1 2022: $143.9MQ2 2022: $141.0MQ3 2022: $131.9MQ4 2022: $154.5MQ1 2023: $145.3MQ2 2023: $163.1MQ3 2023: $196.1MQ4 2023: $241.5MQ1 2024: $260.9MQ2 2024: $289.6MQ3 2024: $290.1MQ4 2024: $322.4MQ1 2025: $385.1MQ2 2025: $392.9MQ3 2025: $363.9MQ4 2025: $332.6MQ1 2026: $369.5MQ2 2026: $411.8M
Institutions holding CSWC and their total value by quarter
QuarterHoldersValue
Q2 2026189$411.8M
Q1 2026168$369.5M
Q4 2025162$332.6M
Q3 2025164$363.9M
Q2 2025177$392.9M
Q1 2025175$385.1M
Q4 2024160$322.4M
Q3 2024149$290.1M
Q2 2024145$289.6M
Q1 2024140$260.9M
Q4 2023136$241.5M
Q3 2023114$196.1M
Q2 2023110$163.1M
Q1 2023101$145.3M
Q4 2022102$154.5M
Q3 202289$131.9M
Q2 2022101$141.0M
Q1 202288$143.9M
Q4 202191$148.3M
Q3 202183$144.7M
Q2 202191$139.6M
Q1 202180$132.3M

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2022.

Institutions holding CSWC in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Benjamin F. Edwards & Company, Inc.25$00.00%00.0%Unchanged
CWM, LLC22$00.00%+22New
Huntington National Bank2$360.00%00.0%Unchanged
Financial Synergies Wealth Advisors, Inc.20$3560.00%00.0%Unchanged
Delta Asset Management LLC70$1.25K0.00%00.0%Unchanged
Johnson Financial Group, Inc.107$1.90K0.00%00.0%Unchanged
Citadel Advisors LLC152$2.70K0.00%−227,166−99.9%Reduced
Tradition Wealth Management, LLC236$4.00K0.00%00.0%Unchanged
Focused Wealth Management, Inc250$4.45K0.00%00.0%Unchanged
Tompkins Financial Corp355$6.31K0.00%00.0%Unchanged
Cape Investment Advisory, Inc.400$7.11K0.00%+400New
FMR LLC458$8.15K0.00%+458New
Ridgewood Investments LLC500$8.89K0.01%+500New
Toth Financial Advisory Corp600$10.7K0.00%00.0%Unchanged
Signaturefd, LLC626$11.1K0.00%+296+89.7%Added
GWM Advisors LLC800$14.2K0.00%00.0%Unchanged
Ahrens Investment Partners LLC800$14.2K0.01%+800New
Proequities, Inc.1,300$23.1K0.00%+1,300New
Belpointe Asset Management LLC1,534$27.3K0.00%−443−22.4%Reduced
TCTC Holdings, LLC2,136$38.0K0.00%00.0%Unchanged
Parallel Advisors, LLC2,432$43.2K0.00%+346+16.6%Added
Capital Analysts, LLC2,691$48.0K0.00%00.0%Unchanged
Washington Trust Advisors, Inc.3,674$65.3K0.01%−500−12.0%Reduced
Group One Trading, L.P.3,903$69.4K0.00%+3,603+1,201.0%Added
Tower Research Capital LLC (TRC)4,372$78.0K0.00%+4,372New
JPMorgan Chase & Co4,862$86.0K0.00%−5,762−54.2%Reduced
Hollencrest Capital Management5,183$92.2K0.01%+151+3.0%Added
Simplex Trading, LLC5,616$99.0K0.00%+394+7.5%Added
PEAK6 Investments LLC7,564$134.5K0.01%+7,564New
State Farm Mutual Automobile Insurance Co10,000$177.8K0.00%00.0%Unchanged
Gsa Capital Partners LLP10,201$181.0K0.02%−22,576−68.9%Reduced
Stifel Financial Corp10,316$183.4K0.00%+10,316New
Qube Research & Technologies Ltd10,577$188.1K0.00%−28,863−73.2%Reduced
Segall Bryant & Hamill, LLC10,664$189.0K0.00%00.0%Unchanged
Brown Advisory Inc10,700$190.2K0.00%00.0%Unchanged
Geode Capital Management, LLC11,251$200.0K0.00%00.0%Unchanged
Core Wealth Partners LLC11,520$204.8K0.21%00.0%Unchanged
Mirae Asset Global Investments Co., Ltd.11,736$208.7K0.00%00.0%Unchanged
Raymond James Trust N.A.12,007$213.0K0.01%+12,007New
Mariner, LLC12,760$227.0K0.00%+940+8.0%Added
Good Life Advisors, LLC13,177$234.3K0.03%+274+2.1%Added
US Bancorp13,700$243.6K0.00%00.0%Unchanged
Atria Wealth Solutions, Inc.15,324$272.5K0.00%+15,324New
The PNC Financial Services Group, Inc.15,972$284.0K0.00%00.0%Unchanged
Horizon Kinetics Asset Management LLC16,600$295.1K0.01%−400−2.4%Reduced
Susquehanna Fundamental Investments, LLC16,977$301.9K0.01%00.0%Unchanged
Sunbelt Securities, Inc.17,622$308.4K0.05%−939−5.1%Reduced
SMH Capital Advisors Inc17,217$312.0K1.85%−718−4.0%Reduced
Monticello Wealth Management, LLC18,272$312.5K0.03%00.0%Unchanged
Bard Associates Inc18,910$336.2K0.14%00.0%Unchanged
Bank of America Corp19,352$344.1K0.00%+13,209+215.0%Added
Hodges Capital Management Inc.20,371$356.0K0.03%+4,751+30.4%Added
Cambridge Investment Research Advisors, Inc.22,127$393.0K0.00%−842−3.7%Reduced
First Dallas Securities Inc.22,500$400.0K0.24%+6,000+36.4%Added
Advisor Group Holdings, Inc.23,672$419.8K0.00%+7,298+44.6%Added
Virtus ETF Advisers LLC25,428$452.1K0.25%+3,602+16.5%Added
CI Private Wealth, LLC25,671$456.4K0.00%+91+0.4%Added
Quadrature Capital Ltd26,608$473.5K0.01%−13,785−34.1%Reduced
Cornerstone Wealth Management, LLC26,840$477.2K0.05%+26,840New
All Season Financial Advisors, Inc.27,888$495.9K0.45%+10,580+61.1%Added
Great West Life Assurance Co28,941$516.0K0.00%−3,210−10.0%Reduced
Wells Fargo & Company29,181$518.9K0.00%+24,245+491.2%Added
Commonwealth Equity Services, LLC33,074$588.0K0.00%+2,496+8.2%Added
Cetera Investment Advisers35,239$626.5K0.01%+13,836+64.6%Added
Morgan Stanley35,532$631.8K0.00%−13,285−27.2%Reduced
UBS Group AG36,144$642.6K0.00%+6,860+23.4%Added
Kestra Advisory Services, LLC37,332$663.8K0.01%+2,532+7.3%Added
Envestnet Asset Management Inc38,936$692.3K0.00%+8,016+25.9%Added
Emerald Mutual Fund Advisers Trust40,470$719.6K0.04%+40,470New
Advisory Research Inc42,439$754.6K0.12%+5,973+16.4%Added
Caldwell Sutter Capital, Inc.43,228$768.6K0.56%+700+1.6%Added
First Republic Investment Management, Inc.45,990$817.7K0.00%00.0%Unchanged
Putnam Investments LLC50,599$899.6K0.00%+50,599New
Mraz, Amerine & Associates, Inc.51,069$908.0K0.22%+7,169+16.3%Added
National Asset Management, Inc.63,881$1.14M0.03%+2,336+3.8%Added
Legacy Capital Wealth Partners, LLC67,130$1.19M0.33%+4,764+7.6%Added
GraniteShares Advisors LLC82,783$1.47M1.30%+47,101+132.0%Added
Royal Bank of Canada85,531$1.52M0.00%−2,800−3.2%Reduced
Ameriprise Financial Inc85,910$1.52M0.00%+2,525+3.0%Added
Confluence Investment Management LLC95,563$1.70M0.03%−17,054−15.1%Reduced
Golden Green, Inc.98,413$1.75M2.05%+98,413New
Raymond James & Associates99,378$1.77M0.00%−71,283−41.8%Reduced
Moerus Capital Management LLC106,270$1.89M0.57%00.0%Unchanged
Two Sigma Investments, LP112,625$2.00M0.01%−185,992−62.3%Reduced
LPL Financial LLC114,510$2.04M0.00%+10,292+9.9%Added
McKinley Capital Management LLC /Delaware114,989$2.04M0.27%+723+0.6%Added
Hennion & Walsh Asset Management, Inc.154,657$2.75M0.17%+15,499+11.1%Added
BlackRock Inc.177,232$3.15M0.00%−31,728−15.2%Reduced
Grace & White Inc177,471$3.16M0.61%00.0%Unchanged
Advisors Asset Management, Inc.192,365$3.42M0.07%+10,202+5.6%Added
Tectonic Advisors LLC194,120$3.45M0.47%+44,411+29.7%Added
Legal & General Group Plc219,639$3.91M0.00%+37,839+20.8%Added
Two Sigma Advisers, LP255,400$4.54M0.01%−141,300−35.6%Reduced
Millennium Management LLC351,928$6.26M0.01%−523,398−59.8%Reduced
First Manhattan Co401,307$7.14M0.03%−15,033−3.6%Reduced
Sound Income Strategies, LLC493,526$8.77M0.95%+26,159+5.6%Added
Van Eck Associates Corp502,208$8.93M0.02%+62,981+14.3%Added
Invesco Ltd.570,553$10.1M0.00%−3,173−0.6%Reduced
Zuckerman Investment Group, LLC657,576$11.7M1.78%+25,056+4.0%Added
Sanders Morris Harris LLC723,089$12.9M4.49%+5,175+0.7%Added