Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Capital Southwest Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +13 vs. Q1 2022
- Shares held
- 7.65M
- +1.56M (+25.7%) vs. Q1 2022
- Total value
- $141.0M
- −$3.47M (−2.4%) vs. Q1 2022
- New holders
- 22
- 43 more added
- Sold out
- 9
- 20 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 755,686 | $13.9M | 0.02% | +610,502+420.5% | Added |
| Sanders Morris Harris LLC | 715,239 | $13.2M | 2.88% | −22,420−3.0% | Reduced |
| Zuckerman Investment Group, LLC | 648,454 | $11.9M | 2.17% | +46,339+7.7% | Added |
| Punch & Associates Investment Management, Inc. | 523,315 | $9.64M | 0.67% | +6,691+1.3% | Added |
| First Manhattan Co | 434,435 | $8.00M | 0.03% | −2,036−0.5% | Reduced |
| Sound Income Strategies, LLC | 382,212 | $7.04M | 0.94% | +8,410+2.2% | Added |
| Van Eck Associates Corp | 367,869 | $6.78M | 0.02% | −225,099−38.0% | Reduced |
| Marshall Wace, LLP | 315,456 | $5.81M | 0.01% | +229,896+268.7% | Added |
| Two Sigma Advisers, LP | 294,600 | $5.43M | 0.02% | +115,300+64.3% | Added |
| Two Sigma Investments, LP | 260,299 | $4.79M | 0.02% | +90,984+53.7% | Added |
| Citadel Advisors LLC | 196,897 | $3.63M | 0.00% | +179,339+1,021.4% | Added |
| Advisors Asset Management, Inc. | 187,034 | $3.44M | 0.06% | +187,034 | New |
| BlackRock Inc. | 158,603 | $2.92M | 0.00% | +21,262+15.5% | Added |
| Legal & General Group Plc | 140,274 | $2.58M | 0.00% | +12,273+9.6% | Added |
| Hennion & Walsh Asset Management, Inc. | 136,029 | $2.51M | 0.16% | +15,252+12.6% | Added |
| Grace & White Inc | 129,471 | $2.38M | 0.50% | +8,871+7.4% | Added |
| Moerus Capital Management LLC | 125,820 | $2.32M | 0.82% | −1,966−1.5% | Reduced |
| McKinley Capital Management LLC /Delaware | 121,777 | $2.24M | 0.29% | +1,213+1.0% | Added |
| Confluence Investment Management LLC | 108,185 | $1.99M | 0.03% | +594+0.6% | Added |
| Farmer Steven Patrick | 108,185 | $1.99M | 0.03% | +108,185 | New |
| Goldman Sachs Group Inc | 94,665 | $1.74M | 0.00% | +94,665 | New |
| LPL Financial LLC | 85,384 | $1.57M | 0.00% | +31,601+58.8% | Added |
| Royal Bank of Canada | 82,760 | $1.52M | 0.00% | +12,574+17.9% | Added |
| Tectonic Advisors LLC | 80,577 | $1.48M | 0.27% | +22,212+38.1% | Added |
| Ameriprise Financial Inc | 61,674 | $1.13M | 0.00% | +7,077+13.0% | Added |
| Morgan Stanley | 56,883 | $1.05M | 0.00% | −8,577−13.1% | Reduced |
| National Asset Management, Inc. | 51,728 | $953.0K | 0.04% | −686−1.3% | Reduced |
| Legacy Capital Wealth Partners, LLC | 50,811 | $936.0K | 0.47% | +912+1.8% | Added |
| First Republic Investment Management, Inc. | 45,990 | $847.0K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 36,669 | $675.0K | 0.00% | +1,412+4.0% | Added |
| UBS Group AG | 33,994 | $626.0K | 0.00% | −5,459−13.8% | Reduced |
| Bank of Montreal | 32,265 | $622.0K | 0.00% | +13,565+72.5% | Added |
| Kestra Advisory Services, LLC | 33,637 | $620.0K | 0.01% | +1,904+6.0% | Added |
| Susquehanna International Group, LLP | 32,719 | $603.0K | 0.00% | +22,070+207.2% | Added |
| Trexquant Investment LP | 28,632 | $527.0K | 0.02% | +18,180+173.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 27,729 | $511.0K | 0.00% | +1,903+7.4% | Added |
| Advisory Research Inc | 26,985 | $497.0K | 0.05% | +2,331+9.5% | Added |
| Roosevelt Investment Group LLC | 25,956 | $478.0K | 0.03% | −231−0.9% | Reduced |
| Great West Life Assurance Co | 24,664 | $455.0K | 0.00% | +16,899+217.6% | Added |
| Envestnet Asset Management Inc | 24,463 | $451.0K | 0.00% | +5,559+29.4% | Added |
| Jump Financial, LLC | 24,400 | $449.0K | 0.02% | +8,100+49.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 23,703 | $437.0K | 0.00% | −23,703−50.0% | Reduced |
| Jane Street Group, LLC | 22,716 | $418.0K | 0.00% | +22,716 | New |
| Virtus ETF Advisers LLC | 22,401 | $413.0K | 0.15% | +2,281+11.3% | Added |
| Csenge Advisory Group | 21,817 | $402.0K | 0.03% | −2,665−10.9% | Reduced |
| Advisor Group Holdings, Inc. | 21,617 | $399.0K | 0.00% | −941−4.2% | Reduced |
| Banque Pictet & Cie SA | 20,000 | $368.0K | 0.00% | +20,000 | New |
| Pictet North America Advisors SA | 20,000 | $368.0K | 0.05% | +20,000 | New |
| Commonwealth Equity Services, LLC | 19,733 | $363.0K | 0.00% | +3,195+19.3% | Added |
| JPMorgan Chase & Co | 19,100 | $352.0K | 0.00% | +19,100 | New |
| Monticello Wealth Management, LLC | 18,272 | $337.0K | 0.04% | 00.0% | Unchanged |
| Bard Associates Inc | 17,385 | $320.0K | 0.14% | −2,300−11.7% | Reduced |
| Horizon Kinetics Asset Management LLC | 17,000 | $313.0K | 0.01% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 16,866 | $311.0K | 0.05% | +16,866 | New |
| The PNC Financial Services Group, Inc. | 16,583 | $304.0K | 0.00% | −4,000−19.4% | Reduced |
| All Season Financial Advisors, Inc. | 16,061 | $296.0K | 0.25% | +159+1.0% | Added |
| PEAK6 Investments LLC | 15,384 | $292.9K | 0.01% | +10,687+227.5% | Added |
| D. E. Shaw & Co., Inc. | 15,448 | $285.0K | 0.00% | −35,201−69.5% | Reduced |
| Cornerstone Wealth Management, LLC | 14,879 | $274.0K | 0.03% | +14,879 | New |
| Cetera Investment Advisers | 14,812 | $273.0K | 0.00% | +5,223+54.5% | Added |
| Cubist Systematic Strategies, LLC | 14,341 | $264.0K | 0.00% | +14,341 | New |
| US Bancorp | 13,833 | $254.0K | 0.00% | +133+1.0% | Added |
| Virtu Financial LLC | 13,653 | $251.0K | 0.02% | +13,653 | New |
| Squarepoint Ops LLC | 13,475 | $248.0K | 0.00% | +13,475 | New |
| Good Life Advisors, LLC | 12,647 | $233.0K | 0.03% | −200−1.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 12,650 | $233.0K | 0.03% | +12,650 | New |
| Quantbot Technologies LP | 11,954 | $220.0K | 0.02% | +7,114+147.0% | Added |
| Mariner, LLC | 11,819 | $218.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 11,500 | $211.8K | 0.00% | +10,000+666.7% | Added |
| Geode Capital Management, LLC | 11,251 | $207.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 10,987 | $202.0K | 0.04% | −70−0.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,936 | $201.0K | 0.00% | +200+1.9% | Added |
| Private Advisor Group, LLC | 10,883 | $200.0K | 0.00% | −511−4.5% | Reduced |
| Brown Advisory Inc | 10,700 | $197.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $196.0K | 0.00% | 00.0% | Unchanged |
| State Farm Mutual Automobile Insurance Co | 10,000 | $184.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,144 | $113.0K | 0.00% | +550+9.8% | Added |
| Bank of America Corp | 5,049 | $93.0K | 0.00% | −1,370−21.3% | Reduced |
| Washington Trust Advisors, Inc. | 4,174 | $77.0K | 0.01% | +806+23.9% | Added |
| Aquatic Capital Management LLC | 4,100 | $76.0K | 0.02% | +4,100 | New |
| Geneos Wealth Management Inc. | 3,210 | $60.0K | 0.00% | −432−11.9% | Reduced |
| Capital Analysts, LLC | 2,615 | $48.0K | 0.00% | +2,615 | New |
| TCTC Holdings, LLC | 2,136 | $39.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,708 | $31.0K | 0.00% | +1,425+503.5% | Added |
| Tucker Asset Management LLC | 1,300 | $23.9K | 0.01% | +1,300 | New |
| Point72 Hong Kong Ltd | 1,098 | $20.0K | 0.00% | +1,098 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $17.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 735 | $14.0K | 0.00% | +735 | New |
| Cambridge Trust Co | 600 | $11.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 464 | $9.00K | 0.00% | +284+157.8% | Added |
| Tompkins Financial Corp | 355 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 308 | $6.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 300 | $6.00K | 0.00% | +200+200.0% | Added |
| Bivin & Associates, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 124 | $2.00K | 0.00% | +124 | New |
| Financial Synergies Wealth Advisors, Inc. | 20 | $369 | 0.00% | +20 | New |
| Huntington National Bank | 2 | $0 | 0.00% | −2,000−99.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |