Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Capital Southwest Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +13 vs. Q1 2022
- Shares held
- 7.65M
- +1.59M (+26.2%) vs. Q1 2022
- Total value
- $141.0M
- −$2.91M (−2.0%) vs. Q1 2022
- New holders
- 22
- 43 more added
- Sold out
- 9
- 19 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 2 | $0 | 0.00% | −2,000−99.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Deutsche Bank AG | 6 | $0 | 0.00% | +6 | New |
| Financial Synergies Wealth Advisors, Inc. | 20 | $369 | 0.00% | +20 | New |
| Bivin & Associates, Inc. | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 124 | $2.00K | 0.00% | +124 | New |
| Tradition Wealth Management, LLC | 308 | $6.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 300 | $6.00K | 0.00% | +200+200.0% | Added |
| Tompkins Financial Corp | 355 | $7.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 464 | $9.00K | 0.00% | +284+157.8% | Added |
| Cambridge Trust Co | 600 | $11.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 735 | $14.0K | 0.00% | +735 | New |
| CIBC Private Wealth Group, LLC | 800 | $15.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 900 | $17.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 1,098 | $20.0K | 0.00% | +1,098 | New |
| Tucker Asset Management LLC | 1,300 | $23.9K | 0.01% | +1,300 | New |
| Tower Research Capital LLC (TRC) | 1,708 | $31.0K | 0.00% | +1,425+503.5% | Added |
| TCTC Holdings, LLC | 2,136 | $39.0K | 0.00% | 00.0% | Unchanged |
| Capital Analysts, LLC | 2,615 | $48.0K | 0.00% | +2,615 | New |
| Geneos Wealth Management Inc. | 3,210 | $60.0K | 0.00% | −432−11.9% | Reduced |
| Aquatic Capital Management LLC | 4,100 | $76.0K | 0.02% | +4,100 | New |
| Washington Trust Advisors, Inc. | 4,174 | $77.0K | 0.01% | +806+23.9% | Added |
| Bank of America Corp | 5,049 | $93.0K | 0.00% | −1,370−21.3% | Reduced |
| Wells Fargo & Company | 6,144 | $113.0K | 0.00% | +550+9.8% | Added |
| State Farm Mutual Automobile Insurance Co | 10,000 | $184.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $196.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $197.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,883 | $200.0K | 0.00% | −511−4.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,936 | $201.0K | 0.00% | +200+1.9% | Added |
| Sunbelt Securities, Inc. | 10,987 | $202.0K | 0.04% | −70−0.6% | Reduced |
| Geode Capital Management, LLC | 11,251 | $207.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 11,500 | $211.8K | 0.00% | +10,000+666.7% | Added |
| Mariner, LLC | 11,819 | $218.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 11,954 | $220.0K | 0.02% | +7,114+147.0% | Added |
| Good Life Advisors, LLC | 12,647 | $233.0K | 0.03% | −200−1.6% | Reduced |
| Dynamic Technology Lab Private Ltd | 12,650 | $233.0K | 0.03% | +12,650 | New |
| Squarepoint Ops LLC | 13,475 | $248.0K | 0.00% | +13,475 | New |
| Virtu Financial LLC | 13,653 | $251.0K | 0.02% | +13,653 | New |
| US Bancorp | 13,833 | $254.0K | 0.00% | +133+1.0% | Added |
| Cubist Systematic Strategies, LLC | 14,341 | $264.0K | 0.00% | +14,341 | New |
| Cetera Investment Advisers | 14,812 | $273.0K | 0.00% | +5,223+54.5% | Added |
| Cornerstone Wealth Management, LLC | 14,879 | $274.0K | 0.03% | +14,879 | New |
| D. E. Shaw & Co., Inc. | 15,448 | $285.0K | 0.00% | −35,201−69.5% | Reduced |
| PEAK6 Investments LLC | 15,384 | $292.9K | 0.01% | +10,687+227.5% | Added |
| All Season Financial Advisors, Inc. | 16,061 | $296.0K | 0.25% | +159+1.0% | Added |
| The PNC Financial Services Group, Inc. | 16,583 | $304.0K | 0.00% | −4,000−19.4% | Reduced |
| Gsa Capital Partners LLP | 16,866 | $311.0K | 0.05% | +16,866 | New |
| Horizon Kinetics Asset Management LLC | 17,000 | $313.0K | 0.01% | 00.0% | Unchanged |
| Bard Associates Inc | 17,385 | $320.0K | 0.14% | −2,300−11.7% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $337.0K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 19,100 | $352.0K | 0.00% | +19,100 | New |
| Commonwealth Equity Services, LLC | 19,733 | $363.0K | 0.00% | +3,195+19.3% | Added |
| Banque Pictet & Cie SA | 20,000 | $368.0K | 0.00% | +20,000 | New |
| Pictet North America Advisors SA | 20,000 | $368.0K | 0.05% | +20,000 | New |
| Advisor Group Holdings, Inc. | 21,617 | $399.0K | 0.00% | −941−4.2% | Reduced |
| Csenge Advisory Group | 21,817 | $402.0K | 0.03% | −2,665−10.9% | Reduced |
| Virtus ETF Advisers LLC | 22,401 | $413.0K | 0.15% | +2,281+11.3% | Added |
| Jane Street Group, LLC | 22,716 | $418.0K | 0.00% | +22,716 | New |
| Mirae Asset Global Investments Co., Ltd. | 23,703 | $437.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 24,400 | $449.0K | 0.02% | +8,100+49.7% | Added |
| Envestnet Asset Management Inc | 24,463 | $451.0K | 0.00% | +5,559+29.4% | Added |
| Great West Life Assurance Co | 24,664 | $455.0K | 0.00% | +16,899+217.6% | Added |
| Roosevelt Investment Group LLC | 25,956 | $478.0K | 0.03% | −231−0.9% | Reduced |
| Advisory Research Inc | 26,985 | $497.0K | 0.05% | +2,331+9.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 27,729 | $511.0K | 0.00% | +1,903+7.4% | Added |
| Trexquant Investment LP | 28,632 | $527.0K | 0.02% | +18,180+173.9% | Added |
| Susquehanna International Group, LLP | 32,719 | $603.0K | 0.00% | +22,070+207.2% | Added |
| Kestra Advisory Services, LLC | 33,637 | $620.0K | 0.01% | +1,904+6.0% | Added |
| Bank of Montreal | 32,265 | $622.0K | 0.00% | +13,565+72.5% | Added |
| UBS Group AG | 33,994 | $626.0K | 0.00% | −5,459−13.8% | Reduced |
| Raymond James & Associates | 36,669 | $675.0K | 0.00% | +1,412+4.0% | Added |
| First Republic Investment Management, Inc. | 45,990 | $847.0K | 0.00% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 50,811 | $936.0K | 0.47% | +912+1.8% | Added |
| National Asset Management, Inc. | 51,728 | $953.0K | 0.04% | −686−1.3% | Reduced |
| Morgan Stanley | 56,883 | $1.05M | 0.00% | −8,577−13.1% | Reduced |
| Ameriprise Financial Inc | 61,674 | $1.13M | 0.00% | +7,077+13.0% | Added |
| Tectonic Advisors LLC | 80,577 | $1.48M | 0.27% | +22,212+38.1% | Added |
| Royal Bank of Canada | 82,760 | $1.52M | 0.00% | +12,574+17.9% | Added |
| LPL Financial LLC | 85,384 | $1.57M | 0.00% | +31,601+58.8% | Added |
| Goldman Sachs Group Inc | 94,665 | $1.74M | 0.00% | +94,665 | New |
| Confluence Investment Management LLC | 108,185 | $1.99M | 0.03% | +594+0.6% | Added |
| Farmer Steven Patrick | 108,185 | $1.99M | 0.03% | +108,185 | New |
| McKinley Capital Management LLC /Delaware | 121,777 | $2.24M | 0.29% | +1,213+1.0% | Added |
| Moerus Capital Management LLC | 125,820 | $2.32M | 0.82% | −1,966−1.5% | Reduced |
| Grace & White Inc | 129,471 | $2.38M | 0.50% | +8,871+7.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 136,029 | $2.51M | 0.16% | +15,252+12.6% | Added |
| Legal & General Group Plc | 140,274 | $2.58M | 0.00% | +12,273+9.6% | Added |
| BlackRock Inc. | 158,603 | $2.92M | 0.00% | +21,262+15.5% | Added |
| Advisors Asset Management, Inc. | 187,034 | $3.44M | 0.06% | +187,034 | New |
| Citadel Advisors LLC | 196,897 | $3.63M | 0.00% | +179,339+1,021.4% | Added |
| Two Sigma Investments, LP | 260,299 | $4.79M | 0.02% | +90,984+53.7% | Added |
| Two Sigma Advisers, LP | 294,600 | $5.43M | 0.02% | +115,300+64.3% | Added |
| Marshall Wace, LLP | 315,456 | $5.81M | 0.01% | +229,896+268.7% | Added |
| Van Eck Associates Corp | 367,869 | $6.78M | 0.02% | −225,099−38.0% | Reduced |
| Sound Income Strategies, LLC | 382,212 | $7.04M | 0.94% | +8,410+2.2% | Added |
| First Manhattan Co | 434,435 | $8.00M | 0.03% | −2,036−0.5% | Reduced |
| Punch & Associates Investment Management, Inc. | 523,315 | $9.64M | 0.67% | +6,691+1.3% | Added |
| Zuckerman Investment Group, LLC | 648,454 | $11.9M | 2.17% | +46,339+7.7% | Added |
| Sanders Morris Harris LLC | 715,239 | $13.2M | 2.88% | −22,420−3.0% | Reduced |