Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 215 institutions reported holding it in 13F filings for Q2 2026, worth $680.4M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Capital Southwest Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +11 vs. Q1 2021
- Shares held
- 6.01M
- +39.5K (+0.7%) vs. Q1 2021
- Total value
- $139.6M
- +$7.30M (+5.5%) vs. Q1 2021
- New holders
- 22
- 37 more added
- Sold out
- 11
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 215 | $680.4M |
| Q1 2026 | 196 | $607.6M |
| Q4 2025 | 195 | $578.3M |
| Q3 2025 | 188 | $605.4M |
| Q2 2025 | 200 | $647.9M |
| Q1 2025 | 199 | $593.7M |
| Q4 2024 | 188 | $506.7M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 752,757 | $17.5M | 3.40% | −70,760−8.6% | Reduced |
| Zuckerman Investment Group, LLC | 620,705 | $14.4M | 2.27% | −197,925−24.2% | Reduced |
| Punch & Associates Investment Management, Inc. | 507,239 | $11.8M | 0.66% | −96,418−16.0% | Reduced |
| First Manhattan Co | 453,098 | $10.5M | 0.04% | −3,569−0.8% | Reduced |
| Sound Income Strategies, LLC | 372,461 | $8.65M | 1.25% | −16,291−4.2% | Reduced |
| Van Eck Associates Corp | 336,274 | $7.81M | 0.02% | −12,652−3.6% | Reduced |
| Two Sigma Advisers, LP | 194,900 | $4.53M | 0.01% | +152,700+361.8% | Added |
| Advisors Asset Management, Inc. | 154,221 | $3.58M | 0.05% | +6,277+4.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 136,458 | $3.17M | 0.17% | +19,083+16.3% | Added |
| Moerus Capital Management LLC | 135,074 | $3.14M | 1.44% | 00.0% | Unchanged |
| Legal & General Group Plc | 133,781 | $3.11M | 0.00% | +5,028+3.9% | Added |
| BlackRock Inc. | 127,576 | $2.96M | 0.00% | +12,236+10.6% | Added |
| Morgan Stanley | 121,634 | $2.83M | 0.00% | +59,027+94.3% | Added |
| Grace & White Inc | 120,600 | $2.80M | 0.51% | −14,200−10.5% | Reduced |
| Millennium Management LLC | 115,832 | $2.69M | 0.00% | +34,492+42.4% | Added |
| Arrowstreet Capital, Limited Partnership | 113,439 | $2.63M | 0.00% | +8,691+8.3% | Added |
| Confluence Investment Management LLC | 106,410 | $2.47M | 0.03% | +366+0.3% | Added |
| Two Sigma Investments, LP | 105,691 | $2.46M | 0.01% | +39,916+60.7% | Added |
| Citadel Advisors LLC | 79,996 | $1.86M | 0.00% | +58,452+271.3% | Added |
| Ares Management LLC | 63,104 | $1.47M | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 60,668 | $1.41M | 0.00% | +3,076+5.3% | Added |
| Ameriprise Financial Inc | 58,720 | $1.36M | 0.00% | −2,316−3.8% | Reduced |
| Norges Bank | 56,934 | $1.32M | 0.00% | +56,934 | New |
| National Asset Management, Inc. | 56,531 | $1.31M | 0.04% | +81+0.1% | Added |
| Bank of America Corp | 50,641 | $1.18M | 0.00% | +2,511+5.2% | Added |
| Mackenzie Financial Corp | 48,485 | $1.13M | 0.00% | +26,018+115.8% | Added |
| Tectonic Advisors LLC | 44,254 | $1.03M | 0.21% | +3,875+9.6% | Added |
| Invesco Ltd. | 44,272 | $1.03M | 0.00% | +44,272 | New |
| LPL Financial LLC | 41,770 | $970.0K | 0.00% | +5,407+14.9% | Added |
| ExodusPoint Capital Management, LP | 36,589 | $850.0K | 0.01% | +36,589 | New |
| UBS Group AG | 33,636 | $782.0K | 0.00% | +7,618+29.3% | Added |
| Advisor Group Holdings, Inc. | 32,811 | $761.0K | 0.00% | +916+2.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 28,883 | $671.0K | 0.00% | +336+1.2% | Added |
| D. E. Shaw & Co., Inc. | 28,789 | $669.0K | 0.00% | +11,726+68.7% | Added |
| Quadrature Capital Ltd | 28,335 | $657.0K | 0.03% | −40,851−59.0% | Reduced |
| Advisory Research Inc | 27,413 | $637.0K | 0.04% | −2,557−8.5% | Reduced |
| Virtus ETF Advisers LLC | 26,814 | $623.0K | 0.26% | +4,001+17.5% | Added |
| Virtu Financial LLC | 26,572 | $617.0K | 0.06% | +26,572 | New |
| Roosevelt Investment Group LLC | 26,314 | $611.0K | 0.04% | 00.0% | Unchanged |
| HRT Financial LP | 25,865 | $600.0K | 0.01% | +2,982+13.0% | Added |
| Marshall Wace North America L.P. | 25,436 | $591.0K | 0.00% | +25,436 | New |
| All Season Financial Advisors, Inc. | 24,574 | $571.0K | 0.41% | +24,574 | New |
| Susquehanna International Group, LLP | 23,106 | $537.0K | 0.00% | −6,939−23.1% | Reduced |
| Advisory Services Network, LLC | 22,465 | $522.0K | 0.02% | −3,584−13.8% | Reduced |
| Raymond James & Associates | 22,168 | $515.0K | 0.00% | +22,168 | New |
| Alliancebernstein L.P. | 20,921 | $486.0K | 0.00% | +5,973+40.0% | Added |
| The PNC Financial Services Group, Inc. | 19,972 | $464.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $464.0K | 0.15% | +295+1.5% | Added |
| Csenge Advisory Group | 18,587 | $462.0K | 0.04% | −1,073−5.5% | Reduced |
| Monticello Wealth Management, LLC | 18,272 | $424.0K | 0.04% | 00.0% | Unchanged |
| Jane Street Group, LLC | 17,659 | $410.0K | 0.00% | +17,659 | New |
| Horizon Kinetics Asset Management LLC | 17,000 | $395.0K | 0.01% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 15,385 | $357.0K | 0.00% | +15,385 | New |
| Kestra Advisory Services, LLC | 15,289 | $355.0K | 0.00% | +4,071+36.3% | Added |
| Envestnet Asset Management Inc | 14,978 | $348.0K | 0.00% | +351+2.4% | Added |
| US Bancorp | 13,700 | $318.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 13,656 | $317.0K | 0.00% | −178−1.3% | Reduced |
| Dynamic Technology Lab Private Ltd | 13,150 | $305.0K | 0.03% | +13,150 | New |
| Mariner, LLC | 12,000 | $279.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 11,144 | $259.0K | 0.03% | +11,144 | New |
| Brown Advisory Inc | 10,700 | $249.0K | 0.00% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 10,664 | $248.0K | 0.00% | 00.0% | Unchanged |
| Weather Gauge Advisory, LLC | 9,531 | $221.0K | 0.26% | +76+0.8% | Added |
| Oppenheimer & Co Inc | 9,459 | $220.0K | 0.00% | +9,459 | New |
| Walter & Keenan Financial Consulting Co | 9,000 | $213.0K | 0.07% | +9,000 | New |
| Goldman Sachs Group Inc | 9,097 | $211.0K | 0.00% | +9,097 | New |
| Jump Financial, LLC | 8,700 | $202.0K | 0.02% | +8,700 | New |
| Simplex Trading, LLC | 8,299 | $192.0K | 0.01% | +8,299 | New |
| Great West Life Assurance Co | 6,450 | $149.0K | 0.00% | +366+6.0% | Added |
| Washington Trust Co | 5,676 | $132.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 4,900 | $114.0K | 0.00% | +924+23.2% | Added |
| FNY Investment Advisers, LLC | 4,000 | $92.0K | 0.04% | +201+5.3% | Added |
| Geneos Wealth Management Inc. | 3,244 | $81.0K | 0.00% | +527+19.4% | Added |
| Citigroup Inc | 3,000 | $70.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,672 | $62.0K | 0.00% | +415+18.4% | Added |
| TCTC Holdings, LLC | 2,136 | $50.0K | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 1,050 | $24.0K | 0.00% | +438+71.6% | Added |
| Deutsche Bank AG | 1,005 | $23.0K | 0.00% | +889+766.4% | Added |
| D'Orazio & Associates, Inc. | 1,000 | $23.0K | 0.01% | +1,000 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $21.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 908 | $21.0K | 0.00% | +819+920.2% | Added |
| Group One Trading, L.P. | 800 | $19.0K | 0.00% | +800 | New |
| Tradition Wealth Management, LLC | 308 | $7.00K | 0.00% | +308 | New |
| Red Door Wealth Management, LLC | 182 | $4.00K | 0.00% | +182 | New |
| Signaturefd, LLC | 133 | $3.00K | 0.00% | +41+44.6% | Added |
| Lake Point Wealth Management | 100 | $2.00K | 0.00% | +100 | New |
| Enterprise Financial Services Corp | 61 | $1.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Creative Planning | 0 | $0 | 0.00% | −83,350−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −54,138−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −36,200−100.0% | Sold out |
| Centric Wealth Management | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Ariel Investments, LLC | 0 | $0 | 0.00% | −30,928−100.0% | Sold out |
| Delphi Management Inc | 0 | $0 | 0.00% | −28,921−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −12,254−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −12,200−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |