Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Capital Southwest Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- +11 vs. Q1 2021
- Shares held
- 6.01M
- +39.5K (+0.7%) vs. Q1 2021
- Total value
- $139.6M
- +$7.30M (+5.5%) vs. Q1 2021
- New holders
- 22
- 37 more added
- Sold out
- 11
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 16 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Enterprise Financial Services Corp | 61 | $1.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Lake Point Wealth Management | 100 | $2.00K | 0.00% | +100 | New |
| Signaturefd, LLC | 133 | $3.00K | 0.00% | +41+44.6% | Added |
| Red Door Wealth Management, LLC | 182 | $4.00K | 0.00% | +182 | New |
| Tradition Wealth Management, LLC | 308 | $7.00K | 0.00% | +308 | New |
| Group One Trading, L.P. | 800 | $19.0K | 0.00% | +800 | New |
| Patriot Financial Group Insurance Agency, LLC | 900 | $21.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 908 | $21.0K | 0.00% | +819+920.2% | Added |
| Deutsche Bank AG | 1,005 | $23.0K | 0.00% | +889+766.4% | Added |
| D'Orazio & Associates, Inc. | 1,000 | $23.0K | 0.01% | +1,000 | New |
| Rockbridge Investment Management, LCC | 1,050 | $24.0K | 0.00% | +438+71.6% | Added |
| TCTC Holdings, LLC | 2,136 | $50.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,672 | $62.0K | 0.00% | +415+18.4% | Added |
| Citigroup Inc | 3,000 | $70.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 3,244 | $81.0K | 0.00% | +527+19.4% | Added |
| FNY Investment Advisers, LLC | 4,000 | $92.0K | 0.04% | +201+5.3% | Added |
| Wells Fargo & Company | 4,900 | $114.0K | 0.00% | +924+23.2% | Added |
| Washington Trust Co | 5,676 | $132.0K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 6,450 | $149.0K | 0.00% | +366+6.0% | Added |
| Simplex Trading, LLC | 8,299 | $192.0K | 0.01% | +8,299 | New |
| Jump Financial, LLC | 8,700 | $202.0K | 0.02% | +8,700 | New |
| Goldman Sachs Group Inc | 9,097 | $211.0K | 0.00% | +9,097 | New |
| Walter & Keenan Financial Consulting Co | 9,000 | $213.0K | 0.07% | +9,000 | New |
| Oppenheimer & Co Inc | 9,459 | $220.0K | 0.00% | +9,459 | New |
| Weather Gauge Advisory, LLC | 9,531 | $221.0K | 0.26% | +76+0.8% | Added |
| Segall Bryant & Hamill, LLC | 10,664 | $248.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 10,700 | $249.0K | 0.00% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 11,144 | $259.0K | 0.03% | +11,144 | New |
| Mariner, LLC | 12,000 | $279.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 13,150 | $305.0K | 0.03% | +13,150 | New |
| Commonwealth Equity Services, LLC | 13,656 | $317.0K | 0.00% | −178−1.3% | Reduced |
| US Bancorp | 13,700 | $318.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,978 | $348.0K | 0.00% | +351+2.4% | Added |
| Kestra Advisory Services, LLC | 15,289 | $355.0K | 0.00% | +4,071+36.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,385 | $357.0K | 0.00% | +15,385 | New |
| Horizon Kinetics Asset Management LLC | 17,000 | $395.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 17,659 | $410.0K | 0.00% | +17,659 | New |
| Monticello Wealth Management, LLC | 18,272 | $424.0K | 0.04% | 00.0% | Unchanged |
| Csenge Advisory Group | 18,587 | $462.0K | 0.04% | −1,073−5.5% | Reduced |
| The PNC Financial Services Group, Inc. | 19,972 | $464.0K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 19,985 | $464.0K | 0.15% | +295+1.5% | Added |
| Alliancebernstein L.P. | 20,921 | $486.0K | 0.00% | +5,973+40.0% | Added |
| Raymond James & Associates | 22,168 | $515.0K | 0.00% | +22,168 | New |
| Advisory Services Network, LLC | 22,465 | $522.0K | 0.02% | −3,584−13.8% | Reduced |
| Susquehanna International Group, LLP | 23,106 | $537.0K | 0.00% | −6,939−23.1% | Reduced |
| All Season Financial Advisors, Inc. | 24,574 | $571.0K | 0.41% | +24,574 | New |
| Marshall Wace North America L.P. | 25,436 | $591.0K | 0.00% | +25,436 | New |
| HRT Financial LP | 25,865 | $600.0K | 0.01% | +2,982+13.0% | Added |
| Roosevelt Investment Group LLC | 26,314 | $611.0K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 26,572 | $617.0K | 0.06% | +26,572 | New |
| Virtus ETF Advisers LLC | 26,814 | $623.0K | 0.26% | +4,001+17.5% | Added |
| Advisory Research Inc | 27,413 | $637.0K | 0.04% | −2,557−8.5% | Reduced |
| Quadrature Capital Ltd | 28,335 | $657.0K | 0.03% | −40,851−59.0% | Reduced |
| D. E. Shaw & Co., Inc. | 28,789 | $669.0K | 0.00% | +11,726+68.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 28,883 | $671.0K | 0.00% | +336+1.2% | Added |
| Advisor Group Holdings, Inc. | 32,811 | $761.0K | 0.00% | +916+2.9% | Added |
| UBS Group AG | 33,636 | $782.0K | 0.00% | +7,618+29.3% | Added |
| ExodusPoint Capital Management, LP | 36,589 | $850.0K | 0.01% | +36,589 | New |
| LPL Financial LLC | 41,770 | $970.0K | 0.00% | +5,407+14.9% | Added |
| Tectonic Advisors LLC | 44,254 | $1.03M | 0.21% | +3,875+9.6% | Added |
| Invesco Ltd. | 44,272 | $1.03M | 0.00% | +44,272 | New |
| Mackenzie Financial Corp | 48,485 | $1.13M | 0.00% | +26,018+115.8% | Added |
| Bank of America Corp | 50,641 | $1.18M | 0.00% | +2,511+5.2% | Added |
| National Asset Management, Inc. | 56,531 | $1.31M | 0.04% | +81+0.1% | Added |
| Norges Bank | 56,934 | $1.32M | 0.00% | +56,934 | New |
| Ameriprise Financial Inc | 58,720 | $1.36M | 0.00% | −2,316−3.8% | Reduced |
| Royal Bank of Canada | 60,668 | $1.41M | 0.00% | +3,076+5.3% | Added |
| Ares Management LLC | 63,104 | $1.47M | 0.05% | 00.0% | Unchanged |
| Citadel Advisors LLC | 79,996 | $1.86M | 0.00% | +58,452+271.3% | Added |
| Two Sigma Investments, LP | 105,691 | $2.46M | 0.01% | +39,916+60.7% | Added |
| Confluence Investment Management LLC | 106,410 | $2.47M | 0.03% | +366+0.3% | Added |
| Arrowstreet Capital, Limited Partnership | 113,439 | $2.63M | 0.00% | +8,691+8.3% | Added |
| Millennium Management LLC | 115,832 | $2.69M | 0.00% | +34,492+42.4% | Added |
| Grace & White Inc | 120,600 | $2.80M | 0.51% | −14,200−10.5% | Reduced |
| Morgan Stanley | 121,634 | $2.83M | 0.00% | +59,027+94.3% | Added |
| BlackRock Inc. | 127,576 | $2.96M | 0.00% | +12,236+10.6% | Added |
| Legal & General Group Plc | 133,781 | $3.11M | 0.00% | +5,028+3.9% | Added |
| Moerus Capital Management LLC | 135,074 | $3.14M | 1.44% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 136,458 | $3.17M | 0.17% | +19,083+16.3% | Added |
| Advisors Asset Management, Inc. | 154,221 | $3.58M | 0.05% | +6,277+4.2% | Added |
| Two Sigma Advisers, LP | 194,900 | $4.53M | 0.01% | +152,700+361.8% | Added |
| Van Eck Associates Corp | 336,274 | $7.81M | 0.02% | −12,652−3.6% | Reduced |
| Sound Income Strategies, LLC | 372,461 | $8.65M | 1.25% | −16,291−4.2% | Reduced |
| First Manhattan Co | 453,098 | $10.5M | 0.04% | −3,569−0.8% | Reduced |
| Punch & Associates Investment Management, Inc. | 507,239 | $11.8M | 0.66% | −96,418−16.0% | Reduced |
| Zuckerman Investment Group, LLC | 620,705 | $14.4M | 2.27% | −197,925−24.2% | Reduced |
| Sanders Morris Harris LLC | 752,757 | $17.5M | 3.40% | −70,760−8.6% | Reduced |
| Creative Planning | 0 | $0 | 0.00% | −83,350−100.0% | Sold out |
| Legacy Capital Wealth Partners, LLC | 0 | $0 | 0.00% | −54,138−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −36,200−100.0% | Sold out |
| Centric Wealth Management | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Ariel Investments, LLC | 0 | $0 | 0.00% | −30,928−100.0% | Sold out |
| Delphi Management Inc | 0 | $0 | 0.00% | −28,921−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −12,254−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −12,200−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −10,600−100.0% | Sold out |