Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
In the last 90 days, Capital Southwest Corp insiders filed 1 open-market purchase and 0 sales; 189 institutions reported holding it in 13F filings for Q2 2026, worth $420.0M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Capital Southwest Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +10 vs. Q4 2025
- Shares held
- 16.7M
- +1.79M (+12.0%) vs. Q4 2025
- Total value
- $369.5M
- +$12.9M (+3.6%) vs. Q4 2025
- New holders
- 32
- 54 more added
- Sold out
- 22
- 47 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $420.0M |
| Q1 2026 | 168 | $371.1M |
| Q4 2025 | 162 | $357.4M |
| Q3 2025 | 164 | $395.7M |
| Q2 2025 | 177 | $441.4M |
| Q1 2025 | 175 | $385.2M |
| Q4 2024 | 160 | $322.6M |
| Q3 2024 | 149 | $290.2M |
| Q2 2024 | 145 | $289.8M |
| Q1 2024 | 140 | $270.7M |
| Q4 2023 | 136 | $243.7M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $144.5M |
| Q4 2021 | 91 | $148.8M |
| Q3 2021 | 83 | $144.9M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 2,349,648 | $52.0M | 0.04% | +1,300,266+123.9% | Added |
| Van Eck Associates Corp | 1,127,561 | $24.9M | 0.02% | −252,755−18.3% | Reduced |
| Sanders Morris Harris LLC | 1,111,173 | $24.6M | 3.90% | +1,111,173 | New |
| Sound Income Strategies, LLC | 903,329 | $19.8M | 0.96% | +17,362+2.0% | Added |
| UBS Group AG | 854,131 | $18.9M | 0.00% | +36,983+4.5% | Added |
| Empowered Funds, LLC | 619,098 | $13.7M | 0.09% | +619,098 | New |
| Empirical Finance, LLC | 618,866 | $13.7M | 0.64% | +618,866 | New |
| Melia Wealth LLC | 515,478 | $11.4M | 5.52% | +12,490+2.5% | Added |
| Cetera Investment Advisers | 452,698 | $10.0M | 0.01% | +28,067+6.6% | Added |
| Legal & General Group Plc | 443,138 | $9.80M | 0.00% | +53,558+13.7% | Added |
| Muzinich & Co., Inc. | 426,243 | $9.43M | 3.30% | +921+0.2% | Added |
| Envestnet Asset Management Inc | 402,926 | $8.91M | 0.00% | +16,788+4.3% | Added |
| Columbus Macro, LLC | 357,781 | $7.91M | 0.85% | +12,261+3.5% | Added |
| Franklin Resources Inc | 329,121 | $7.28M | 0.00% | +66,822+25.5% | Added |
| Epiq Partners, LLC | 312,326 | $6.91M | 3.23% | +1,361+0.4% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.30M | 0.00% | 00.0% | Unchanged |
| BlackRock, Inc. | 276,490 | $6.12M | 0.00% | −145,767−34.5% | Reduced |
| Raymond James Financial Inc | 264,659 | $5.85M | 0.00% | −16,354−5.8% | Reduced |
| Womack Financial LLC | 232,275 | $5.14M | 3.78% | +15,150+7.0% | Added |
| LPL Financial LLC | 231,713 | $5.13M | 0.00% | +16,933+7.9% | Added |
| Millennium Management LLC | 204,548 | $4.52M | 0.00% | +7,380+3.7% | Added |
| Beacon Pointe Advisors, LLC | 196,768 | $4.35M | 0.02% | +1,750+0.9% | Added |
| First Manhattan Co | 188,859 | $4.18M | 0.01% | −17,143−8.3% | Reduced |
| Morgan Stanley | 184,028 | $4.07M | 0.00% | −54,236−22.8% | Reduced |
| Grace & White Inc | 164,697 | $3.64M | 0.64% | 00.0% | Unchanged |
| Voloridge Investment Management, LLC | 147,319 | $3.26M | 0.01% | −22,539−13.3% | Reduced |
| Foundations Investment Advisors, LLC | 135,453 | $3.00M | 0.04% | +5,605+4.3% | Added |
| Naviter Wealth, LLC | 124,570 | $2.76M | 0.34% | +25,325+25.5% | Added |
| Hodges Capital Management Inc. | 110,275 | $2.44M | 0.20% | +1,813+1.7% | Added |
| GraniteShares Advisors LLC | 109,894 | $2.43M | 1.75% | −12,578−10.3% | Reduced |
| Advisors Asset Management, Inc. | 108,400 | $2.40M | 0.04% | +4,937+4.8% | Added |
| Ameriprise Financial Inc | 105,475 | $2.35M | 0.00% | +85,369+424.6% | Added |
| Confluence Investment Management LLC | 95,339 | $2.11M | 0.03% | +11,529+13.8% | Added |
| HRT Financial LP | 93,416 | $2.07M | 0.01% | +30,271+47.9% | Added |
| Neuberger Berman Group LLC | 92,473 | $2.05M | 0.00% | −2,312−2.4% | Reduced |
| Balyasny Asset Management LLC | 90,908 | $2.01M | 0.00% | +77,498+577.9% | Added |
| First Dallas Securities Inc. | 89,691 | $1.98M | 0.73% | −220−0.2% | Reduced |
| Benjamin Edwards Inc | 88,225 | $1.95M | 0.02% | −1,484−1.7% | Reduced |
| Jane Street Group, LLC | 78,975 | $1.75M | 0.00% | +1,038+1.3% | Added |
| SMH Capital Advisors Inc | 78,364 | $1.73M | 4.90% | −40−0.1% | Reduced |
| Denali Advisors LLC | 75,847 | $1.68M | 0.19% | −437−0.6% | Reduced |
| Truvestments Capital LLC | 72,746 | $1.61M | 0.29% | +72,746 | New |
| Legacy Capital Wealth Partners, LLC | 71,174 | $1.57M | 0.32% | +4,956+7.5% | Added |
| State Street Corp | 69,062 | $1.53M | 0.00% | +6,555+10.5% | Added |
| National Asset Management, Inc. | 69,760 | $1.50M | 0.10% | +85+0.1% | Added |
| Great West Life Assurance Co | 65,606 | $1.46M | 0.00% | −6,175−8.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 63,745 | $1.41M | 0.05% | +5,832+10.1% | Added |
| Moerus Capital Management LLC | 61,698 | $1.36M | 0.50% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 59,867 | $1.32M | 0.10% | +7,487+14.3% | Added |
| Kestra Advisory Services, LLC | 56,864 | $1.26M | 0.00% | +12,486+28.1% | Added |
| BNP Paribas Arbitrage, SA | 56,578 | $1.25M | 0.00% | +56,578 | New |
| Cambridge Investment Research Advisors, Inc. | 55,815 | $1.24M | 0.00% | +17,736+46.6% | Added |
| Commonwealth Equity Services, LLC | 55,028 | $1.22M | 0.00% | −37,319−40.4% | Reduced |
| Catalyst Capital Advisors LLC | 49,000 | $1.08M | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 41,774 | $924.0K | 0.00% | −8,684−17.2% | Reduced |
| Cornerstone Wealth Management, LLC | 40,588 | $897.8K | 0.04% | −247−0.6% | Reduced |
| Symphony Financial, Ltd. Co. | 40,969 | $891.9K | 0.12% | +1,528+3.9% | Added |
| Sunbelt Securities, Inc. | 37,030 | $819.1K | 0.05% | +1,530+4.3% | Added |
| Caldwell Sutter Capital, Inc. | 37,018 | $818.8K | 0.33% | −1,066−2.8% | Reduced |
| Militia Capital Management LLC | 35,000 | $774.2K | 0.17% | +35,000 | New |
| Mariner, LLC | 31,895 | $705.5K | 0.00% | +11,839+59.0% | Added |
| AlphaCore Capital LLC | 30,996 | $685.6K | 0.02% | +30,996 | New |
| Closed-End Fund Advisors, Inc. | 30,588 | $676.6K | 0.69% | −83,143−73.1% | Reduced |
| Guggenheim Capital LLC | 29,217 | $646.3K | 0.01% | +1,756+6.4% | Added |
| Northern Trust Corp | 26,651 | $589.5K | 0.00% | −20,566−43.6% | Reduced |
| Invesco Ltd. | 26,318 | $582.2K | 0.00% | −8,258−23.9% | Reduced |
| Greenland Capital Management LP | 26,000 | $575.1K | 0.11% | +26,000 | New |
| Apollon Wealth Management, LLC | 24,648 | $545.2K | 0.01% | −20−0.1% | Reduced |
| Mraz, Amerine & Associates, Inc. | 24,254 | $536.5K | 0.08% | −4,656−16.1% | Reduced |
| Royal Bank of Canada | 23,273 | $515.0K | 0.00% | −56,283−70.7% | Reduced |
| Samalin Investment Counsel, LLC | 22,881 | $506.1K | 0.18% | −5,462−19.3% | Reduced |
| Virtus Investment Advisers, Inc. | 22,464 | $496.9K | 0.14% | −10,218−31.3% | Reduced |
| Zuckerman Investment Group, LLC | 21,937 | $485.3K | 0.05% | −22,993−51.2% | Reduced |
| CWM, LLC | 21,621 | $478.3K | 0.00% | +9,854+83.7% | Added |
| Brevan Howard Capital Management LP | 21,618 | $478.2K | 0.00% | +304+1.4% | Added |
| Arlington Capital Management, Inc. | 21,565 | $477.0K | 0.27% | +21,565 | New |
| Change Path, LLC | 20,830 | $460.8K | 0.01% | −30,010−59.0% | Reduced |
| Bayshore Capital Advisors, LLC | 20,500 | $453.5K | 0.19% | +20,500 | New |
| Dearborn Partners LLC | 19,420 | $429.6K | 0.02% | −579−2.9% | Reduced |
| Oxford Asset Management LLP | 19,172 | $424.1K | 0.17% | +19,172 | New |
| Purpose Unlimited Inc. | 19,000 | $408.1K | 0.02% | +19,000 | New |
| Fund Advisors of America Inc | 18,426 | $407.6K | 0.41% | −2,194−10.6% | Reduced |
| Independent Financial Group, LLC | 18,416 | $407.4K | 0.01% | +18,416 | New |
| Monticello Wealth Management, LLC | 18,272 | $404.2K | 0.03% | 00.0% | Unchanged |
| LBMC Investment Advisors, LLC | 18,250 | $403.7K | 0.02% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 17,597 | $389.2K | 0.00% | +17,597 | New |
| Advisor Group Holdings, Inc. | 17,437 | $385.8K | 0.00% | −10,753−38.1% | Reduced |
| Wedbush Securities Inc | 16,378 | $362.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 15,801 | $349.5K | 0.01% | −7,781−33.0% | Reduced |
| Quantbot Technologies LP | 15,733 | $348.0K | 0.01% | −3,545−18.4% | Reduced |
| Inspire Advisors, LLC | 14,608 | $323.1K | 0.03% | +14,608 | New |
| JPMorgan Chase & Co | 14,690 | $315.5K | 0.00% | −3,828−20.7% | Reduced |
| Occudo Quantitative Strategies LP | 12,877 | $309.0K | 0.02% | +12,877 | New |
| US Bancorp | 13,700 | $303.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 13,313 | $294.5K | 0.01% | +13,313 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $282.2K | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 12,508 | $276.7K | 0.07% | +13+0.1% | Added |
| Core Wealth Partners LLC | 11,520 | $254.8K | 0.12% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,330 | $250.6K | 0.00% | +386+3.5% | Added |
| Geode Capital Management, LLC | 11,251 | $248.9K | 0.00% | 00.0% | Unchanged |