Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Capital Southwest Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +10 vs. Q4 2025
- Shares held
- 16.7M
- +1.79M (+12.0%) vs. Q4 2025
- Total value
- $369.5M
- +$37.7M (+11.3%) vs. Q4 2025
- New holders
- 32
- 54 more added
- Sold out
- 22
- 47 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 1 | $22 | 0.00% | +1 | New |
| Huntington National Bank | 2 | $44 | 0.00% | 00.0% | Unchanged |
| PMV Capital Advisers, LLC | 2 | $45 | 0.00% | +2 | New |
| DHJJ Financial Advisors, Ltd. | 5 | $111 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 27 | $597 | 0.00% | +24+800.0% | Added |
| Hilton Head Capital Partners, LLC | 30 | $664 | 0.00% | +30 | New |
| NBT Bank N A | 33 | $725 | 0.00% | +11+50.0% | Added |
| Delta Asset Management LLC | 60 | $1.33K | 0.00% | −10−14.3% | Reduced |
| Caitong International Asset Management Co., Ltd | 62 | $1.37K | 0.00% | −35−36.1% | Reduced |
| Archer Investment Corp | 142 | $3.13K | 0.00% | +4+2.9% | Added |
| Beaird Harris Wealth Management, LLC | 197 | $4.36K | 0.00% | +197 | New |
| First Horizon Corp | 200 | $4.42K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 225 | $4.98K | 0.00% | 00.0% | Unchanged |
| LRI Investments, LLC | 250 | $5.53K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 291 | $6.44K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 348 | $7.70K | 0.00% | −126−26.6% | Reduced |
| Dunhill Financial, LLC | 400 | $8.85K | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 450 | $9.95K | 0.00% | −2,250−83.3% | Reduced |
| Avion Wealth | 500 | $11.0K | 0.00% | 00.0% | Unchanged |
| Hager Investment Management Services, LLC | 500 | $11.1K | 0.01% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 600 | $13.3K | 0.00% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 700 | $15.5K | 0.00% | 00.0% | Unchanged |
| Key Capital Management, INC | 782 | $17.3K | 0.01% | +268+52.1% | Added |
| Tower Research Capital LLC (TRC) | 802 | $17.7K | 0.00% | +802 | New |
| Larson Financial Group LLC | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,000 | $22.1K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 1,025 | $22.7K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 1,030 | $22.8K | 0.00% | +750+267.9% | Added |
| Ronald Blue Trust, Inc. | 1,053 | $23.3K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,156 | $24.8K | 0.00% | +352+43.8% | Added |
| Elequin Capital LP | 1,177 | $26.0K | 0.00% | +1,177 | New |
| Triumph Capital Management | 1,400 | $31.0K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 1,600 | $35.4K | 0.00% | +1,600 | New |
| Union Bancaire Privee, UBP SA | 1,685 | $36.2K | 0.00% | −5,580−76.8% | Reduced |
| Geneos Wealth Management Inc. | 1,930 | $42.7K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 2,237 | $49.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 2,329 | $51.5K | 0.00% | −468−16.7% | Reduced |
| Washington Trust Advisors, Inc. | 2,500 | $55.3K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,606 | $57.6K | 0.00% | −2,467−48.6% | Reduced |
| Osbon Capital Management LLC | 2,650 | $58.6K | 0.05% | +150+6.0% | Added |
| Farther Finance Advisors, LLC | 2,702 | $59.3K | 0.00% | −2,616−49.2% | Reduced |
| Central Trust Co | 2,700 | $59.7K | 0.00% | +2,700 | New |
| Weiss Asset Management LP | 2,852 | $63.1K | 0.00% | +2,808+6,381.8% | Added |
| Capital Analysts, LLC | 2,903 | $64.0K | 0.00% | +73+2.6% | Added |
| MAI Capital Management | 3,051 | $67.5K | 0.00% | 00.0% | Unchanged |
| Burk Holdings LLC | 3,068 | $67.9K | 0.03% | +3,068 | New |
| Signaturefd, LLC | 3,409 | $75.4K | 0.00% | +746+28.0% | Added |
| Wells Fargo & Company | 3,986 | $88.2K | 0.00% | −1,767−30.7% | Reduced |
| Hollencrest Capital Management | 3,998 | $88.4K | 0.00% | −3,438−46.2% | Reduced |
| Parallel Advisors, LLC | 4,185 | $92.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,409 | $97.5K | 0.00% | +409+10.2% | Added |
| The PNC Financial Services Group, Inc. | 4,654 | $102.9K | 0.00% | +3,088+197.2% | Added |
| Rialto Wealth Management, LLC | 4,809 | $106.4K | 0.02% | 00.0% | Unchanged |
| Allworth Financial LP | 5,588 | $123.6K | 0.00% | +743+15.3% | Added |
| Leonteq Securities AG | 7,000 | $154.8K | 0.01% | +700+11.1% | Added |
| Simplex Trading, LLC | 7,233 | $160.0K | 0.00% | −20,521−73.9% | Reduced |
| VPR Management LLC | 8,500 | $188.0K | 0.08% | 00.0% | Unchanged |
| Vident Advisory, LLC | 9,293 | $205.6K | 0.00% | −2,426−20.7% | Reduced |
| Eagle Global Advisors LLC | 9,350 | $206.8K | 0.01% | +9,350 | New |
| Trexquant Investment LP | 9,613 | $212.6K | 0.00% | −12,509−56.5% | Reduced |
| Squarepoint Ops LLC | 9,637 | $213.2K | 0.00% | +9,637 | New |
| SageGuard Financial Group, LLC | 9,690 | $214.3K | 0.03% | −2,423−20.0% | Reduced |
| HighTower Advisors, LLC | 9,747 | $215.6K | 0.00% | +109+1.1% | Added |
| Creative Planning | 9,938 | $219.8K | 0.00% | +9,938 | New |
| FCG Investment Co | 10,669 | $236.0K | 0.10% | +10,669 | New |
| Colony Group, LLC | 10,960 | $242.4K | 0.00% | +10,960 | New |
| DRW Securities, LLC | 11,165 | $247.0K | 0.01% | +11,165 | New |
| Geode Capital Management, LLC | 11,251 | $248.9K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 11,330 | $250.6K | 0.00% | +386+3.5% | Added |
| Core Wealth Partners LLC | 11,520 | $254.8K | 0.12% | 00.0% | Unchanged |
| Accel Wealth Management | 12,508 | $276.7K | 0.07% | +13+0.1% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | $282.2K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 13,313 | $294.5K | 0.01% | +13,313 | New |
| US Bancorp | 13,700 | $303.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 12,877 | $309.0K | 0.02% | +12,877 | New |
| JPMorgan Chase & Co | 14,690 | $315.5K | 0.00% | −3,828−20.7% | Reduced |
| Inspire Advisors, LLC | 14,608 | $323.1K | 0.03% | +14,608 | New |
| Quantbot Technologies LP | 15,733 | $348.0K | 0.01% | −3,545−18.4% | Reduced |
| Belpointe Asset Management LLC | 15,801 | $349.5K | 0.01% | −7,781−33.0% | Reduced |
| Wedbush Securities Inc | 16,378 | $362.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 17,437 | $385.8K | 0.00% | −10,753−38.1% | Reduced |
| Engineers Gate Manager LP | 17,597 | $389.2K | 0.00% | +17,597 | New |
| LBMC Investment Advisors, LLC | 18,250 | $403.7K | 0.02% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 18,272 | $404.2K | 0.03% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 18,416 | $407.4K | 0.01% | +18,416 | New |
| Fund Advisors of America Inc | 18,426 | $407.6K | 0.41% | −2,194−10.6% | Reduced |
| Purpose Unlimited Inc. | 19,000 | $408.1K | 0.02% | +19,000 | New |
| Oxford Asset Management LLP | 19,172 | $424.1K | 0.17% | +19,172 | New |
| Dearborn Partners LLC | 19,420 | $429.6K | 0.02% | −579−2.9% | Reduced |
| Bayshore Capital Advisors, LLC | 20,500 | $453.5K | 0.19% | +20,500 | New |
| Change Path, LLC | 20,830 | $460.8K | 0.01% | −30,010−59.0% | Reduced |
| Arlington Capital Management, Inc. | 21,565 | $477.0K | 0.27% | +21,565 | New |
| Brevan Howard Capital Management LP | 21,618 | $478.2K | 0.00% | +304+1.4% | Added |
| CWM, LLC | 21,621 | $478.3K | 0.00% | +9,854+83.7% | Added |
| Zuckerman Investment Group, LLC | 21,937 | $485.3K | 0.05% | −22,993−51.2% | Reduced |
| Virtus Investment Advisers, Inc. | 22,464 | $496.9K | 0.14% | −10,218−31.3% | Reduced |
| Samalin Investment Counsel, LLC | 22,881 | $506.1K | 0.18% | −5,462−19.3% | Reduced |
| Royal Bank of Canada | 23,273 | $515.0K | 0.00% | −56,283−70.7% | Reduced |
| Mraz, Amerine & Associates, Inc. | 24,254 | $536.5K | 0.08% | −4,656−16.1% | Reduced |